13F-HR filed by Annex Advisory Services, LLC
Annex Advisory Services, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 86 holding rows worth $295,617,000.
- Accession
- 0001062993-14-006549
- Filer
- CIK 1542287
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 86 entries on the cover page, a total value of $295,617,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,617,000 with VALUE read as thousands by filing date, 13F file number 028-15012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 367,998 | $37,256,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 684,356 | $35,662,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 320,484 | $24,290,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 337,614 | $24,258,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 230,583 | $23,077,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 282,736 | $18,776,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300,928 | $15,994,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 164,902 | $13,806,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 129,950 | $13,554,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 203,482 | $13,005,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 104,638 | $11,576,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 114,853 | $8,838,000 | thousands by filing date | |
| IJH | 464287507 | COM | 42,745 | $5,845,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 27,804 | $5,512,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 43,917 | $4,024,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 80,038 | $3,941,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30,890 | $3,092,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,058 | $1,920,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,943 | $1,762,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 34,570 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 17,045 | $1,282,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 27,952 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 17,675 | $1,223,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,979 | $1,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 14,753 | $1,083,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 20,519 | $935,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 20,066 | $863,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 23,671 | $827,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,003 | $749,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,987 | $692,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,498 | $689,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,839 | $643,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,686 | $608,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,295 | $560,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 15,898 | $556,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,712 | $515,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,696 | $514,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,679 | $491,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,991 | $452,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,691 | $437,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,977 | $437,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,197 | $389,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,902 | $389,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,840 | $389,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,783 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,130 | $379,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,649 | $377,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,195 | $373,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,739 | $365,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,117 | $362,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,332 | $361,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,445 | $357,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,917 | $356,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,720 | $355,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,689 | $350,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,352 | $330,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,720 | $321,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,142 | $317,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,795 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,242 | $301,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,982 | $295,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,035 | $283,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,977 | $267,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,350 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,131 | $265,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,400 | $237,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,346 | $236,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,555 | $234,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,878 | $230,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,151 | $229,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,900 | $226,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,004 | $214,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,703 | $212,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,115 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,925 | $211,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 18,442 | $210,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,967 | $208,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,068 | $204,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,388 | $203,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,575 | $201,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,462 | $201,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 49,225 | $168,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 21,476 | $161,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,000 | $110,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 30,000 | $54,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,571 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006549 | this filing | 2014-11-13 | acceptance time not in the bulk data set |