13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-04, with 648 holding rows worth $499,139,000.
- Accession
- 0001062993-14-006281
- Filer
- CIK 1342857
- Filed
- 2014-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 648 entries on the cover page, a total value of $499,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $499,129,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $15,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,705 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $14,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 200 | $13,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 90 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 287 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $13,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,666 | $13,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $13,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 550 | $13,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 500 | $13,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,800 | $13,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 750 | $13,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 150 | $12,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 180 | $12,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 100 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 100 | $12,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 260 | $12,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 260 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 700 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,300 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $12,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 110 | $11,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 839 | $11,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 190 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 258 | $11,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 699 | $11,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 120 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 85 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 303 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $10,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 773 | $10,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 823 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 132 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,000 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 830 | $9,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 140 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,412 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 105 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $8,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 572 | $8,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $8,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $7,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 54 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 301 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 525 | $7,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 730 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 425 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 480 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 350 | $6,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 85 | $6,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 51 | $6,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 64 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 106 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 99 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $6,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 700 | $6,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 75 | $6,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,857 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 58 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 60 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 61 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 70 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,000 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 32 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 71 | $5,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 240 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 35 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 398 | $4,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 58 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 105 | $4,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 53 | $4,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 51 | $4,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100 | $4,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 100 | $4,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 109 | $4,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 163 | $4,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 391 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 95 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100 | $3,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 500 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 86 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 150 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 200 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 400 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 74 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 19 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 66 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 62 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 120 | $2,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 200 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 169 | $2,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 2,000 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 86 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 21 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 27 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 165 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 100 | $1,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8 | $1,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,500 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006281 | this filing | 2014-11-04 | acceptance time not in the bulk data set |