13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-24, with 70 holding rows worth $155,261,000.
- Accession
- 0001062993-14-006126
- Filer
- CIK 1342396
- Filed
- 2014-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 70 entries on the cover page, a total value of $155,261,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,261,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC/SC028-15165
- included managerHorizon Investments, LLC/SC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 119,450 | $23,534,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 89,197 | $17,684,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 93,096 | $9,945,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 81,103 | $8,012,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 77,818 | $6,319,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 146,759 | $6,121,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100,771 | $6,085,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 91,302 | $5,854,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 91,937 | $4,810,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 46,104 | $4,225,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 52,503 | $3,355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 101,917 | $3,252,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 72,613 | $2,825,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 145,418 | $2,788,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 57,759 | $2,678,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 39,747 | $2,578,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,185 | $2,531,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,206 | $2,438,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 119,175 | $2,405,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,933 | $2,367,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 71,452 | $2,350,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 32,189 | $2,310,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 89,715 | $2,298,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 144,498 | $2,137,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 33,426 | $2,118,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,748 | $2,082,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,036 | $1,995,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 83,485 | $1,969,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,658 | $1,708,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 32,070 | $1,447,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,067 | $1,347,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 41,882 | $1,343,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,335 | $1,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 24,326 | $950,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,071 | $775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,546 | $693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,596 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 18,384 | $596,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,316 | $470,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,617 | $393,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,294 | $360,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,905 | $323,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 11,537 | $311,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,346 | $289,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,134 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,778 | $275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,693 | $272,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 10,324 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 15,856 | $259,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,235 | $252,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,608 | $247,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,996 | $240,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 69,785 | $238,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,497 | $235,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,049 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,089 | $230,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,335 | $229,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 10,033 | $225,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 20,792 | $219,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 27,803 | $200,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 25,449 | $200,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,420 | $192,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 14,477 | $185,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 13,544 | $180,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 62,845 | $175,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 31,699 | $163,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 18,268 | $151,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $103,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 43,471 | $96,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 17,672 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006126 | this filing | 2014-10-24 | acceptance time not in the bulk data set |