13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-18, with 689 holding rows worth $497,999,000.
- Accession
- 0001062993-14-005058
- Filer
- CIK 1342857
- Filed
- 2014-08-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 689 entries on the cover page, a total value of $497,999,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,998,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 150 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 729 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 187 | $19,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,175 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 350 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 700 | $19,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 593 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 375 | $18,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 200 | $18,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 376 | $18,000 | thousands by filing date | |
| SPOK HOLDINGS INC | 084863T10 | Stock | 1,177 | $18,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 202 | $17,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 559 | $17,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,000 | $17,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 200 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 676 | $17,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 100 | $17,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 395 | $16,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,246 | $16,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 350 | $16,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,495 | $16,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 607 | $16,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 636 | $16,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,398 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $15,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,666 | $15,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 180 | $15,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 550 | $15,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,200 | $15,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 4,750 | $15,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,000 | $15,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 200 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 287 | $14,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 301 | $14,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 400 | $14,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 700 | $14,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,300 | $14,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 913 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $14,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 100 | $13,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 186 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,705 | $13,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 260 | $13,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 260 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 894 | $13,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 290 | $13,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 500 | $13,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $12,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 554 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $12,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 150 | $11,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 180 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 110 | $11,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 839 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 303 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,150 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 756 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 258 | $11,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 699 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 823 | $11,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 85 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 190 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 209 | $10,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 794 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,019 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,772 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 235 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 809 | $9,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 140 | $9,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,195 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 105 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82 | $8,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 132 | $8,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 106 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $8,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 300 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 525 | $8,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,330 | $8,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 572 | $8,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $7,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 64 | $7,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $7,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 75 | $7,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 130 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 425 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 480 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 100 | $6,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 51 | $6,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 54 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 106 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 99 | $6,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 164 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 70 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $6,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 700 | $6,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $6,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,857 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 58 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 60 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 61 | $5,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $5,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80 | $5,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 32 | $5,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 100 | $5,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 109 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 71 | $5,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 240 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 163 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 35 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 95 | $4,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 58 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 105 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 120 | $4,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 86 | $4,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 53 | $4,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 51 | $4,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 200 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 154 | $4,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 391 | $4,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100 | $3,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 500 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 150 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 35 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 87 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 400 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 74 | $3,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 2,000 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25 | $2,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 66 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 62 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 165 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 100 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 120 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 169 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 27 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 10 | $1,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 421 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 224 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X849 | INDX FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-005058 | this filing | 2014-08-18 | acceptance time not in the bulk data set |