13F-HR filed by Shamrock Asset Management LLC
Shamrock Asset Management LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 298 holding rows worth $322,360,000.
- Accession
- 0001062993-14-004510
- Filer
- CIK 1555909
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 298 entries on the cover page, a total value of $322,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,352,000 with VALUE read as thousands by filing date, 13F file number 028-15010. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 373,834 | $16,680,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 149,704 | $16,673,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 285,122 | $16,195,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 125,822 | $16,132,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 322,808 | $16,024,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 164,531 | $15,940,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 699,558 | $15,908,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 151,842 | $15,731,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 237,174 | $14,219,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 323,204 | $13,972,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 152,054 | $4,898,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 378,727 | $4,560,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 89,807 | $4,423,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 31,934 | $4,089,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,846 | $3,689,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 37,971 | $3,300,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,591 | $3,209,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,579 | $3,196,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34,610 | $3,130,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 63,897 | $3,114,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 42,797 | $3,052,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 37,962 | $2,959,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,026 | $2,939,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 44,130 | $2,899,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28,736 | $2,895,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 70,866 | $2,827,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 107,370 | $2,820,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 26,952 | $2,764,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 26,384 | $2,733,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 52,667 | $2,675,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,492 | $2,616,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 62,390 | $2,591,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 60,244 | $2,513,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 97,608 | $2,427,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20,182 | $2,407,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 125,543 | $2,383,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 20,513 | $2,366,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 20,933 | $2,265,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,973 | $2,149,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,320 | $2,138,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 23,648 | $2,102,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 48,510 | $2,098,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,272 | $2,055,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 16,592 | $2,040,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 55,353 | $2,028,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 46,006 | $2,017,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 46,107 | $2,016,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,010 | $2,015,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 45,875 | $1,970,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 27,344 | $1,962,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,629 | $1,931,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 36,119 | $1,931,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 30,939 | $1,918,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,444 | $1,897,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,373 | $1,828,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,924 | $1,801,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 37,857 | $1,763,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20,837 | $1,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 56,539 | $1,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 45,482 | $1,332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 24,636 | $1,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 40,258 | $1,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 32,690 | $1,301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 58,355 | $1,299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 38,023 | $1,298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 42,049 | $1,283,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,519 | $1,256,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,052 | $1,177,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 24,427 | $1,108,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,979 | $1,100,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,682 | $1,067,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 25,549 | $1,024,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,637 | $977,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,094 | $796,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 22,435 | $778,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 29,918 | $753,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 28,612 | $750,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,714 | $732,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,944 | $706,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,912 | $703,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 19,345 | $698,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 51,485 | $669,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,717 | $634,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,421 | $626,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 10,351 | $600,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,376 | $577,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 14,165 | $513,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,389 | $453,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,210 | $440,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,382 | $374,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,175 | $361,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,079 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,818 | $326,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,978 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,418 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 4,217 | $303,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,535 | $296,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 6,782 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,267 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 8,096 | $245,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,092 | $244,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,288 | $240,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,057 | $229,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,126 | $227,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,944 | $226,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,356 | $221,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,137 | $199,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,070 | $196,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,900 | $166,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 895 | $162,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 4,667 | $113,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 11,108 | $108,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,115 | $105,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,000 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,435 | $98,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,216 | $93,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 2,014 | $92,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,097 | $91,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,650 | $85,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,856 | $83,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 741 | $82,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 6,528 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 3,042 | $81,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,880 | $79,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 5,735 | $77,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,395 | $76,000 | thousands by filing date | |
| 38259p508 | COM | 129 | $75,000 | thousands by filing date | ||
| Qualcomm Incorporated | 747525103 | COM | 933 | $74,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 129 | $74,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,150 | $71,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 946 | $70,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 487 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,374 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,374 | $64,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,458 | $62,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 725 | $61,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 8,025 | $58,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,775 | $54,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 782 | $53,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,000 | $53,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 512 | $53,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 625 | $51,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 992 | $49,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 898 | $48,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,818 | $48,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 565 | $47,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 763 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,624 | $46,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,588 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 948 | $45,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,324 | $45,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 933 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,707 | $45,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,780 | $44,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 468 | $44,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 859 | $44,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,000 | $44,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 554 | $43,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 761 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 460 | $43,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 666 | $43,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,890 | $43,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,159 | $43,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 645 | $42,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 337 | $42,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 809 | $41,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,721 | $41,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 535 | $41,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 441 | $41,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,460 | $41,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 285 | $41,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 403 | $40,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 767 | $40,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 242 | $40,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 865 | $40,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 33 | $40,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,349 | $39,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 295 | $38,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 136 | $38,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,315 | $38,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 407 | $38,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,530 | $37,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 951 | $36,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,680 | $35,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,138 | $35,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 649 | $34,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 612 | $34,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,000 | $34,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,340 | $34,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,700 | $33,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,079 | $32,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 385 | $32,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 371 | $31,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,172 | $31,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 800 | $30,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 820 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $30,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 687 | $29,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 982 | $29,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 200 | $29,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,254 | $29,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,643 | $28,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 922 | $28,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 375 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,100 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 963 | $27,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,790 | $27,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $25,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 360 | $25,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 620 | $24,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 527 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 828 | $22,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 532 | $22,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 281 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,000 | $21,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 300 | $20,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 317 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 150 | $18,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 349 | $18,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $17,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 400 | $16,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 487 | $14,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 833 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $13,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 55 | $13,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 301 | $13,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 396 | $12,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 355 | $12,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 247 | $12,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $12,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 204 | $11,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 167 | $10,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 79 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 103 | $10,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 173 | $9,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 134 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 334 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 327 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 111 | $8,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $8,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,200 | $8,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 72 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 244 | $8,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $8,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,000 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 150 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 133 | $7,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 200 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 133 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 153 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 200 | $6,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 250 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 34 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 38 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $4,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 167 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 31 | $3,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 250 | $3,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39 | $2,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 24 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 62 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 87 | $2,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 400 | $2,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 100 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15 | $1,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 250 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 200 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 187 | $1,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 15 | $1,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VTI | 922908769 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Pentair Inc | H6169Q108 | PNR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ADT CORPORATION | 00101J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUT (PGH) PENGROWTH ENERGY JAN 17 15 $6 (100 SHS) | 2030049AS | PUT | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-004510 | this filing | 2014-08-04 | acceptance time not in the bulk data set |