13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-23, with 73 holding rows worth $149,090,000.
- Accession
- 0001062993-14-004338
- Filer
- CIK 1342396
- Filed
- 2014-07-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 73 entries on the cover page, a total value of $149,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,089,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC/SC028-15165
- included managerHorizon Investments, LLC/SC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 139,411 | $27,286,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 127,831 | $25,183,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 184,740 | $8,871,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 136,856 | $5,903,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 70,687 | $5,722,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 91,174 | $5,674,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 81,027 | $5,540,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 41,855 | $3,806,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25,690 | $3,049,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 135,653 | $2,577,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 29,825 | $2,565,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 28,900 | $2,478,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 105,254 | $2,251,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,129 | $2,215,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 35,520 | $2,208,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 127,187 | $2,193,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 99,137 | $2,176,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,182 | $2,175,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,001 | $2,144,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 77,935 | $2,048,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,430 | $2,045,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18,329 | $2,039,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 28,207 | $2,039,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 44,236 | $1,912,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 16,249 | $1,903,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 49,737 | $1,902,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 48,219 | $1,859,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 37,980 | $1,695,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,562 | $1,191,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,077 | $1,156,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 37,332 | $1,150,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,158 | $1,111,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,484 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,843 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,012 | $717,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 20,806 | $641,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,683 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,359 | $605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,872 | $594,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,182 | $378,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,475 | $353,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 11,076 | $341,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,122 | $331,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,800 | $318,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 24,036 | $288,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,027 | $285,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,953 | $282,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 65,691 | $275,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,134 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,700 | $268,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,670 | $263,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,161 | $255,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,959 | $255,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,015 | $254,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,928 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 6,986 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,145 | $245,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 56,941 | $240,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 51,191 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,174 | $232,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 116,850 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,583 | $218,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,415 | $216,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 23,868 | $212,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 19,531 | $210,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 11,985 | $196,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 28,409 | $162,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 37,813 | $152,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 25,828 | $150,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,641 | $150,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 32,096 | $119,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $113,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 15,154 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-004338 | this filing | 2014-07-23 | acceptance time not in the bulk data set |