13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-02, with 31 holding rows worth $232,862,000.
- Accession
- 0001062993-14-003988
- Filer
- CIK 1513006
- Filed
- 2014-07-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 32 entries on the cover page, a total value of $232,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $232,860,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,600,000 | $182,009,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 12,160,000 | $12,148,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,750,000 | $5,634,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,816,000 | $4,830,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 3,930,000 | $3,926,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,500,000 | $3,496,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,433,000 | $3,450,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 1,205,000 | $2,371,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 101,525 | $2,289,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 41,300 | $1,672,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 78,800 | $1,115,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 900,000 | $970,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 23,000 | $835,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 500,000 | $833,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,000 | $777,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $767,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,554 | $702,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 500,000 | $671,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 50,000 | $596,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 500,000 | $521,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,000 | $446,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,349 | $432,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,197 | $430,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 350,000 | $394,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 100,000 | $374,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $275,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,463 | $231,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,000 | $221,000 | thousands by filing date | |
| 38259p508 | COM | 353 | $206,000 | thousands by filing date | ||
| MOLYCORP INC DEL | 608753109 | COM | 80,000 | $206,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 11,000 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-003988 | this filing | 2014-07-02 | acceptance time not in the bulk data set |