13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 65 holding rows worth $149,323,000.
- Accession
- 0001062993-14-002839
- Filer
- CIK 1342396
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 67 entries on the cover page, a total value of $149,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,321,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC/SC028-15165
- included managerHorizon Investments, LLC/SC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 2,949 | $18,655,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 99,756 | $18,655,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 74,984 | $14,107,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 123,614 | $11,929,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 130,872 | $6,095,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 114,195 | $4,634,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 58,525 | $4,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 133,701 | $4,551,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 66,930 | $4,498,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 75,287 | $4,492,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 51,954 | $4,458,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 22,238 | $3,012,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 34,506 | $2,986,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 128,332 | $2,556,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 21,154 | $2,403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 131,728 | $2,326,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 96,654 | $2,012,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,569 | $1,827,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 89,984 | $1,801,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 30,155 | $1,775,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,112 | $1,744,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 21,388 | $1,713,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 23,137 | $1,702,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,674 | $1,692,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 39,035 | $1,681,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,865 | $1,659,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,653 | $1,624,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,557 | $1,594,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 101,949 | $1,590,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,384 | $1,512,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,643 | $1,135,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,503 | $1,031,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,244 | $998,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,917 | $964,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 31,420 | $910,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 23,442 | $721,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,250 | $669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,188 | $628,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 102,110 | $624,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 12,056 | $614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 16,659 | $614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 18,899 | $605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,238 | $604,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,565 | $361,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,590 | $360,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,144 | $355,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,625 | $283,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,469 | $277,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 35,247 | $276,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,903 | $273,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 46,630 | $269,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,493 | $266,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 62,251 | $250,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,424 | $244,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 7,856 | $237,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,579 | $234,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 22,504 | $229,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,313 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,316 | $224,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 53,189 | $224,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 46,064 | $219,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 108,285 | $191,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 13,425 | $165,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 15,704 | $130,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 13,716 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-002839 | this filing | 2014-05-14 | acceptance time not in the bulk data set |