13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-03, with 14 holding rows worth $369,943,000.
- Accession
- 0001062993-14-001927
- Filer
- CIK 1513006
- Filed
- 2014-04-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 14 entries on the cover page, a total value of $369,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,944,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,100,000 | $338,218,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 11,810,000 | $11,802,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,550,000 | $4,544,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,433,000 | $3,441,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,500,000 | $3,113,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,500,000 | $2,119,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 2,000,000 | $2,021,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,000,000 | $1,590,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 1,000,000 | $1,318,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 850,000 | $857,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 500,000 | $521,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 300,000 | $362,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 11,000 | $24,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 10,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-001927 | this filing | 2014-04-03 | acceptance time not in the bulk data set |