13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 67 holding rows worth $119,229,000.
- Accession
- 0001062993-14-000521
- Filer
- CIK 1342396
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 67 entries on the cover page, a total value of $119,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,230,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 121,611 | $22,460,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 85,009 | $15,782,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 157,736 | $13,874,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 145,127 | $5,333,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 71,711 | $4,811,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 97,947 | $3,591,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 82,365 | $3,388,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27,052 | $2,859,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 29,141 | $2,505,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 32,216 | $2,461,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 123,552 | $2,251,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 120,028 | $2,135,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,784 | $1,957,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 38,160 | $1,640,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,332 | $1,497,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 79,853 | $1,423,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 13,419 | $1,406,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 25,825 | $1,379,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 49,014 | $1,374,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,868 | $1,358,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,051 | $1,349,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,927 | $1,321,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18,417 | $1,281,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 71,844 | $1,253,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,329 | $1,246,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 24,411 | $1,245,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,290 | $1,220,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 13,228 | $1,057,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 21,125 | $972,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,113 | $970,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,911 | $925,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,240 | $765,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 25,779 | $742,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 117,075 | $674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,524 | $630,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,038 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,105 | $616,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 17,269 | $616,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,542 | $591,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,595 | $580,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 19,378 | $482,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 14,632 | $427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 13,754 | $406,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,570 | $400,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,718 | $314,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,425 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,440 | $300,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,768 | $298,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 32,217 | $295,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 10,873 | $282,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 24,132 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,930 | $273,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,378 | $272,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,094 | $267,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 7,359 | $264,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,623 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,130 | $249,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 7,530 | $233,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,285 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,090 | $231,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,582 | $210,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 43,533 | $204,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 11,884 | $159,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,425 | $129,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 33,677 | $122,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 19,379 | $119,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 14,019 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-000521 | this filing | 2014-02-06 | acceptance time not in the bulk data set |