13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 295 holding rows worth $36,574,000.
- Accession
- 0001062993-13-005782
- Filer
- CIK 1569452
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 327 entries on the cover page, a total value of $36,574,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,574,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 22,603 | $3,840,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 95,217 | $3,794,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 42,668 | $1,695,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 83,975 | $1,150,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,485 | $1,117,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,680 | $964,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,350 | $956,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,779 | $835,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,485 | $718,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,995 | $620,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,303 | $610,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,885 | $575,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,000 | $563,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 23,495 | $524,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,985 | $503,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,255 | $503,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,331 | $495,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 42,565 | $493,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 991 | $485,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,268 | $482,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,935 | $472,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,290 | $421,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,925 | $407,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,920 | $362,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,735 | $355,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,304 | $337,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,525 | $330,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,888 | $324,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,894 | $298,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,206 | $270,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,980 | $226,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,420 | $224,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,033 | $219,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,075 | $219,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 21,269 | $219,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 11,630 | $218,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 9,408 | $218,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,475 | $210,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,502 | $198,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 7,093 | $193,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 7,975 | $191,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,055 | $178,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,689 | $172,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 8,150 | $168,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 6,908 | $163,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,758 | $163,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,257 | $153,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,230 | $150,000 | thousands by filing date | |
| First Trust 4012 - US Equity C | 30273S634 | Common | 14,802 | $147,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,601 | $145,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,756 | $139,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,900 | $136,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,304 | $133,000 | thousands by filing date | |
| Invesco Unit Trusts Srs 1368 L | 46133V310 | Common | 12,240 | $125,000 | thousands by filing date | |
| 38259p508 | COM | 122 | $120,000 | thousands by filing date | ||
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,500 | $118,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,186 | $116,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,420 | $111,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 9,000 | $110,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 6,670 | $109,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,597 | $107,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,563 | $106,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 670 | $105,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,500 | $105,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,675 | $101,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,832 | $98,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,253 | $97,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 4,850 | $96,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,200 | $94,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,060 | $93,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 456 | $91,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,899 | $90,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,600 | $89,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 2,529 | $88,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,400 | $87,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,550 | $87,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 9,350 | $84,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,741 | $83,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 928 | $82,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,550 | $81,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,250 | $79,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,370 | $77,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,081 | $76,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $76,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 948 | $76,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 405 | $75,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 864 | $75,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 2,609 | $75,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,475 | $74,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 97 | $72,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,833 | $72,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,000 | $70,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,041 | $68,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,704 | $68,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,350 | $67,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,000 | $67,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 828 | $64,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 27,492 | $64,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,341 | $63,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 6,650 | $63,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $58,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 798 | $56,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 450 | $55,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,361 | $55,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,175 | $54,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $54,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 1,230 | $54,000 | thousands by filing date | |
| First Trust 4282 Richard Berns | 30281Y102 | Common | 5,068 | $54,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,291 | $52,000 | thousands by filing date | |
| Invesco Unit Tr Srs 1338 Globa | 46133P149 | Common | 4,875 | $52,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $51,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,597 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 2,000 | $51,000 | thousands by filing date | |
| Invesco Unit Tr Srs 1345 Ameri | 46133T745 | Common | 5,160 | $51,000 | thousands by filing date | |
| Invesco Unit Trusts Srs 1368 A | 46133V260 | Common | 4,925 | $51,000 | thousands by filing date | |
| Invesco Unit Tr MLP & Income P | 46133T422 | Common | 5,312 | $50,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,285 | $49,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 760 | $49,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,625 | $49,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,100 | $48,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 724 | $47,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 800 | $47,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 650 | $45,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,513 | $41,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 217 | $40,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC-CL B | 048044743 | COM | 350 | $40,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,142 | $38,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 3,035 | $36,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,300 | $35,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 500 | $34,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 671 | $34,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $34,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,000 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,500 | $34,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,104 | $34,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 315 | $33,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 402 | $32,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 495 | $32,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 540 | $32,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 445 | $32,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 500 | $32,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,400 | $32,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 462 | $31,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $31,000 | thousands by filing date | |
| TRANSOCEAN LTD | 050546683 | COM | 561 | $31,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,130 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,000 | $29,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 650 | $29,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 950 | $29,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 227 | $28,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $28,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,569 | $28,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 750 | $28,000 | thousands by filing date | |
| Eaton Vance Floating Rate A | 277911129 | Com | 2,994 | $28,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 350 | $27,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 470 | $27,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 750 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 500 | $27,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $26,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 547 | $26,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 332 | $26,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $26,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 11,221 | $26,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,400 | $26,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $25,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 408 | $25,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 515 | $25,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 651 | $24,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 500 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 500 | $24,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 570 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 450 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 369 | $22,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 769 | $22,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 886 | $22,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 500 | $21,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $21,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 900 | $21,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 136 | $21,000 | thousands by filing date | |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO OPEN SHARES | 52106N764 | OPEN END TAXABLE NO LOAD FUND | 1,061 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,500 | $21,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 1,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200 | $20,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 503 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $19,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 588 | $19,000 | thousands by filing date | |
| BUFFALO SMALL-CAP GROWTH FUND INVESTOR CLASS | 119804102 | OPEN END TAXABLE NO LOAD FUND | 497 | $19,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 500 | $19,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 500 | $18,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 4,500 | $18,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 500 | $18,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $17,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 780 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 150 | $16,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 300 | $16,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $16,000 | thousands by filing date | |
| NORTHERN SMALL CAP VALUE | 665162400 | NTF EQUITY FUNDS | 768 | $16,000 | thousands by filing date | |
| BLACKROCK EQUITY DIVIDEND FUND INST'L CLASS | 09251M504 | Mutual Fund | 708 | $16,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 941 | $16,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,300 | $16,000 | thousands by filing date | |
| DreyfusAppreciationFund | 261970107 | COMMON | 324 | $16,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 80 | $16,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 315 | $15,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,000 | $15,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 625 | $15,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 15 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,700 | $14,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 925 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 200 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 500 | $13,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $12,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,100 | $12,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $11,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 700 | $10,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 406 | $10,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 250 | $10,000 | thousands by filing date | |
| GS MID CAP EQTY FD IN | 38141W398 | MUTUAL | 200 | $10,000 | thousands by filing date | |
| MUNDER MID CP CORE GR | 626124242 | MUTUAL | 236 | $10,000 | thousands by filing date | |
| ARTISAN MID CAP FUND INVESTORS CLASS | 04314H303 | Com | 198 | $10,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 332 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 239 | $8,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,009 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $8,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 133 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,964 | $8,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 295 | $8,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 210 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 202 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 55 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 145 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 120 | $7,000 | thousands by filing date | |
| Wells Fargo Advantage Discover | 949915342 | Common | 219 | $7,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 68 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 109 | $6,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 250 | $6,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,000 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 3,000 | $6,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 914 | $6,000 | thousands by filing date | |
| AMERICAN BEACON | 02368A638 | MUTUAL FUNDS - | 231 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON FD ALLOCATR | 35472P828 | FOUNDNG ALLO C | 516 | $6,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 40 | $5,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 83 | $5,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50 | $5,000 | thousands by filing date | |
| Aberdeen Select International | 04315J845 | Common | 409 | $5,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 57 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 286 | $4,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 125 | $4,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,000 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 220 | $4,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 218 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 33 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 59 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 50 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 87 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 736 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 150 | $3,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 750 | $3,000 | thousands by filing date | |
| COMPETITIVE TECH INC | 204512107 | EQUS | 10,000 | $3,000 | thousands by filing date | |
| ELFUN INCOME FD COM | 286273107 | COMMON | 226 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 112 | $2,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 50 | $2,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 805 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 77 | $2,000 | thousands by filing date | |
| ELFUN DIVERSIFIED FUND | 28627D105 | COMMON | 116 | $2,000 | thousands by filing date | |
| ELFUN TAX EXEMPT INCOME FUND | 286279104 | COMMON | 183 | $2,000 | thousands by filing date | |
| MainStay Growth Allocation Fun | 56063U703 | Common | 135 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30 | $1,000 | thousands by filing date | |
| MainStay ICAP Select Equity Fu | 56063J617 | Common | 24 | $1,000 | thousands by filing date | |
| MainStay US Small Cap Fund | 56064B100 | Common | 47 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| T ROWE PRICE INST LARGE-CAP GR | 45775L408 | Equity Mutual Fu | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Thornburg International Equity I | 885215566 | MF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVISORS INNER CIRCLE FD | 00758M162 | ACADIAN EMRGN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Ultra Financials | 02368A810 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIVINE INC CL A | 255402406 | Common | 391 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADER CLASSIFIED | 89254T102 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Columbia Limited Duration Z | 19763T384 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Munder MidCap Core Growth Fund | 626124283 | Common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Nuveen Winslow Large-Cap Growt | 670725662 | Common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AllianzGI High Yield Bond Fund | 01900C540 | Common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-005782 | this filing | 2013-11-14 | acceptance time not in the bulk data set |