13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 182 holding rows worth $2,358,534,000.
- Accession
- 0001062993-13-005744
- Filer
- CIK 1326389
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 182 entries on the cover page, a total value of $2,358,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,358,527,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 60,000,000 | $266,750,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 1,450,000 | $243,614,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 600,000 | $100,806,000 | thousands by filing date | call |
| PRICELINE COM INC | 741503AN6 | BOND | 28,703,000 | $95,724,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 27,000,000 | $66,080,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 22,500,000 | $50,760,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 25,000,000 | $47,828,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,301,860 | $47,428,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,754,129 | $40,486,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 329,498 | $34,377,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 20,000,000 | $34,012,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 15,000,000 | $28,003,000 | thousands by filing date | principal |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 7,625,000 | $27,258,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 769,283 | $27,002,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 437,626 | $26,126,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 7,500,000 | $24,061,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 1,393,422 | $21,779,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200,000 | $21,322,000 | thousands by filing date | put |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 2,005,500 | $20,396,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 2,048,924 | $19,547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 543,900 | $19,390,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 290,200 | $19,243,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 435,032 | $18,887,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 589,150 | $18,664,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 894,288 | $18,601,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,032,787 | $18,508,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,197,189 | $18,293,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 616,000 | $17,377,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 203,520 | $17,328,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,933,526 | $17,228,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 608,500 | $17,208,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 986,932 | $16,739,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 7,500,000 | $16,078,000 | thousands by filing date | principal |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,012,603 | $15,819,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 520,000 | $15,709,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 400,800 | $15,222,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 8,000,000 | $15,152,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 155,000 | $14,942,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 127,002 | $14,930,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 622,252 | $14,841,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 654,891 | $14,460,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 277,800 | $14,190,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 10,000,000 | $14,113,000 | thousands by filing date | principal |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 354,596 | $14,085,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 371,800 | $14,017,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 189,249 | $13,743,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 963,604 | $13,674,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 1,325,357 | $13,413,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,200,000 | $13,236,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 281,700 | $13,226,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $12,818,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 375,600 | $12,748,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,034,662 | $12,271,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 647,209 | $11,935,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 489,700 | $11,924,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 573,305 | $11,839,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 301,300 | $11,790,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 469,300 | $11,751,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,500,000 | $11,415,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 2,046,427 | $11,296,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 296,200 | $11,022,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 10,000,000 | $10,494,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 149,800 | $10,336,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 222,419 | $10,220,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 213,516 | $9,860,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 284,217 | $9,848,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 342,400 | $9,669,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 150,000 | $9,648,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 949,318 | $9,645,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 106,000 | $9,600,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 165,000 | $9,206,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 62,700 | $9,182,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,291,648 | $9,158,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 6,987,000 | $9,105,000 | thousands by filing date | principal |
| INCONTACT INC | 45336E109 | COM | 1,100,727 | $9,081,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 187,606 | $8,984,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 7,000,000 | $8,246,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 350,000 | $8,225,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 286,000 | $7,971,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 250,000 | $7,950,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 110,200 | $7,937,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 442,300 | $7,723,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,698,400 | $7,575,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 750,000 | $7,575,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 713,370 | $7,169,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 105,000 | $6,922,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600,721 | $6,800,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H103 | COM | 674,396 | $6,764,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 669,625 | $6,629,000 | thousands by filing date | |
| MEDWORTH ACQUISITION CORP | 58508R105 | COM | 803,846 | $6,479,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 94,400 | $6,413,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 611,668 | $6,349,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 280,000 | $6,336,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 479,800 | $6,333,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,045,259 | $6,251,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100,000 | $6,236,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 304,100 | $6,128,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 7,500,000 | $6,014,000 | thousands by filing date | principal |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 4,781,000 | $5,919,000 | thousands by filing date | principal |
| TECHNE CORP | 878377100 | COM | 73,202 | $5,861,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 369,100 | $5,832,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753AH2 | BOND | 5,500,000 | $5,692,000 | thousands by filing date | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 705,777 | $5,611,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,682,654 | $5,452,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J100 | SH | 530,200 | $5,366,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 80,000 | $5,314,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 5,000,000 | $5,203,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP | G0440W100 | COM | 515,000 | $5,186,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000,000 | $5,184,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,188,800 | $5,112,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 5,000,000 | $5,050,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 176,800 | $4,754,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 489,812 | $4,658,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,500,000 | $4,631,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 4,000,000 | $4,612,000 | thousands by filing date | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 275,000 | $4,504,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 90,000 | $4,379,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 861,600 | $4,351,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 140,000 | $4,299,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 141,461 | $4,192,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 528,199 | $4,170,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 140,000 | $3,934,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 54,600 | $3,906,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 275,000 | $3,484,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 95,000 | $3,374,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 185,000 | $3,361,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500,000 | $3,355,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 75,000 | $3,236,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 50,000 | $2,900,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,500,000 | $2,766,000 | thousands by filing date | principal |
| ACTIVE NETWORK INC | 00506D100 | COM | 175,000 | $2,504,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 543,907 | $2,497,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 292,800 | $2,486,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 420,000 | $2,423,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 75,000 | $2,213,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 135,000 | $2,133,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 241,518 | $2,108,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 150,000 | $2,102,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 253,800 | $2,056,000 | thousands by filing date | call |
| MCMORAN EXPLORATION CO | 582411AM6 | CV SR UNSEC NT PNC | 2,000,000 | $2,031,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 50,000 | $1,996,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 60,000 | $1,996,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 500,000 | $1,995,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 125,000 | $1,992,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 50,000 | $1,914,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 185,000 | $1,822,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 131,800 | $1,812,000 | thousands by filing date | call |
| SHFL ENTMT INC | 78423R105 | COM | 75,000 | $1,723,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 387,544 | $1,713,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 100,000 | $1,558,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 99,700 | $1,479,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 150,000 | $1,448,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 114,846 | $1,446,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 35,000 | $1,336,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 400,000 | $1,312,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 200,000 | $1,284,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 103,900 | $1,234,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 81,100 | $1,115,000 | thousands by filing date | put |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 128,900 | $1,094,000 | thousands by filing date | call |
| MOLEX INC | 608554101 | COM | 25,000 | $963,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 152,000 | $945,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 220,600 | $887,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 138,552 | $852,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 50,000 | $779,000 | thousands by filing date | put |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 78,213 | $736,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 98,708 | $735,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 111,634 | $732,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 20,000 | $532,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,100 | $460,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 34,000 | $428,000 | thousands by filing date | call |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 20,600 | $264,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 36,800 | $229,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP | G0440W126 | *W EXP 03/16/201 | 413,420 | $227,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 501,759 | $133,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 478,059 | $131,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 25,000 | $124,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 69,483 | $113,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 312,500 | $112,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 249,149 | $91,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J118 | *W EXP 03/21/201 | 174,800 | $38,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 305,800 | $1,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 385,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-005744 | this filing | 2013-11-14 | acceptance time not in the bulk data set |