13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 271 holding rows worth $374,273,000.
- Accession
- 0001062993-13-005392
- Filer
- CIK 1342857
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 273 entries on the cover page, a total value of $374,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,273,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287168 | COM | 164,063 | $10,884,000 | thousands by filing date | |
| VTI | 922908769 | COM | 121,570 | $10,656,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 115,295 | $10,303,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 127,990 | $10,024,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 49,949 | $8,392,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 154,861 | $8,005,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 83,075 | $7,202,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 298,855 | $7,140,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 456,493 | $7,030,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 508,820 | $6,299,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 371,597 | $5,607,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 195,321 | $5,510,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 59,451 | $4,132,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 115,310 | $4,057,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 121,779 | $4,028,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 439,675 | $3,755,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 478,323 | $3,755,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 90,082 | $3,661,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 214,223 | $3,614,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 294,810 | $3,555,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,227 | $3,547,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 151,173 | $3,465,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 84,662 | $3,447,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 231,414 | $3,369,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 549,107 | $3,355,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 74,530 | $3,231,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 411,080 | $3,194,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 93,385 | $3,158,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 35,800 | $3,098,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 19,590 | $3,043,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 355,311 | $3,024,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 313,716 | $2,955,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 26,770 | $2,944,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 161,772 | $2,935,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 94,005 | $2,803,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 29,623 | $2,791,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 34,161 | $2,727,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,838 | $2,678,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 22,501 | $2,647,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 149,482 | $2,561,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,991 | $2,556,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 295,485 | $2,494,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,171 | $2,465,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 654,967 | $2,463,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,229 | $2,450,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 37,069 | $2,435,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 101,600 | $2,431,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,312 | $2,291,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 497,941 | $2,236,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 60,733 | $2,222,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,519 | $2,185,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 46,925 | $2,178,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 27,713 | $2,137,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 123,581 | $2,131,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 43,877 | $2,031,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 487,150 | $1,944,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 36,054 | $1,940,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 226,625 | $1,833,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,850 | $1,827,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 171,950 | $1,749,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 35,137 | $1,719,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 25,869 | $1,660,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 63,121 | $1,610,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 191,800 | $1,544,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 21,290 | $1,542,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 168,325 | $1,527,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 185,234 | $1,477,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 89,900 | $1,454,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,442 | $1,449,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,362 | $1,412,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,468 | $1,408,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 67,000 | $1,386,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 46,050 | $1,369,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 35,375 | $1,365,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 52,843 | $1,361,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 43,050 | $1,347,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 50,000 | $1,339,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,546 | $1,325,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 51,400 | $1,323,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 156,051 | $1,323,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP | 74251V201 | PFD | 13,425 | $1,319,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 20,000 | $1,318,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 26,867 | $1,303,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,650 | $1,301,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 111,147 | $1,295,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 38,647 | $1,283,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 117,000 | $1,278,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,009 | $1,277,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 258,321 | $1,266,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 44,000 | $1,260,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 86,000 | $1,255,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,572 | $1,238,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 65,000 | $1,230,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 85,637 | $1,213,000 | thousands by filing date | |
| SARATOGA INVT CP 7.5%13 | 80349A307 | COM | 48,000 | $1,208,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 130,500 | $1,198,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,644 | $1,172,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 88,450 | $1,172,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 24,627 | $1,143,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,215 | $1,130,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,929 | $1,127,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 181,250 | $1,123,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 61,975 | $1,115,000 | thousands by filing date | |
| PrivateBancorp PVTB 7.125% Cal | 742962400 | PFD | 45,145 | $1,109,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,710 | $1,102,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,587 | $1,088,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,990 | $1,077,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 49,875 | $1,067,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 38,643 | $1,036,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,903 | $1,028,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 41,215 | $1,026,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 75,421 | $1,024,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 93,575 | $1,011,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 58,400 | $1,003,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 17,825 | $972,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,405 | $969,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 94,375 | $963,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 55,025 | $960,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 23,631 | $948,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 204,947 | $945,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 43,390 | $945,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,865 | $939,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 130,075 | $916,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 34,000 | $914,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 144,502 | $877,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 79,530 | $875,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,882 | $854,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,421 | $843,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 51,700 | $842,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,534 | $838,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 19,925 | $830,000 | thousands by filing date | |
| Detrex Corp | 250685104 | Common Stocks | 26,855 | $819,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 55,500 | $818,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 58,875 | $792,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 59,135 | $791,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 74,000 | $790,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 32,300 | $779,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,075 | $772,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,838 | $711,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 35,328 | $702,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 38,950 | $699,000 | thousands by filing date | |
| 38259p508 | COM | 798 | $699,000 | thousands by filing date | ||
| Cisco Systems,Inc. | 17275R102 | COM | 29,458 | $685,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $682,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 22,284 | $671,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 91,725 | $664,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 38,355 | $664,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,257 | $654,000 | thousands by filing date | |
| Fixed Income Trust For Goldman | 33834B207 | PFD | 25,620 | $652,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 26,340 | $631,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,565 | $627,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 182,050 | $626,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 30,900 | $620,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 83,200 | $618,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 34,696 | $610,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,200 | $610,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,494 | $607,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 70,644 | $606,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 49,475 | $604,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 10,300 | $604,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 15,800 | $602,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 36,500 | $592,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 31,275 | $591,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 32,918 | $588,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 47,025 | $587,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 21,750 | $585,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 81,025 | $585,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 126,000 | $578,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 57,000 | $577,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 27,700 | $569,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 27,228 | $566,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 31,775 | $564,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,850 | $558,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,355 | $549,000 | thousands by filing date | |
| CHROMADEX CORP | 171077100 | COMMON STOCK | 662,350 | $537,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 27,700 | $534,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 19,610 | $530,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,220 | $519,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,575 | $519,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 20,250 | $515,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,750 | $507,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 17,797 | $505,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 45,450 | $498,000 | thousands by filing date | |
| General Fin Corp Delcum Redeem | 369822507 | PFD | 5,000 | $495,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,825 | $492,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 18,930 | $483,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,131 | $482,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 54,600 | $479,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 6,812 | $476,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,401 | $473,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,100 | $466,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,697 | $457,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 20,020 | $453,000 | thousands by filing date | |
| Hercules Tech Growth Capital, | 427096888 | NOTE 6.000% 4/1 | 16,835 | $432,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,375 | $427,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 14,000 | $422,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 22,000 | $419,000 | thousands by filing date | |
| MONMOUTH PFD-B 7.88% | 609720305 | PREFERR | 16,215 | $415,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,176 | $404,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,864 | $397,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,450 | $386,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 79,417 | $382,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,500 | $376,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,275 | $374,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 7,275 | $373,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,749 | $366,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,302 | $363,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,875 | $362,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 17,840 | $360,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,407 | $359,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,150 | $353,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 101,950 | $352,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,662 | $349,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,475 | $349,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,850 | $347,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,881 | $340,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,890 | $337,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 65,822 | $336,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,100 | $333,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,025 | $333,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,076 | $330,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,728 | $325,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 25,000 | $325,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,584 | $323,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,300 | $320,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 78,600 | $310,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,741 | $305,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,569 | $302,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,000 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,164 | $301,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,686 | $286,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,250 | $286,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,422 | $283,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,500 | $263,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,533 | $262,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,486 | $258,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 12,360 | $258,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,000 | $255,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,000 | $251,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,353 | $247,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 941 | $246,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,693 | $246,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,940 | $243,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 10,000 | $239,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,532 | $237,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,600 | $237,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,196 | $237,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 12,730 | $225,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,727 | $220,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,750 | $218,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,727 | $216,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,423 | $214,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 25,006 | $213,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 26,735 | $172,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 29,312 | $158,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,847 | $152,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,346 | $143,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 25,000 | $130,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 40,300 | $124,000 | thousands by filing date | |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 16,700 | $114,000 | thousands by filing date | |
| SNAP INTERACTIVE INC | 83303W109 | COM | 92,000 | $82,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 12,450 | $72,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,000 | $64,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23,000 | $59,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,424 | $44,000 | thousands by filing date | |
| New Focus Auto Tech Holdgs | G64545109 | COM | 430,500 | $37,000 | thousands by filing date | |
| Del Mar Pharmaceuticals Inc. | 247078108 | COM | 21,937 | $21,000 | thousands by filing date | |
| Eltekasa Shs Isin #no000310940 | R2181G102 | COM | 10,000 | $10,000 | thousands by filing date | |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Options Media Group | 684008105 | Com | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swmx Inc | 785025107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-005392 | this filing | 2013-11-06 | acceptance time not in the bulk data set |