13F-HR filed by Shamrock Asset Management LLC
Shamrock Asset Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-29, with 89 holding rows worth $246,215,000.
- Accession
- 0001062993-13-005265
- Filer
- CIK 1555909
- Filed
- 2013-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 89 entries on the cover page, a total value of $246,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,213,000 with VALUE read as thousands by filing date, 13F file number 028-15010. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Europe ETF | 922042874 | SHS | 269,258 | $14,675,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 325,541 | $13,267,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 207,492 | $12,580,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 137,792 | $12,473,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 157,916 | $12,444,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 263,880 | $12,429,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 295,272 | $12,404,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 131,337 | $12,331,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 115,209 | $12,318,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 617,805 | $12,297,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 41,189 | $6,920,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 439,311 | $5,237,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 158,985 | $4,501,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 93,666 | $4,463,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 65,706 | $3,330,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 31,077 | $3,292,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 34,265 | $3,138,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28,668 | $2,927,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,842 | $2,912,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 112,228 | $2,770,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 69,358 | $2,637,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 23,743 | $2,618,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 144,160 | $2,536,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 34,035 | $2,369,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,030 | $2,343,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,901 | $2,296,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,939 | $2,293,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 56,888 | $2,163,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,794 | $2,097,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 34,173 | $2,008,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58,309 | $1,973,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 28,463 | $1,959,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 40,857 | $1,645,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 23,856 | $1,639,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 39,774 | $1,615,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,764 | $1,575,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 30,909 | $1,568,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 14,799 | $1,549,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 85,806 | $1,547,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 20,049 | $1,537,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 37,155 | $1,535,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,586 | $1,530,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,705 | $1,525,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 41,640 | $1,523,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 21,004 | $1,521,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 63,541 | $1,518,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 34,715 | $1,516,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,602 | $1,479,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,445 | $1,469,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,393 | $1,447,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,913 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 22,324 | $1,425,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 32,029 | $1,320,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 39,620 | $1,316,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 34,388 | $1,298,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 21,143 | $1,204,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 28,322 | $1,101,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,622 | $1,097,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 18,887 | $1,042,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 27,253 | $938,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10,005 | $938,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,975 | $783,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 30,829 | $762,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,968 | $666,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,728 | $634,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,634 | $609,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,565 | $602,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,169 | $588,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,360 | $511,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,295 | $506,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 851 | $406,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,033 | $397,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 7,490 | $397,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 9,381 | $396,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,395 | $390,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 9,721 | $377,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,400 | $358,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,326 | $355,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,000 | $352,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,187 | $340,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,545 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,306 | $280,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,484 | $278,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,829 | $253,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,580 | $245,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,704 | $204,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,587 | $204,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,900 | $166,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 12,450 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-005265 | this filing | 2013-10-29 | acceptance time not in the bulk data set |