13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-10, with 173 holding rows worth $379,604,000.
- Accession
- 0001062993-13-004967
- Filer
- CIK 1512024
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 173 entries on the cover page, a total value of $379,604,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,604,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 949,855 | $159,585,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,322,760 | $84,393,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 639,941 | $40,822,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 165,340 | $11,509,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 99,644 | $10,078,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 673,800 | $7,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 154,454 | $7,403,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 67,647 | $7,252,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 165,639 | $6,600,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 98,401 | $5,363,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 37,170 | $4,185,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17,036 | $3,856,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 57,878 | $2,157,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13,726 | $1,909,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,861 | $1,904,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 18,516 | $1,744,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,334 | $1,216,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 35,409 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,474 | $1,082,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,744 | $994,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,403 | $993,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,996 | $992,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,451 | $846,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,580 | $843,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,132 | $816,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 31,722 | $768,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,407 | $709,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 30,424 | $695,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,756 | $590,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,978 | $534,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,120 | $521,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,517 | $422,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,852 | $406,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,046 | $395,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,280 | $392,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 31,479 | $386,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,318 | $372,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,200 | $330,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,950 | $329,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,290 | $328,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,584 | $320,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,000 | $287,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,146 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,600 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,407 | $203,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,760 | $202,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,015 | $185,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,006 | $180,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 13,733 | $174,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,962 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,581 | $165,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 1,988 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,750 | $152,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 8,173 | $148,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,530 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,600 | $135,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 7,610 | $123,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 5,000 | $119,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,180 | $119,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,555 | $115,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 9,106 | $105,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,096 | $99,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 915 | $96,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,092 | $94,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,995 | $91,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 4,000 | $91,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 905 | $90,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,005 | $83,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,010 | $80,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 866 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,702 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 2,755 | $74,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,000 | $72,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,835 | $72,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,365 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,187 | $64,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,721 | $59,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 8,689 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 636 | $58,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,503 | $58,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 4,367 | $57,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,500 | $55,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 509 | $54,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 4,415 | $54,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,085 | $53,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 592 | $53,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 343 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 1,950 | $52,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,500 | $51,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,225 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 668 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 640 | $49,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,265 | $47,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,000 | $46,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,058 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,190 | $45,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,832 | $41,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,006 | $40,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,481 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 625 | $37,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 5,290 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,500 | $34,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,770 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 236 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 580 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 693 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 250 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 130 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,630 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 247 | $25,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,615 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 206 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 206 | $21,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,000 | $19,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 150 | $18,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,367 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 242 | $17,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,435 | $17,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 610 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 135 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 306 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 560 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 295 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,018 | $12,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 1,000 | $12,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 124 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 159 | $10,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 148 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 70 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $10,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 799 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 74 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 84 | $9,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 300 | $9,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $9,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 71 | $8,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 106 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 605 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 67 | $7,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 126 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 295 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 150 | $6,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 220 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 200 | $4,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 400 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 126 | $4,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 231 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 145 | $4,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 62 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 300 | $3,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 300 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 235 | $3,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 174 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 123 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 22 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 50 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 36 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 15 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 23 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 8 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 20 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-004967 | this filing | 2013-10-10 | acceptance time not in the bulk data set |