13F-HR filed by Ameritas Investment Partners, Inc.
Ameritas Investment Partners, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 2,946 holding rows worth $2,020,069,000.
- Accession
- 0001055980-17-000003
- Filer
- CIK 1055980
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,452 entries on the cover page, a total value of $2,020,069,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,020,069,000 with VALUE read as thousands by filing date, 13F file number 028-06722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEATON VANCE MANAGEMENT
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOSCRIP INC | 09069N108 | COM | 9,711 | $17,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 31,800 | $17,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,732 | $17,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 277 | $17,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,074 | $17,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,917 | $17,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,901 | $17,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,833 | $17,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 3,059 | $17,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 562 | $16,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 576 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 245 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 320 | $16,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 951 | $16,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,011 | $16,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 753 | $16,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 686 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,292 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 916 | $16,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 525 | $16,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 977 | $16,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 932 | $16,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 455 | $16,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 529 | $16,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 490 | $16,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 734 | $16,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 979 | $16,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,302 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 445 | $16,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 5,637 | $16,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 846 | $16,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 838 | $16,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,389 | $16,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 631 | $16,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,279 | $16,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 532 | $16,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 618 | $16,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,386 | $16,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,247 | $16,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 887 | $16,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 110 | $16,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 630 | $16,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,544 | $15,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 406 | $15,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 471 | $15,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 446 | $15,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,294 | $15,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,120 | $15,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,588 | $15,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 237 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 397 | $15,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 448 | $15,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,949 | $15,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,507 | $15,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 447 | $15,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 447 | $15,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 405 | $15,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,143 | $15,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 3,414 | $15,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 506 | $15,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,171 | $15,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 366 | $15,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,504 | $15,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,027 | $15,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 729 | $15,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 873 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,786 | $15,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 715 | $15,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 618 | $15,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 105 | $14,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,062 | $14,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 665 | $14,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,501 | $14,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,092 | $14,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,314 | $14,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 782 | $14,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,454 | $14,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 620 | $14,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,859 | $14,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 682 | $14,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 649 | $14,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,766 | $14,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 1,081 | $14,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 3,855 | $14,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 680 | $14,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,306 | $14,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 824 | $14,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,507 | $14,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 1,059 | $14,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 1,031 | $14,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,016 | $14,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 361 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 433 | $13,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,617 | $13,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,608 | $13,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,221 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 307 | $13,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 499 | $13,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 464 | $13,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 576 | $13,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 681 | $13,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,137 | $13,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 420 | $13,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,491 | $13,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,042 | $13,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,662 | $13,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 485 | $13,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 634 | $13,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 864 | $13,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 303 | $13,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,009 | $13,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 719 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 708 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,129 | $13,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,460 | $13,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,205 | $13,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 3,299 | $13,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,085 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,368 | $13,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 424 | $13,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,311 | $13,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,486 | $13,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 3,001 | $13,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 630 | $13,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 640 | $13,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,336 | $13,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 450 | $12,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,307 | $12,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,316 | $12,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 525 | $12,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 405 | $12,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 156 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 965 | $12,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 222 | $12,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 420 | $12,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 248 | $12,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 251 | $12,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,044 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 665 | $12,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,616 | $12,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,494 | $12,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 877 | $12,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,793 | $12,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,805 | $12,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,411 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,231 | $12,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,816 | $12,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 867 | $12,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,189 | $12,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,500 | $12,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 4,808 | $12,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 4,822 | $12,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 724 | $11,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 610 | $11,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,055 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 100 | $11,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 565 | $11,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,943 | $11,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,370 | $11,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 573 | $11,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 855 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 888 | $11,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,868 | $11,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 803 | $11,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,186 | $11,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,867 | $11,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 902 | $11,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,804 | $11,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,218 | $11,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,560 | $11,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $11,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,469 | $11,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 469 | $11,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,313 | $11,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 2,776 | $11,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,417 | $11,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,000 | $11,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 855 | $11,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 680 | $11,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,766 | $11,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,066 | $11,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 375 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,800 | $11,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 3,618 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 156 | $10,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,159 | $10,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,109 | $10,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,452 | $10,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,087 | $10,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 482 | $10,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,147 | $10,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,105 | $10,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 447 | $10,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,018 | $10,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 287 | $10,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 245 | $10,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,022 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 877 | $10,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,050 | $10,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 514 | $10,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 783 | $10,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 506 | $10,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 443 | $10,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 555 | $10,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 342 | $10,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,246 | $10,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,656 | $10,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,452 | $10,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,933 | $10,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 85 | $10,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 911 | $10,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 671 | $10,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,634 | $10,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,604 | $10,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 599 | $10,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,029 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 180 | $9,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 96 | $9,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,512 | $9,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 435 | $9,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 189 | $9,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,648 | $9,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,006 | $9,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 922 | $9,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,642 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 875 | $9,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 667 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 311 | $9,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 603 | $9,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,572 | $9,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 933 | $9,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,189 | $9,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 3,370 | $9,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 14,704 | $9,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 692 | $9,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 460 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 813 | $9,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 636 | $9,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,778 | $9,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 889 | $9,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 8,677 | $9,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,758 | $9,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 742 | $9,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 488 | $9,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 679 | $9,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,159 | $9,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,193 | $9,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 460 | $9,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 759 | $9,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 550 | $9,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,726 | $9,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 906 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 187 | $8,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 87 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 64 | $8,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,421 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,057 | $8,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 544 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 155 | $8,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 398 | $8,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 264 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 655 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,943 | $8,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,801 | $8,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,075 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 665 | $8,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,733 | $8,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,106 | $8,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 4,791 | $8,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 650 | $8,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 775 | $8,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,071 | $8,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 906 | $8,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2,050 | $8,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 64 | $7,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 514 | $7,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 5,052 | $7,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 396 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 966 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 267 | $7,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 548 | $7,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 332 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 475 | $7,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 521 | $7,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 464 | $7,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 588 | $7,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 827 | $7,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 189 | $7,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 470 | $7,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,542 | $7,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,715 | $7,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,665 | $7,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,386 | $7,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,234 | $7,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,164 | $7,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,829 | $7,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 408 | $7,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 989 | $7,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,259 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 270 | $7,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 344 | $7,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 400 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 43 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 65 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 104 | $6,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,230 | $6,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 914 | $6,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 641 | $6,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 500 | $6,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,071 | $6,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 115 | $6,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 337 | $6,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 970 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 195 | $6,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,464 | $6,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 861 | $6,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 433 | $6,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 930 | $6,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,923 | $6,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 541 | $6,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 874 | $6,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 395 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 366 | $6,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 514 | $6,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,394 | $6,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,272 | $6,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 1,183 | $6,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 465 | $6,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 630 | $6,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 50 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 52 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 151 | $5,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 259 | $5,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 893 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 330 | $5,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 367 | $5,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 289 | $5,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 235 | $5,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 404 | $5,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 202 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,516 | $5,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 257 | $5,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,877 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,177 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 134 | $5,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,338 | $5,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,474 | $5,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,078 | $5,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 639 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,013 | $5,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,172 | $5,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 578 | $5,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,295 | $5,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,800 | $5,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,305 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,290 | $5,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,442 | $5,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,466 | $5,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,889 | $5,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 463 | $5,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 6,471 | $5,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 6,808 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 550 | $4,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 90 | $4,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 37 | $4,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 444 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 385 | $4,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 402 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,167 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 141 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 517 | $4,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 430 | $4,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 472 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 160 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 243 | $4,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 798 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 4,855 | $4,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,629 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,183 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,160 | $4,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 561 | $4,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 652 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,897 | $4,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,509 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $4,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 494 | $4,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 520 | $4,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 74 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 79 | $3,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 866 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 38 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 43 | $3,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 310 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 532 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 115 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 524 | $3,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 270 | $3,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,811 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,423 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 877 | $3,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 183 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 150 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,569 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,265 | $3,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 755 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 803 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 500 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 548 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 815 | $3,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 415 | $3,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 1,360 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,082 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 24 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 30 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 219 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 892 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,998 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,887 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 55 | $2,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,737 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,721 | $2,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 731 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 851 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 1,299 | $2,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 474 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 457 | $2,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,135 | $2,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 520 | $2,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,194 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 28 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 74 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 50 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 50 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 45 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 101 | $1,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,764 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 810 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 912 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 449 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001055980-17-000003 | this filing | 2017-05-09 | acceptance time not in the bulk data set |