13F-HR/A filed by Ameritas Investment Partners, Inc.
Ameritas Investment Partners, Inc. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-22, with 1,229 holding rows worth $1,837,423,000.
- Accession
- 0001055980-16-000015
- Filer
- CIK 1055980
- Filed
- 2016-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 1,681 entries on the cover page, a total value of $1,837,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,837,423,000 with VALUE read as thousands by filing date, 13F file number 028-06722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCalvert Investment Management, Inc.028-05129
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBARELLA INC | G037AX101 | SHS | 2,765 | $204,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,899 | $204,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 9,292 | $204,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,274 | $203,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 3,386 | $203,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,757 | $202,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,657 | $202,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,365 | $202,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,513 | $201,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,729 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,065 | $201,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,723 | $201,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 2,050 | $201,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,018 | $200,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 10,113 | $197,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,083 | $193,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,188 | $192,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,182 | $192,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,949 | $192,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,385 | $191,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,172 | $191,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,965 | $188,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,173 | $177,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,580 | $177,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,375 | $176,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 28,408 | $176,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 4,406 | $171,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,464 | $169,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,600 | $168,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,993 | $166,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,805 | $165,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,797 | $163,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,477 | $161,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,248 | $161,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 17,345 | $158,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,821 | $157,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,014 | $155,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,900 | $155,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 14,551 | $155,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,245 | $153,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,890 | $153,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,264 | $150,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 6,107 | $150,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,714 | $144,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,560 | $141,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 15,101 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,005 | $137,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,881 | $136,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 15,550 | $133,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 10,095 | $125,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,130 | $120,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 14,735 | $120,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,154 | $118,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 28,045 | $117,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 22,967 | $115,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 16,055 | $111,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 12,137 | $110,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 16,504 | $109,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 12,204 | $106,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,879 | $105,000 | thousands by filing date | |
| VTI | 922908769 | COM | 936 | $104,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 588 | $102,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 4,520 | $102,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,400 | $99,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,488 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,080 | $98,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,603 | $98,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,488 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,200 | $95,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,300 | $93,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $92,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,303 | $91,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,363 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,765 | $88,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,961 | $88,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,667 | $86,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,118 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 695 | $81,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,033 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 835 | $80,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,507 | $78,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 9,431 | $76,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,886 | $73,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,008 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 600 | $72,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 30,526 | $72,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 11,057 | $71,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,227 | $69,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,361 | $67,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,539 | $67,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,092 | $66,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 7,426 | $65,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 13,801 | $64,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,200 | $61,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,495 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,539 | $57,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 877 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 2,330 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 2,400 | $51,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,185 | $49,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,110 | $49,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 545 | $49,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,000 | $46,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,085 | $45,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,275 | $45,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 550 | $44,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,021 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 149 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 900 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 20,685 | $43,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,900 | $42,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,211 | $42,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,664 | $42,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,832 | $42,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 358 | $41,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 705 | $41,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 564 | $40,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 31,800 | $39,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 330 | $38,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,153 | $38,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,000 | $38,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 832 | $37,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 15,822 | $37,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,500 | $36,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,500 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,070 | $35,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 511 | $34,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,410 | $34,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,630 | $34,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,683 | $34,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 259 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,235 | $32,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 520 | $32,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 400 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,490 | $31,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 684 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,372 | $30,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,645 | $30,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,196 | $30,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 614 | $29,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 601 | $28,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 240 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 506 | $27,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 408 | $26,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,972 | $26,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,700 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,236 | $25,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 647 | $24,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 269 | $24,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,003 | $24,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,000 | $24,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,268 | $23,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 613 | $23,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,148 | $22,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,500 | $21,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,500 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 685 | $20,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 163 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 950 | $20,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 435 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 151 | $19,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 322 | $19,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 507 | $19,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 150 | $18,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 208 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 589 | $18,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 360 | $17,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 425 | $17,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 222 | $17,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,000 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 379 | $17,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,072 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 245 | $16,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,267 | $16,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 14,704 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 320 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 457 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 445 | $15,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 400 | $15,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 36 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 145 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 130 | $14,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 506 | $14,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,032 | $13,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,297 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 315 | $13,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 361 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 307 | $12,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $12,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 460 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 156 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 308 | $10,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,159 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 111 | $9,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 96 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 575 | $9,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 874 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 155 | $9,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 228 | $8,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 144 | $8,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 173 | $8,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 435 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 207 | $7,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 75 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 57 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 104 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 505 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 195 | $6,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 550 | $5,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 50 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 180 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 50 | $5,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 120 | $5,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,512 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 260 | $5,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 14,289 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 91 | $4,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 330 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 160 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 243 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,160 | $4,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 24 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 30 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 43 | $2,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 28 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001055980-16-000014 | superseded | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001055980-16-000015 | this filing | 2016-11-22 | acceptance time not in the bulk data set |