13F-HR filed by ALBION FINANCIAL GROUP /UT
ALBION FINANCIAL GROUP /UT filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 208 holding rows worth $779,829,000.
- Accession
- 0001054677-19-000004
- Filer
- CIK 1054677
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 211 entries on the cover page, a total value of $779,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $779,829,000 with VALUE read as thousands by filing date, 13F file number 028-06676. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 281,066 | $76,619,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 802,613 | $44,906,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 560,865 | $27,987,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 113,470 | $25,414,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 293,250 | $22,827,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 390,594 | $22,615,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 551,295 | $22,195,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 151,792 | $21,104,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,803 | $20,489,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 720,427 | $20,172,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 242,282 | $19,637,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 94,314 | $16,223,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,798 | $15,628,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 131,747 | $15,506,000 | thousands by filing date | |
| SCHWAB FUNDS VALUE ADV | 808515696 | SNAXX | 15,483,094 | $15,483,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 295,467 | $14,899,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 58,826 | $13,649,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 335,148 | $13,185,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 57,280 | $11,915,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 90,162 | $11,750,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 39,353 | $11,679,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 110,008 | $11,396,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 39,127 | $11,273,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 62,942 | $10,650,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 97,069 | $9,658,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 162,936 | $8,051,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 135,607 | $8,028,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 28,627 | $7,675,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 429,607 | $7,664,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,282 | $6,502,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 720,926 | $6,445,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 26,925 | $5,851,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 127,980 | $5,771,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 60,550 | $5,720,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,485 | $5,650,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 38,602 | $5,483,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 89,462 | $5,400,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 67,719 | $5,166,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,774 | $4,905,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 28,546 | $4,624,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 44,841 | $4,601,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 36,099 | $4,285,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,732 | $4,281,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 52,499 | $4,254,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 27,292 | $4,145,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 68,570 | $4,107,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,776 | $4,040,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 74,308 | $3,829,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 46,093 | $3,815,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 39,306 | $3,738,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,191 | $3,714,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 70,672 | $3,675,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 34,004 | $3,467,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32,000 | $3,421,000 | thousands by filing date | |
| SCHWAB FUNDS VALUE ADV | 808515605 | SWVXX | 3,238,378 | $3,238,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 74,021 | $3,030,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 22,883 | $2,970,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,392 | $2,965,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 51,844 | $2,931,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 22,965 | $2,915,000 | thousands by filing date | |
| DFA US CORE EQUITY 1 I | 233203413 | EQUITY FUNDS | 107,533 | $2,603,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 29,159 | $2,450,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 29,736 | $2,361,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,452 | $2,213,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,744 | $2,118,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 30,071 | $1,891,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 60,493 | $1,861,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 47,426 | $1,856,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 17,772 | $1,770,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9,844 | $1,760,000 | thousands by filing date | |
| FIDELITY INVESTMENT GRADE BOND | 316146109 | MF | 212,561 | $1,745,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES | 922031810 | SHS | 172,911 | $1,739,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,572 | $1,618,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 23,620 | $1,572,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,342 | $1,558,000 | thousands by filing date | |
| FIMM Money Market Prime Res Po | 31607a877 | COM | 1,548,668 | $1,549,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 35,710 | $1,524,000 | thousands by filing date | |
| POWERSHARES | 73936Q587 | EXCHANGE TRADED | 57,000 | $1,483,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,294 | $1,461,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 63,000 | $1,430,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,065 | $1,411,000 | thousands by filing date | |
| FIDELITY 500 INDEX | 315911750 | MFD | 12,805 | $1,331,000 | thousands by filing date | |
| DFA SHORT-TERM EXTENDED QUALITY I | 23320G521 | BOND FUNDS | 120,579 | $1,318,000 | thousands by filing date | |
| DFA INTERNATIONAL CORE EQUITY 2 I | 233203371 | EQUITY FUNDS | 103,570 | $1,317,000 | thousands by filing date | |
| Vanguard Select Value Fund | 921946109 | Mutual Fund | 45,256 | $1,230,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,027 | $1,202,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,700 | $1,195,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 26,234 | $1,177,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 35,314 | $1,156,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,125 | $1,140,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 39,000 | $1,127,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,730 | $1,126,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 30,996 | $1,126,000 | thousands by filing date | |
| DFA INTERMEDIATE-TERM EXTND QLTY I | 23320G513 | BOND FUNDS | 99,901 | $1,122,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 85,831 | $1,104,000 | thousands by filing date | |
| UBS SELECT PRIME INSTITUTIONAL | 90262Y505 | MF | 1,097,393 | $1,097,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,308 | $1,068,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,556 | $1,064,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 13,430 | $1,046,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,215 | $1,004,000 | thousands by filing date | |
| UBS MONEY SER | 90262Y836 | MUT | 999,619 | $1,000,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 18,854 | $986,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,645 | $983,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 42,270 | $981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 21,595 | $957,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 25,112 | $939,000 | thousands by filing date | |
| Vanguard Index Funds Md Cp Sto | 922908835 | ETF | 19,960 | $915,000 | thousands by filing date | |
| DFA US TARGETED VALUE I | 233203595 | EQUITY FUNDS | 40,687 | $893,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,536 | $886,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 14,065 | $875,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 15,177 | $856,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,000 | $856,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 38,260 | $851,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,041 | $838,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,362 | $802,000 | thousands by filing date | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 10,417 | $769,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,349 | $727,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 574 | $700,000 | thousands by filing date | |
| NUVEEN LARGE CAP GR IDX R6 | 87244W680 | EQUITY FUNDS | 20,426 | $688,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,600 | $687,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,504 | $670,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,290 | $650,000 | thousands by filing date | |
| Fidelity Dividend Growth Fund: | 316389543 | COM | 23,230 | $648,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 60,176 | $646,000 | thousands by filing date | |
| FIDELITY INTERNATIONAL DISCOVE | 315910208 | XXX | 14,939 | $629,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,679 | $624,000 | thousands by filing date | |
| FIDELITY SMALL CAP GROWTH FD | 316389766 | Common, Small Cap Growth | 25,042 | $624,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,515 | $612,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,397 | $608,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,612 | $604,000 | thousands by filing date | |
| DFA SELECTIVELY HEDGED GLOBAL F/I I | 233203223 | BOND FUNDS | 61,602 | $602,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 25,597 | $586,000 | thousands by filing date | |
| Fidelity Diversified Internati | 315910281 | COM | 15,569 | $580,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,500 | $578,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,299 | $570,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,115 | $566,000 | thousands by filing date | |
| Fidelity Low Price Stock Fund | 316345800 | COM | 12,373 | $555,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,005 | $543,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,810 | $536,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,831 | $525,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 11,374 | $525,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,221 | $520,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 135,000 | $513,000 | thousands by filing date | |
| Federated Hermes Government Obligations Fund | 60934N807 | ADR | 509,000 | $509,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,888 | $495,000 | thousands by filing date | |
| Fidelity Spartan Money Market | 31617H201 | COM | 476,355 | $476,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,120 | $434,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,595 | $430,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,906 | $428,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,711 | $425,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,300 | $414,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,625 | $389,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 29,100 | $388,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,094 | $386,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,335 | $363,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,474 | $356,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 8,552 | $356,000 | thousands by filing date | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 11,678 | $328,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,693 | $318,000 | thousands by filing date | |
| FIDELITY INTERMEDIATE BOND | 315912105 | FTHRX | 28,312 | $314,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $312,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PO | 921908604 | VDIGX | 10,022 | $304,000 | thousands by filing date | |
| DFA GLOBAL REAL ESTATE SECURITIES PORT | 23320G554 | EQUITY FUNDS | 24,157 | $301,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 1,585 | $296,000 | thousands by filing date | |
| Vanguard Total International Stock Index Fund | 921909784 | Mutual Fund | 2,606 | $289,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,170 | $287,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,373 | $286,000 | thousands by filing date | |
| DODGE & COX BALANCED I | 256201104 | EQUITY FUNDS | 2,854 | $285,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,292 | $281,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,727 | $278,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,619 | $268,000 | thousands by filing date | |
| SCHWAB TOTAL STOCK MKT-SEL | 808509756 | MFD | 5,096 | $267,000 | thousands by filing date | |
| SCHWAB GOVERNMENT MONEY INV | 808515613 | SCHWAB NON-SWEEP MMF | 255,379 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,760 | $254,000 | thousands by filing date | |
| Dreyfus Bond Market INdex Fund | 261978878 | COM | 23,765 | $253,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,060 | $247,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,041 | $245,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,010 | $243,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,948 | $242,000 | thousands by filing date | |
| DFA Emerging Markets Portfolio | 233203785 | Mutual Fund | 9,118 | $242,000 | thousands by filing date | |
| SEI INSTITUTIONALLY MANAGED TAX-MANAGED LARGE-CAP FUND | 783925571 | SHS | 8,599 | $237,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 767 | $233,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,063 | $229,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,866 | $229,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,570 | $229,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 14,560 | $225,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,000 | $218,000 | thousands by filing date | |
| TCW METWEST TOTAL RETURN BD M | 592905103 | NTF BOND FUNDS | 19,153 | $212,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,117 | $211,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,791 | $206,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,858 | $202,000 | thousands by filing date | |
| Nuveen Arizona Mun Bond Fund C | 67065l104 | COM | 18,056 | $201,000 | thousands by filing date | |
| Franklin Fed Interm T/F A | 354723710 | COM | 14,072 | $171,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 47,000 | $169,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 47,284 | $158,000 | thousands by filing date | |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 12,318 | $129,000 | thousands by filing date | |
| SEI INTL TR | 78411R109 | INTL EQT A | 10,461 | $112,000 | thousands by filing date | |
| PUTNAM TAX EXEMPT INCOME FUND CL A | 746870104 | Com | 11,130 | $99,000 | thousands by filing date | |
| FIDELITY GOVERNMENT (CASH RESERVES) | 316067107 | SHS | 87,600 | $88,000 | thousands by filing date | |
| Personal Mini Storage St Cloud | lp0021628 | COM | 10,000 | $57,000 | thousands by filing date | |
| MONEY MKT OBLIGS TR F | 60934N617 | MUTUAL | 40,373 | $40,000 | thousands by filing date | |
| Mojo Organics Inc. | 60841T202 | COM | 250,000 | $36,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 23,800 | $20,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 15,000 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,242 | $10,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 12,000 | $4,000 | thousands by filing date | |
| Oliex Inc. | 678034208 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sungold Int Holdings Corp | 867373102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001054677-19-000004 | this filing | 2019-11-08 | acceptance time not in the bulk data set |