13F-HR filed by Karpus Management, Inc.
Karpus Management, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 194 holding rows worth $2,476,592,000.
- Accession
- 0001048703-18-000120
- Filer
- CIK 1048703
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 194 entries on the cover page, a total value of $2,476,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,476,592,000 with VALUE read as thousands by filing date, 13F file number 028-11445. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 1,220,555 | $325,949,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,303,469 | $131,781,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,064,993 | $116,094,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 597,668 | $97,169,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,337,385 | $92,891,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 7,964,786 | $91,834,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 272,659 | $79,267,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 4,724,209 | $71,099,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 5,642,100 | $67,141,000 | thousands by filing date | |
| VTI | 922908769 | COM | 388,929 | $58,203,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,128,958 | $57,938,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 618,725 | $43,991,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,480,636 | $42,603,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 4,312,825 | $42,395,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,253,171 | $37,560,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 3,571,331 | $35,570,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,503,588 | $34,650,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 806,492 | $33,066,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,775,879 | $31,680,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,663,850 | $30,474,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 522,430 | $27,192,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,260,880 | $26,181,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,810,269 | $25,344,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 409,658 | $24,674,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,761,347 | $24,374,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 2,429,350 | $23,249,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 2,420,100 | $23,112,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,631,426 | $22,008,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,762,952 | $21,296,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 268,603 | $21,139,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 2,090,991 | $21,119,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 1,652,088 | $19,643,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,858,350 | $18,732,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 85,486 | $18,670,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,618,248 | $18,480,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 623,694 | $17,950,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,095,639 | $16,347,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 2,119,148 | $16,296,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,609,725 | $15,807,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,570,825 | $15,598,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,005,710 | $15,061,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,085,989 | $14,661,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 755,743 | $13,755,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 1,334,867 | $13,616,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,291,134 | $13,467,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,089,064 | $13,406,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,022,144 | $13,063,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,284,086 | $12,340,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,057,275 | $11,704,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,044,711 | $11,325,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 997,120 | $10,988,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 849,099 | $10,851,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,201,094 | $10,774,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,116,675 | $10,586,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 35,856 | $10,496,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 1,024,642 | $9,990,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 760,091 | $9,737,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 773,275 | $9,194,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 604,827 | $9,018,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 768,634 | $8,501,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 571,051 | $7,926,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 822,000 | $7,834,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 418,029 | $7,784,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 897,616 | $7,639,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 378,492 | $7,418,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,068,367 | $7,329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 150,497 | $7,177,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 701,770 | $7,088,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 835,216 | $7,007,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 559,126 | $6,933,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 578,689 | $6,904,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 823,936 | $6,451,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 648,540 | $6,330,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 81,075 | $6,326,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 892,296 | $6,317,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 544,889 | $6,310,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 328,581 | $6,158,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 618,027 | $6,156,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 629,600 | $6,114,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 298,342 | $5,967,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 549,602 | $5,611,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 571,867 | $5,404,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 513,892 | $5,216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 443,802 | $5,108,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 633,740 | $4,702,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 378,837 | $4,679,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 195,077 | $4,575,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 370,069 | $4,396,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 451,850 | $4,387,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 343,841 | $4,260,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 85,219 | $4,064,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 275,188 | $3,787,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 279,899 | $3,742,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 272,955 | $3,622,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 201,655 | $3,553,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 291,754 | $3,542,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 30,098 | $3,152,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 248,412 | $3,110,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 317,325 | $3,037,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 194,294 | $3,031,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 296,155 | $2,917,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 243,842 | $2,863,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 142,623 | $2,734,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 201,077 | $2,566,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 251,017 | $2,510,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 254,400 | $2,460,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 261,643 | $2,457,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 235,550 | $2,285,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 231,925 | $2,284,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 154,011 | $2,258,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 96,999 | $2,246,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 69,052 | $2,117,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 163,021 | $2,109,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 163,109 | $2,096,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 160,116 | $1,989,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 148,193 | $1,907,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 19,201 | $1,679,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 125,016 | $1,670,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 129,324 | $1,658,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 100,092 | $1,520,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 157,625 | $1,499,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 88,687 | $1,464,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 103,711 | $1,391,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 118,750 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 29,520 | $1,330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 76,743 | $1,318,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 100,219 | $1,311,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 61,521 | $1,227,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 108,554 | $1,219,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 94,102 | $1,201,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 91,853 | $1,142,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 78,922 | $1,098,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 107,700 | $1,061,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,217 | $1,048,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 74,238 | $932,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,240 | $914,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,242 | $871,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,637 | $843,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 60,437 | $817,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 67,121 | $776,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 80,854 | $771,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 64,857 | $737,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 28,692 | $627,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 47,192 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,050 | $601,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,696 | $595,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 46,789 | $576,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 42,367 | $530,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 14,000 | $505,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 19,859 | $494,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 50,000 | $491,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,256 | $487,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,815 | $486,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 51,329 | $461,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 8,600 | $412,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 33,716 | $407,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,626 | $404,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 28,438 | $398,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 27,967 | $398,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 33,169 | $389,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,000 | $379,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $373,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,152 | $358,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 38,025 | $352,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,000 | $346,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,690 | $345,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,564 | $335,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 30,000 | $304,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,515 | $294,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,060 | $285,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,168 | $264,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,889 | $250,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,500 | $248,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 25,000 | $248,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,109 | $238,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,485 | $238,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,712 | $230,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $228,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,260 | $224,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 111 | $222,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 31,801 | $220,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,297 | $214,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,667 | $213,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,800 | $207,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,500 | $197,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,775 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,414 | $165,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,506 | $152,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 11,500 | $129,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,844 | $126,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,390 | $121,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,500 | $71,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,000 | $50,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,750 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001048703-18-000120 | this filing | 2018-11-14 | acceptance time not in the bulk data set |