13F-HR filed by Karpus Management, Inc.
Karpus Management, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 139 holding rows worth $1,977,764,000.
- Accession
- 0001048703-17-000091
- Filer
- CIK 1048703
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 140 entries on the cover page, a total value of $1,977,764,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,977,764,000 with VALUE read as thousands by filing date, 13F file number 028-11445. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 970,303 | $215,465,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,092,121 | $115,360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,212,647 | $107,313,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 359,733 | $86,983,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 513,227 | $69,563,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 9,522,730 | $60,660,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,904,651 | $49,550,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,455,287 | $49,376,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,211,312 | $43,192,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 614,570 | $40,439,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,203,918 | $40,155,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 4,094,350 | $40,002,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 6,845,891 | $38,748,000 | thousands by filing date | |
| VTI | 922908769 | COM | 287,666 | $35,800,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 870,071 | $35,525,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 362,466 | $29,661,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 2,914,874 | $28,303,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,672,835 | $27,103,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 292,885 | $25,636,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 241,448 | $25,540,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 497,706 | $24,900,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,673,577 | $24,510,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 693,683 | $23,828,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,802,019 | $23,624,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 799,305 | $21,389,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 853,740 | $21,292,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,537,242 | $21,045,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,588,395 | $20,649,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,472,058 | $20,108,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,434,277 | $19,793,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,680,404 | $19,577,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,355,055 | $18,808,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,652,967 | $18,216,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,586,457 | $18,213,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 746,060 | $18,167,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 1,399,348 | $16,848,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 310,147 | $16,639,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,176,216 | $16,514,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 2,094,102 | $16,397,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 86,390 | $15,865,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 198,100 | $15,818,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,014,646 | $15,108,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,624,141 | $14,926,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 668,594 | $14,849,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,136,826 | $14,438,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 99,942 | $14,076,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,245,943 | $13,730,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 1,408,000 | $13,658,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 1,388,200 | $13,604,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,037,576 | $12,814,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 974,358 | $12,335,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 717,300 | $11,929,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,789,950 | $11,241,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 769,851 | $10,809,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 543,407 | $10,732,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 726,304 | $10,640,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 993,283 | $10,529,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 931,978 | $10,112,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 682,524 | $10,006,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 659,618 | $9,254,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 89,825 | $8,366,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 809,293 | $8,109,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 940,826 | $7,997,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 748,208 | $7,632,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 703,850 | $7,272,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 483,803 | $7,257,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 141,703 | $6,460,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 344,813 | $6,324,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 442,731 | $6,061,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 570,000 | $5,837,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 560,416 | $5,632,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 470,600 | $4,767,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 324,176 | $4,749,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 248,753 | $4,647,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 501,645 | $4,600,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 279,484 | $3,865,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 153,700 | $3,803,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 215,543 | $3,766,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 329,532 | $3,302,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 298,225 | $3,224,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 273,629 | $3,030,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 280,866 | $2,674,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 169,227 | $2,523,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 137,714 | $2,224,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 164,262 | $2,199,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 106,067 | $2,099,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 118,080 | $1,964,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 179,925 | $1,785,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 27,580 | $1,783,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 139,335 | $1,739,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 131,201 | $1,590,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 105,000 | $1,562,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 117,170 | $1,519,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 43,397 | $1,405,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 102,335 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 30,325 | $1,344,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 31,974 | $1,321,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 81,685 | $1,239,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 139,025 | $1,221,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 112,514 | $1,184,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 111,600 | $1,078,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 37,618 | $871,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,668 | $861,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,240 | $821,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,760 | $776,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 63,439 | $773,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 50,567 | $708,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 34,592 | $694,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 43,818 | $610,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 45,269 | $567,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 15,342 | $552,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,696 | $525,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 63,008 | $502,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 49,100 | $477,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 26,141 | $466,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 35,758 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,700 | $457,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 45,775 | $455,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,741 | $420,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,697 | $348,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,000 | $328,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,944 | $313,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23,744 | $303,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,884 | $286,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,700 | $270,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,726 | $269,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 18,502 | $265,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,889 | $257,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,168 | $241,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 15,500 | $237,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 18,000 | $233,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,050 | $231,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,371 | $224,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,257 | $223,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,250 | $212,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 18,312 | $177,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 18,425 | $176,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,740 | $137,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 12,950 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001048703-17-000091 | this filing | 2017-08-14 | acceptance time not in the bulk data set |