13F-HR filed by Karpus Management, Inc.
Karpus Management, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 168 holding rows worth $1,949,509,000.
- Accession
- 0001048703-16-000133
- Filer
- CIK 1048703
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 168 entries on the cover page, a total value of $1,949,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,949,509,000 with VALUE read as thousands by filing date, 13F file number 028-11445. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 614,486 | $118,104,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,619,072 | $70,404,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,353,104 | $63,136,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 465,228 | $53,818,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,022,352 | $50,177,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,476,456 | $45,504,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,554,440 | $45,035,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,625,632 | $41,800,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,287,849 | $41,605,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,460,357 | $40,005,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,072,080 | $38,023,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,869,027 | $37,355,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,644,549 | $36,479,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,014,331 | $34,484,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,627,885 | $33,437,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 7,163,517 | $33,239,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 2,091,511 | $32,460,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 537,216 | $29,939,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 126,615 | $26,523,000 | thousands by filing date | |
| VTI | 922908769 | COM | 237,952 | $25,499,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,062,309 | $24,897,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,300,942 | $24,344,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 286,036 | $24,113,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,956,478 | $23,536,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,669,709 | $23,326,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,245,594 | $22,906,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,036,997 | $22,212,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,515,210 | $21,471,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,288,748 | $21,264,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,159,101 | $21,008,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,108,637 | $20,942,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,079,332 | $20,648,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,636,785 | $20,607,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,760,982 | $19,565,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,339,498 | $19,101,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 1,899,244 | $18,954,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 531,028 | $18,708,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,864,152 | $18,511,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,783,806 | $18,462,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,877,871 | $18,366,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,867,166 | $18,280,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,246,937 | $17,706,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,165,627 | $17,578,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,407,448 | $17,396,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,320,289 | $17,322,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,176,598 | $17,237,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,466,006 | $17,108,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,205,821 | $16,616,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,119,633 | $16,481,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 669,360 | $16,406,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,359,813 | $16,114,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 143,840 | $15,404,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 997,196 | $15,197,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,025,644 | $14,174,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,014,169 | $13,958,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 321,530 | $13,778,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 939,295 | $13,648,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 574,480 | $13,426,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 778,247 | $12,942,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,326,614 | $12,938,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 158,390 | $12,839,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 89,105 | $12,706,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,204,073 | $12,673,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 828,810 | $12,009,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 914,046 | $10,831,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 997,380 | $10,642,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 787,341 | $9,055,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 912,601 | $9,026,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 726,362 | $8,956,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 617,884 | $8,953,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 620,751 | $8,659,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,410,820 | $8,423,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 868,976 | $8,403,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 586,232 | $8,084,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 202,121 | $7,875,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 502,004 | $7,746,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 918,220 | $7,034,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 435,899 | $6,608,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 406,462 | $6,134,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 706,586 | $5,420,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 294,219 | $4,946,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 503,050 | $4,875,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 440,070 | $4,788,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 520,875 | $4,704,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 218,553 | $4,657,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 600,805 | $4,656,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 464,739 | $4,624,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 456,320 | $4,471,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 272,427 | $4,220,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 301,243 | $4,001,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 425,912 | $3,850,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 236,301 | $3,358,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 247,885 | $3,243,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 148,858 | $3,186,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 424,692 | $3,121,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 168,695 | $3,013,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 259,096 | $2,974,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 204,339 | $2,955,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 204,709 | $2,807,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 313,190 | $2,650,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 183,693 | $2,643,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 216,000 | $2,115,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 56,089 | $1,983,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 142,683 | $1,966,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 169,780 | $1,934,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 143,979 | $1,912,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 175,600 | $1,717,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 109,553 | $1,665,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 114,337 | $1,651,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 98,556 | $1,552,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 101,955 | $1,536,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 105,000 | $1,428,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 141,615 | $1,401,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 89,542 | $1,384,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 84,347 | $1,348,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 94,950 | $1,276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 71,200 | $1,262,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 80,261 | $1,209,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 133,737 | $1,184,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 42,996 | $1,147,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 95,031 | $1,119,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 109,200 | $1,065,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 61,185 | $1,060,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,668 | $1,000,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,875 | $999,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 73,516 | $984,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 48,478 | $975,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 62,973 | $970,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 53,489 | $955,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 61,200 | $873,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 58,621 | $871,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 77,240 | $802,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 133,273 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,670 | $745,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,240 | $701,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 77,119 | $672,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 43,520 | $668,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,700 | $599,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,900 | $569,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 35,088 | $550,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 54,100 | $527,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,220 | $512,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,342 | $459,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,696 | $448,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 25,337 | $362,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 44,464 | $349,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 35,490 | $332,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,944 | $288,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,765 | $284,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,000 | $276,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 30,609 | $275,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,889 | $270,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,076 | $252,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,370 | $251,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,050 | $234,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 15,342 | $232,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $230,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,400 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,000 | $211,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,193 | $211,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,484 | $210,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 15,056 | $210,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,168 | $206,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,200 | $139,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,775 | $136,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,185 | $128,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 10,100 | $101,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 10,000 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001048703-16-000133 | this filing | 2016-08-15 | acceptance time not in the bulk data set |