13F-HR filed by Karpus Management, Inc.
Karpus Management, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 180 holding rows worth $2,063,102,000.
- Accession
- 0001048703-14-000111
- Filer
- CIK 1048703
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 180 entries on the cover page, a total value of $2,063,102,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,063,102,000 with VALUE read as thousands by filing date, 13F file number 028-11445. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 1,356,693 | $245,005,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 476,567 | $93,893,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,433,607 | $93,252,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,418,320 | $78,320,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,581,982 | $48,966,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,212,628 | $48,202,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,273,951 | $47,213,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,753,865 | $38,389,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,660,737 | $38,218,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,712,873 | $35,748,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,497,128 | $34,585,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 310,052 | $34,301,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,371,471 | $34,109,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 570,276 | $33,817,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,340,355 | $33,022,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 772,902 | $32,238,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,465,528 | $30,942,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,620,291 | $30,369,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 2,019,158 | $27,198,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,605,842 | $26,207,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 221,260 | $25,956,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,806,570 | $24,696,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,820,770 | $24,143,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,132,117 | $24,090,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,013,630 | $23,466,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,673,927 | $22,581,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,101,543 | $22,240,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 693,723 | $21,290,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,493,290 | $20,443,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,584,563 | $19,855,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,092,733 | $19,506,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 194,691 | $19,485,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,450,519 | $19,306,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 762,005 | $18,597,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 923,661 | $18,242,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,343,624 | $18,179,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 966,502 | $17,958,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,672,110 | $17,323,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 648,024 | $17,069,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,178,313 | $17,050,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 764,640 | $16,608,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,382,534 | $16,176,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,246,300 | $16,127,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,247,797 | $15,947,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 1,886,256 | $15,750,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,074,308 | $14,772,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 299,867 | $14,765,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,167,531 | $14,617,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 749,739 | $14,530,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,135,857 | $13,767,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 893,964 | $13,570,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 331,662 | $12,769,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 906,620 | $12,267,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 151,665 | $12,144,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,051,538 | $11,167,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 963,270 | $11,116,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 784,283 | $10,925,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 546,629 | $10,862,000 | thousands by filing date | |
| VTI | 922908769 | COM | 106,227 | $10,754,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 808,291 | $10,597,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 989,800 | $9,591,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 112,914 | $9,542,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 747,218 | $9,467,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 554,987 | $9,268,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 752,851 | $8,997,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 159,943 | $8,368,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 730,582 | $8,314,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 688,676 | $7,768,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 90,425 | $7,222,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 93,663 | $7,200,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 152,899 | $7,044,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 335,292 | $6,682,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 496,774 | $6,642,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 312,506 | $6,506,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 507,310 | $6,306,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 249,447 | $5,967,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 458,873 | $5,658,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 68,474 | $5,610,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 468,901 | $5,519,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 268,727 | $5,340,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 645,690 | $5,301,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 398,680 | $5,294,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 463,038 | $5,255,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 557,132 | $4,925,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 192,775 | $4,578,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 165,759 | $4,273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 321,430 | $4,169,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 395,511 | $4,046,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 251,364 | $3,889,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 288,224 | $3,859,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 221,439 | $3,844,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 283,044 | $3,781,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 270,816 | $3,689,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 256,532 | $3,284,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 260,851 | $3,282,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 256,144 | $3,194,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 155,798 | $3,177,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 175,711 | $3,012,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 189,248 | $2,744,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 159,752 | $2,607,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 276,766 | $2,530,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 391,543 | $2,498,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 174,997 | $2,333,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 153,400 | $2,123,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 121,585 | $2,112,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 76,779 | $2,099,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 97,400 | $2,057,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 129,868 | $1,952,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 150,938 | $1,893,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 123,015 | $1,871,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 129,338 | $1,848,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 17,000 | $1,790,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 125,813 | $1,692,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 134,623 | $1,684,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 113,219 | $1,601,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 58,940 | $1,565,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 122,310 | $1,522,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 23,263 | $1,512,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 118,354 | $1,466,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 101,660 | $1,407,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 196,611 | $1,398,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 96,860 | $1,336,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 99,186 | $1,332,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,019 | $1,318,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 99,699 | $1,297,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 98,313 | $1,284,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 89,240 | $1,217,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 141,749 | $1,179,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 114,698 | $1,123,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 59,334 | $1,120,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 80,468 | $1,119,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 77,936 | $1,111,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 79,786 | $1,106,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 81,819 | $1,006,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 67,605 | $978,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 73,634 | $968,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 70,119 | $963,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 80,663 | $952,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 40,931 | $726,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 53,873 | $687,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,504 | $665,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 45,460 | $652,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 46,203 | $624,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 46,392 | $618,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 41,985 | $563,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,607 | $496,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,190 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 35,100 | $494,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 39,094 | $471,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 26,836 | $442,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 31,387 | $437,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 32,771 | $437,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 35,223 | $430,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 31,123 | $412,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 31,868 | $409,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 45,749 | $378,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,482 | $331,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 28,599 | $321,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 26,940 | $290,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 24,335 | $286,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 19,000 | $264,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 19,600 | $263,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 18,029 | $250,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,368 | $237,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 18,091 | $235,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $227,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 15,700 | $227,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,515 | $224,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,700 | $221,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $211,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 15,713 | $207,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 15,100 | $207,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,200 | $205,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 13,123 | $198,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 16,667 | $192,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 14,900 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,078 | $167,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 11,639 | $162,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 11,976 | $160,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,260 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001048703-14-000111 | this filing | 2014-11-17 | acceptance time not in the bulk data set |