13F-HR filed by CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 2,485 holding rows worth $29,194,472,000 by the sum of the rows.
- Accession
- 0001046192-14-000008
- Filer
- CIK 1046192
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,485 entries on the cover page, a total value of $29,194,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,194,472,000 with VALUE read as thousands by filing date, 13F file number 028-10601. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $29,194,000, about 1/1,000 of the sum of the rows, $29,194,472,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 8,100 | $50,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,446 | $50,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 797 | $50,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 5,125 | $50,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,187 | $50,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,656 | $50,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,850 | $49,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,113 | $49,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,400 | $49,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,954 | $49,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 803 | $49,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,100 | $48,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,027 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,803 | $48,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,767 | $48,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,100 | $48,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 6,500 | $48,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,235 | $47,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,360 | $47,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,214 | $47,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,487 | $47,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,315 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,000 | $47,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,499 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 550 | $47,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,111 | $47,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,431 | $47,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,234 | $47,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 760 | $47,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,820 | $46,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,407 | $46,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,580 | $46,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,235 | $46,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,329 | $46,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 902 | $46,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,849 | $46,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,227 | $46,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,308 | $46,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,883 | $46,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,308 | $45,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,100 | $45,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 837 | $45,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,288 | $45,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,527 | $45,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,840 | $45,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 702 | $45,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,608 | $45,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,642 | $44,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 944 | $44,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,788 | $44,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 725 | $44,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,924 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,345 | $44,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,900 | $44,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,300 | $44,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,522 | $44,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 5,514 | $44,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,288 | $43,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,100 | $43,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,404 | $43,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,226 | $43,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,725 | $43,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 923 | $43,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 3,300 | $43,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 3,600 | $43,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 6,720 | $43,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,269 | $43,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,914 | $42,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 4,477 | $42,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,383 | $42,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,016 | $42,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 8,132 | $42,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 9,163 | $42,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,534 | $42,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 1,540 | $42,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,576 | $41,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,792 | $41,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,846 | $41,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,596 | $41,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,300 | $41,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 564 | $41,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 11,872 | $41,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 1,000 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 500 | $40,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,800 | $40,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,645 | $40,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 2,002 | $40,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,793 | $40,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,952 | $40,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,847 | $40,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 3,347 | $40,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 4,066 | $40,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,000 | $39,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,434 | $39,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,138 | $39,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,668 | $39,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,351 | $39,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,127 | $39,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,194 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 525 | $38,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 903 | $38,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,058 | $38,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 568 | $38,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,457 | $38,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,515 | $38,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 599 | $38,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,656 | $38,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 2,389 | $38,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 500 | $37,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,924 | $37,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,300 | $37,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,527 | $37,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,213 | $37,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,069 | $37,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,018 | $37,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,762 | $37,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,000 | $37,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 640 | $37,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 6,103 | $37,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,700 | $37,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,652 | $37,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 2,106 | $37,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,282 | $36,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,042 | $36,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,847 | $36,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 4,190 | $36,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,798 | $36,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,000 | $36,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,650 | $36,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 27,100 | $36,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,900 | $35,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,277 | $35,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,030 | $35,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,800 | $35,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,470 | $35,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 3,182 | $35,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,041 | $35,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 9,000 | $35,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,510 | $35,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 90 | $34,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 766 | $34,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,699 | $34,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,380 | $34,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,300 | $34,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 764 | $34,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,806 | $33,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,187 | $33,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,000 | $33,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,861 | $33,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,173 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 967 | $33,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 529 | $33,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 950 | $33,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 96 | $33,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,312 | $33,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,170 | $33,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,808 | $33,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 3,800 | $33,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,505 | $32,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,917 | $32,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,000 | $32,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,193 | $32,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,704 | $32,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,232 | $32,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,165 | $32,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,508 | $32,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,096 | $32,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 940 | $31,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 740 | $31,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,248 | $31,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 14,800 | $31,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,800 | $31,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,100 | $30,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,265 | $30,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 961 | $30,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,344 | $30,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 659 | $30,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,653 | $30,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,279 | $30,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,197 | $29,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 803 | $29,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 823 | $29,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,348 | $29,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,300 | $29,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,200 | $29,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 4,287 | $29,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,708 | $29,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 265 | $28,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,957 | $28,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 703 | $28,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 2,382 | $28,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 800 | $28,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 699 | $28,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 14,300 | $28,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 8,380 | $28,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,050 | $28,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 5,132 | $28,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,378 | $28,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,086 | $28,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 5,485 | $28,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,898 | $28,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 260 | $27,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,011 | $27,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 690 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,882 | $27,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,694 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 569 | $27,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,100 | $27,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,165 | $27,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 765 | $27,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,801 | $27,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,406 | $27,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 3,355 | $27,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,866 | $26,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,295 | $26,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 958 | $26,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,000 | $26,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,000 | $26,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,146 | $26,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,153 | $26,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 2,831 | $26,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 15,139 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 682 | $25,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,000 | $25,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 648 | $25,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 672 | $25,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,510 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 653 | $25,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,065 | $25,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,404 | $25,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,031 | $25,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,273 | $25,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,057 | $25,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,323 | $25,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 454 | $25,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,250 | $25,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,422 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 623 | $24,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 899 | $24,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 4,116 | $24,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,124 | $24,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,708 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,913 | $24,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,932 | $23,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 859 | $23,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 550 | $23,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,567 | $23,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,500 | $23,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 4,199 | $23,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,688 | $23,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 234 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 741 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,425 | $23,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,262 | $22,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,600 | $22,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 357 | $22,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 777 | $22,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,170 | $22,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 5,252 | $22,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,280 | $22,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,769 | $22,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,938 | $22,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,640 | $22,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 783 | $22,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 4,500 | $22,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 570 | $22,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,005 | $21,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,731 | $21,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 754 | $21,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,920 | $21,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 3,537 | $21,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 623 | $21,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,200 | $21,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 200 | $20,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,522 | $20,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,979 | $20,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,146 | $20,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 18,500 | $20,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,581 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 500 | $19,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,529 | $19,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 900 | $19,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,053 | $19,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,091 | $19,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 995 | $18,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 950 | $18,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,095 | $18,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 828 | $18,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 297 | $17,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,942 | $17,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 201 | $17,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,519 | $17,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,515 | $17,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $17,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,418 | $17,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 900 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,564 | $17,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,030 | $17,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,600 | $17,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,174 | $17,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 14,170 | $17,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,549 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 450 | $16,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 661 | $16,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 9,839 | $16,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 560 | $16,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,837 | $16,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,717 | $16,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 900 | $15,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,340 | $15,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,216 | $15,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,168 | $15,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,549 | $15,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 897 | $15,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 4,963 | $15,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,061 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,014 | $14,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 600 | $14,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 300 | $14,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 282 | $14,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,240 | $14,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 6,476 | $14,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $13,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 641 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,603 | $13,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 3,976 | $13,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,096 | $13,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,092 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 11,452 | $13,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 360 | $13,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 7,514 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,411 | $13,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 431 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 212 | $12,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,220 | $12,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 582 | $12,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 4,566 | $12,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,100 | $12,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,267 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 210 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 55 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 100 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,649 | $11,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,555 | $11,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 8,249 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,075 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 5,379 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $10,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 600 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 175 | $10,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $10,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 6,732 | $10,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 897 | $10,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,000 | $10,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 8,560 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 860 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 175 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,133 | $9,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 528 | $9,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,446 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 205 | $9,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 1,209 | $9,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 609 | $9,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 330 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,025 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 194 | $8,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 411 | $8,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,309 | $8,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 3,711 | $8,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,000 | $8,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 748 | $8,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,545 | $8,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 548 | $8,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 650 | $8,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 119 | $7,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 500 | $7,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 888 | $7,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 223 | $7,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 300 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 175 | $7,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 1,426 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 614 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 100 | $6,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 403 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 254 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 295 | $6,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 750 | $6,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,491 | $6,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,270 | $6,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,437 | $6,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,000 | $6,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,636 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 3,650 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 50 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 290 | $5,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 110 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 85 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 509 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 84 | $5,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 600 | $5,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 140 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 83 | $5,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 2,009 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 300 | $5,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 8,130 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 104 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 110 | $4,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 124 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 35 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 180 | $4,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 37 | $4,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 667 | $4,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,200 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 132 | $4,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,140 | $4,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 656 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 750 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 160 | $4,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $3,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 39 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,203 | $3,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 50 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 120 | $3,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 228 | $3,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,360 | $3,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 164 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 47 | $3,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 248 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 248 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 480 | $2,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 83 | $2,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 11,474 | $2,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,604 | $2,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 408 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 4,850 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 200 | $2,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 90 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 75 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,000 | $2,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 765 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 750 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 53 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 35 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 38 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 348 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,869 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 38 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 644 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,025 | $1,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 65 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 476 | $1,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 500 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 20,821 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 88 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 14 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERNOC INC | 292764107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001046192-14-000008 | this filing | 2014-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001046192-15-000007 | added | 2015-06-23 | acceptance time not in the bulk data set |