13F-HR filed by CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-01, with 2,256 holding rows worth $27,876,210,000.
- Accession
- 0001046192-14-000004
- Filer
- CIK 1046192
- Filed
- 2014-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,256 entries on the cover page, a total value of $27,876,210,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,876,210,000 with VALUE read as thousands by filing date, 13F file number 028-10601. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BGC PARTNERS INC | 05541T101 | CL A | 4,435 | $29,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,694 | $29,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,713 | $29,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,909 | $29,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,146 | $29,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,170 | $29,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 6,476 | $29,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,200 | $29,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,255 | $29,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 4,287 | $29,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 893 | $29,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,708 | $29,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,581 | $29,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,708 | $29,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 265 | $28,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,262 | $28,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 690 | $28,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 648 | $28,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,510 | $28,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 357 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 569 | $28,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,165 | $28,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,026 | $28,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 623 | $28,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 15,139 | $28,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,932 | $27,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,422 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,882 | $27,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 282 | $27,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,091 | $27,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,534 | $27,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 783 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 682 | $26,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,515 | $26,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 899 | $26,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,000 | $26,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 995 | $26,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,011 | $26,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,426 | $26,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,170 | $26,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $26,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 234 | $26,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,957 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 623 | $25,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 699 | $25,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,100 | $25,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,065 | $25,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,095 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 4,500 | $25,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 827 | $24,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 900 | $24,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 753 | $24,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,731 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 653 | $24,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,920 | $24,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,031 | $24,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,050 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,913 | $24,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 828 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 390 | $23,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 777 | $23,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 550 | $23,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,564 | $23,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,831 | $23,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,030 | $23,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 1,866 | $23,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,837 | $23,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,267 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 741 | $23,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 215 | $22,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,418 | $22,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,053 | $22,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,500 | $22,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,682 | $22,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,769 | $22,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,938 | $22,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,500 | $22,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,827 | $22,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 5,735 | $22,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,519 | $21,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 800 | $21,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,168 | $21,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,092 | $21,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,767 | $21,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 500 | $21,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,200 | $21,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,086 | $21,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,500 | $21,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 570 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 200 | $20,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 958 | $20,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 3,976 | $20,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 3,537 | $20,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 180 | $20,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,174 | $20,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,640 | $20,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,411 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,511 | $20,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,005 | $19,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,295 | $19,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,380 | $19,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 661 | $19,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 248 | $19,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 4,566 | $19,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 3,800 | $19,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 405 | $19,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $18,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 900 | $18,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,529 | $18,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 900 | $18,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 754 | $18,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 560 | $18,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,200 | $18,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,309 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 450 | $17,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,549 | $17,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,446 | $17,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 1,313 | $17,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 597 | $17,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 503 | $17,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,075 | $17,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,717 | $17,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 297 | $16,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,061 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,014 | $16,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 604 | $16,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 600 | $15,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 282 | $15,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,096 | $15,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,555 | $15,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 18,500 | $15,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,713 | $15,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 784 | $15,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 421 | $15,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 425 | $15,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $14,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 11,452 | $14,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 360 | $14,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 1,629 | $14,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 2,009 | $14,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,100 | $14,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 600 | $13,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 431 | $13,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,649 | $13,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,220 | $13,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,000 | $13,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,270 | $13,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 284 | $13,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,932 | $13,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 1,209 | $13,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $12,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,845 | $12,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 335 | $12,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 900 | $12,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,031 | $12,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 897 | $12,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 6,732 | $12,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 897 | $12,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 400 | $12,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 4,963 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 5,379 | $12,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 609 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,603 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 194 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 175 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 194 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,200 | $10,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,500 | $10,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,545 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 888 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,133 | $9,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 582 | $9,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 250 | $9,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 330 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 119 | $8,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 500 | $8,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 528 | $8,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 8,249 | $8,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 3,301 | $8,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 548 | $8,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 936 | $7,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,604 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 125 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,500 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 175 | $7,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 3,650 | $7,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,763 | $6,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 667 | $6,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 600 | $6,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,140 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 590 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 343 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 62 | $5,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 300 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 189 | $5,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 148 | $5,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 123 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 300 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 104 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,203 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 40 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 121 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 170 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,360 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 180 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 4,850 | $4,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 12,235 | $4,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,000 | $4,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 626 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 299 | $4,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 257 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 83 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 120 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,268 | $3,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 164 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 70 | $3,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,869 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 800 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 246 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 480 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 30 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 53 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 348 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 48 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 89 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 75 | $2,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 440 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 47 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,777 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 35,845 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 750 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 47 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 84 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 644 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 24 | $1,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 900 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001046192-14-000004 | this filing | 2014-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001046192-15-000009 | added | 2015-06-23 | acceptance time not in the bulk data set |