13F-HR filed by CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,240 holding rows worth $27,676,005,000 by the sum of the rows.
- Accession
- 0001046192-14-000002
- Filer
- CIK 1046192
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,240 entries on the cover page, a total value of $27,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,676,005,000 with VALUE read as thousands by filing date, 13F file number 028-10601. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $27,676,000, about 1/1,000 of the sum of the rows, $27,676,005,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERITOR INC | 59001K100 | COMMON STOCK | 2,838 | $30,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,567 | $30,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,273 | $30,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,340 | $30,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,581 | $30,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,882 | $29,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 357 | $29,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,576 | $29,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,065 | $29,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,653 | $29,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,708 | $29,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 27,100 | $29,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 265 | $28,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 899 | $28,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 648 | $28,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 8,380 | $28,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,453 | $28,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,050 | $28,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 513 | $28,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,378 | $28,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,600 | $27,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,146 | $27,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,435 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 762 | $27,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,031 | $27,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,534 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,508 | $27,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,922 | $27,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 15,139 | $27,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 4,500 | $27,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,422 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 682 | $26,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 282 | $26,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,704 | $26,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,564 | $26,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,920 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,699 | $26,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,092 | $26,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,163 | $26,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,170 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,309 | $26,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,769 | $26,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,086 | $26,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 828 | $26,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 390 | $25,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,005 | $25,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 827 | $25,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,418 | $25,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,398 | $25,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,713 | $25,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 3,537 | $25,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,500 | $25,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $25,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 5,735 | $25,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,957 | $24,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,515 | $24,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,775 | $24,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 753 | $24,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,091 | $24,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 4,717 | $24,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,095 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,262 | $23,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,529 | $23,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 995 | $23,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 800 | $23,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,168 | $23,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 2,460 | $23,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,255 | $23,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,682 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,740 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 741 | $23,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 3,771 | $23,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 215 | $22,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,519 | $22,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 900 | $22,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,510 | $22,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 777 | $22,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 550 | $22,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 661 | $22,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,053 | $22,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 4,566 | $22,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,030 | $22,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,174 | $22,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,267 | $22,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 570 | $22,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,061 | $21,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,348 | $21,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,652 | $21,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,913 | $21,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,511 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 200 | $20,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 661 | $20,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,380 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 754 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,767 | $20,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 3,800 | $20,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 597 | $20,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,135 | $20,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 2,009 | $20,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 604 | $19,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $19,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,295 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 900 | $19,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,096 | $19,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 897 | $19,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 1,629 | $19,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,200 | $19,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,640 | $19,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 234 | $19,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 600 | $18,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 900 | $18,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 989 | $18,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 282 | $18,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,831 | $18,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,300 | $18,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 1,866 | $18,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 897 | $18,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 425 | $18,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 297 | $17,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,014 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 450 | $17,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,140 | $17,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 560 | $17,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 248 | $17,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,031 | $17,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,220 | $17,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,026 | $17,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,837 | $17,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 14,543 | $16,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,827 | $16,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 1,209 | $16,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 3,301 | $16,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300 | $15,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $15,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 1,313 | $15,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 335 | $14,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,200 | $14,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,555 | $14,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 11,452 | $14,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $13,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 600 | $13,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,549 | $13,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,446 | $13,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 6,732 | $13,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,270 | $13,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 503 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,075 | $13,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,100 | $13,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 907 | $13,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 900 | $12,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,031 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,500 | $12,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 4,963 | $12,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,932 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,603 | $11,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 431 | $11,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 582 | $11,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,140 | $11,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 500 | $11,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 784 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 337 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $10,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 187 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 175 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,200 | $10,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 284 | $10,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 548 | $10,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 609 | $10,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 330 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 194 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 195 | $9,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 936 | $9,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 5,379 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 888 | $8,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,604 | $8,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 528 | $8,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,500 | $8,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 500 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,763 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 125 | $7,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 18,500 | $7,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 8,249 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 450 | $7,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,360 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 3,650 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 590 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 300 | $5,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 7,000 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,660 | $5,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 250 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 104 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,203 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,999 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 121 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 299 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,804 | $4,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 257 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 100 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 148 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 440 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 480 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 30 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 47 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 164 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 70 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 348 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 4,850 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 75 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 47 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 750 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 83 | $1,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 53 | $1,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 47 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 45 | $1,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 21 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 84 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,000 | $1,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 97 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 500 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,667 | $1,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 730 | $1,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 60 | $1,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 49 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001046192-14-000002 | this filing | 2014-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001046192-15-000010 | added | 2015-06-23 | acceptance time not in the bulk data set |