13F-HR filed by CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 1,137 holding rows worth $24,965,096,000.
- Accession
- 0001046192-13-000016
- Filer
- CIK 1046192
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,137 entries on the cover page, a total value of $24,965,096,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,965,096,000 with VALUE read as thousands by filing date, 13F file number 028-10601. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONRO INC | 610236101 | COMMON STOCK | 1,126 | $52,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 894 | $52,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 568 | $51,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 37,228 | $51,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,979 | $48,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,549 | $46,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 550 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,000 | $44,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 35,729 | $44,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,090 | $44,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 18,368 | $42,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,671 | $41,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,000 | $40,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,146 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,050 | $38,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,898 | $38,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,708 | $37,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,427 | $36,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,325 | $36,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,534 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 525 | $35,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,655 | $35,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,042 | $35,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 8,087 | $35,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 500 | $34,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,009 | $33,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 80 | $33,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,163 | $33,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 451 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 400 | $32,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,952 | $32,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,920 | $30,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 15,407 | $30,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,213 | $28,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 2,524 | $28,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,581 | $28,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 250 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 220 | $25,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 828 | $22,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,640 | $22,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 215 | $21,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,262 | $21,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 779 | $20,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 900 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 500 | $20,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,135 | $20,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 570 | $20,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 250 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 400 | $19,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,380 | $19,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 200 | $18,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 337 | $17,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 3,771 | $15,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 300 | $14,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 604 | $14,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 560 | $14,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,300 | $14,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 4,963 | $14,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 200 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 500 | $13,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,500 | $12,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,270 | $12,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,932 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $12,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 89 | $11,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 431 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 194 | $11,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,532 | $10,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 248 | $10,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 18,500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 187 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 245 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 175 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 19,973 | $9,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 195 | $8,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,827 | $8,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 784 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 3,650 | $8,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 3,800 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 125 | $7,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,000 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,840 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 250 | $6,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 250 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,203 | $5,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,360 | $5,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 400 | $5,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 7,325 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 300 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 590 | $4,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 552 | $4,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 7,000 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 104 | $4,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 170 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 257 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18 | $3,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 480 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 175 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 70 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 75 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,060 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 299 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $2,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 30 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 30 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 53 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 164 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 348 | $2,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 97 | $2,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 440 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 47 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 83 | $1,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 35 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,000 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 500 | $1,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 27 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,667 | $1,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 730 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001046192-13-000016 | this filing | 2013-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001046192-15-000011 | added | 2015-06-23 | acceptance time not in the bulk data set |