13F-HR filed by ATWOOD & PALMER INC
ATWOOD & PALMER INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 434 holding rows worth $512,889,000.
- Accession
- 0001044929-15-000004
- Filer
- CIK 1044929
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 437 entries on the cover page, a total value of $512,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,274,000 with VALUE read as thousands by filing date, 13F file number 028-06528. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 886,290 | $23,797,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 86,584 | $17,950,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 176,749 | $17,355,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 166,150 | $14,973,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 561,808 | $14,747,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 133,376 | $14,555,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 471,738 | $14,218,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 169,426 | $14,123,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 339,826 | $13,885,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 151,856 | $13,222,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 131,942 | $12,730,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 317,009 | $12,715,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 111,901 | $12,343,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 161,797 | $12,303,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 327,594 | $12,219,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 97,347 | $11,904,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 347,812 | $11,697,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,351 | $11,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 426,392 | $10,869,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 318,416 | $10,476,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,137 | $9,663,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 89,257 | $9,655,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 507,914 | $9,605,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 244,689 | $9,482,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 369,943 | $9,330,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 90,051 | $8,033,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 470,243 | $7,209,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 199,296 | $7,199,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 50,957 | $6,760,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 241,842 | $6,256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 267,615 | $5,938,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 98,155 | $5,899,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 55,515 | $5,836,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 221,548 | $5,623,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,408 | $5,388,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 236,165 | $5,359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 168,960 | $5,157,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 238,207 | $5,152,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 193,144 | $4,999,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 551,121 | $4,966,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 41,975 | $4,577,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 57,341 | $4,263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 164,568 | $4,055,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 182,385 | $3,869,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,269 | $3,759,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 49,915 | $3,475,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 38,438 | $3,089,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 54,680 | $2,820,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,707 | $2,588,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 40,158 | $2,548,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,166 | $2,242,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 73,850 | $2,139,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 48,931 | $2,007,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,009 | $1,964,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 30,822 | $1,795,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 76,738 | $1,683,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,165 | $1,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 20,290 | $1,341,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 60,800 | $1,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 12,435 | $1,260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 36,140 | $1,239,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,650 | $1,232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 21,145 | $1,231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 29,268 | $1,227,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,230 | $1,153,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 18,973 | $1,138,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,508 | $1,088,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,060 | $984,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,939 | $940,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 38,300 | $903,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,000 | $868,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,700 | $849,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 18,633 | $849,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,270 | $845,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 100,000 | $841,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,550 | $782,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 14,026 | $729,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,440 | $694,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,087 | $671,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,822 | $636,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,400 | $619,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,525 | $618,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,783 | $614,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,237 | $611,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,000 | $582,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,600 | $562,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,709 | $557,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,050 | $555,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,392 | $547,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,312 | $515,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,926 | $512,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,898 | $477,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,260 | $434,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,993 | $430,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,201 | $405,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,311 | $385,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,000 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 20,920 | $357,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,214 | $353,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,818 | $348,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 15,925 | $339,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,179 | $338,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,054 | $334,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,034 | $299,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,000 | $299,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,186 | $279,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,647 | $271,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 21,957 | $266,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,859 | $259,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,400 | $256,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,175 | $252,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,412 | $248,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $234,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,142 | $232,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,250 | $219,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $217,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,514 | $215,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,082 | $204,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,105 | $203,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,963 | $200,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,130 | $196,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,780 | $190,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,650 | $189,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,408 | $182,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,226 | $177,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,250 | $167,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,467 | $161,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,000 | $157,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 304 | $156,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,748 | $155,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,676 | $155,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,372 | $153,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,379 | $151,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,399 | $150,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,616 | $145,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,536 | $144,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,500 | $144,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,300 | $141,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,300 | $140,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,459 | $139,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,780 | $125,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,331 | $122,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,045 | $121,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,105 | $118,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,667 | $117,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,010 | $114,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,865 | $110,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,800 | $108,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 47,500 | $108,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 947 | $105,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 600 | $100,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,900 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,339 | $97,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 523 | $97,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,118 | $94,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,500 | $94,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,354 | $93,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,500 | $93,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,800 | $92,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,074 | $92,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 750 | $88,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,200 | $87,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,564 | $85,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,000 | $84,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,217 | $82,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,000 | $79,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,696 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 888 | $75,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 764 | $74,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,677 | $73,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 490 | $71,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,100 | $71,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2,892 | $71,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 674 | $71,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,628 | $67,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,783 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 485 | $65,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,732 | $64,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 256 | $64,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 795 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,303 | $63,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,000 | $62,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 930 | $62,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 629 | $60,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,425 | $59,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 793 | $55,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,655 | $55,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 654 | $54,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 769 | $53,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,226 | $51,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 600 | $49,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 725 | $49,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 365 | $48,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 612 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 428 | $46,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,335 | $46,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 615 | $44,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,500 | $44,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 393 | $43,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,291 | $42,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 585 | $42,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,000 | $42,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 429 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,183 | $42,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,500 | $42,000 | thousands by filing date | |
| Royal Dutch Shell Ord A Shares | g7690a100 | com | 866 | $41,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $39,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,000 | $39,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 400 | $39,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 1,560 | $39,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $38,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 390 | $37,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 515 | $37,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 790 | $37,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 532 | $36,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,000 | $36,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 400 | $35,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 624 | $34,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 276 | $34,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,170 | $33,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 445 | $32,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 500 | $32,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,844 | $32,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 263 | $32,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 428 | $30,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 825 | $30,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 351 | $30,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 450 | $30,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 253 | $29,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 500 | $29,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,280 | $29,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 608 | $29,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 800 | $28,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 155 | $28,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $28,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 524 | $27,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,130 | $27,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $27,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 712 | $27,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 585 | $27,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 375 | $26,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,085 | $26,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 318 | $26,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 610 | $25,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 246 | $25,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,382 | $25,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 211 | $24,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 450 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 219 | $24,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 465 | $24,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,925 | $24,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,545 | $24,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 470 | $24,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 455 | $23,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 415 | $23,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 166 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 838 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 453 | $22,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 500 | $22,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 82 | $22,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 530 | $22,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 555 | $22,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 209 | $22,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 500 | $21,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 577 | $21,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 250 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 749 | $21,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 77 | $21,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 436 | $20,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 720 | $20,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 422 | $20,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 526 | $19,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $19,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 700 | $19,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 312 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 311 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $18,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 350 | $18,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 304 | $18,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 490 | $18,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 406 | $18,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 93 | $18,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 920 | $17,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 677 | $17,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 315 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,000 | $17,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,500 | $17,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 85 | $16,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 627 | $16,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,085 | $16,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 210 | $15,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 631 | $15,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 111 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 138 | $15,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 445 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 146 | $15,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 188 | $15,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $14,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 385 | $14,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 373 | $14,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 500 | $14,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 257 | $13,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 178 | $13,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 75 | $13,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 178 | $13,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,057 | $13,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 266 | $13,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,000 | $13,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 149 | $13,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 150 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 426 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 509 | $12,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 219 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 88 | $12,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 150 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 167 | $12,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 260 | $12,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 750 | $12,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 375 | $12,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 147 | $11,000 | thousands by filing date | |
| VTI | 922908769 | COM | 111 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $11,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 250 | $11,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 480 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,040 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 292 | $11,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,003 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 40 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 231 | $10,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 250 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,586 | $10,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 50 | $10,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 769 | $10,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 573 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 97 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 447 | $9,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 96 | $9,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 325 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $9,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 155 | $9,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 327 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 244 | $9,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 310 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 400 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 167 | $8,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 640 | $8,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 97 | $8,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 76 | $8,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 110 | $8,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 46 | $8,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 221 | $8,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 468 | $8,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 699 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 346 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 214 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,975 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 697 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 329 | $7,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 130 | $7,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 59 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 298 | $7,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 156 | $7,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 185 | $7,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,770 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 150 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 200 | $6,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 333 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 46 | $6,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 119 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 140 | $6,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,052 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 67 | $6,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 250 | $6,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 2,000 | $6,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 100 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 148 | $5,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 89 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 320 | $5,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 102 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 39 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 500 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $5,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 174 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 14,500 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 268 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 105 | $4,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 33 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 272 | $4,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 201 | $4,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 210 | $3,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 69 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 350 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 294 | $3,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 150 | $3,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 310 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 34 | $2,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 74 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 35 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 97 | $2,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 120 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 270 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 57 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 61 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18 | $1,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 30 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 133 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 100 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 17 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 65 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 77 | $1,000 | thousands by filing date | |
| Chemours Company | 147350201 | CL B | 79 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Frontier Communications Corp | 31822Q103 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001044929-15-000004 | this filing | 2015-11-12 | acceptance time not in the bulk data set |