13F-HR filed by ATWOOD & PALMER INC
ATWOOD & PALMER INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 384 holding rows worth $545,867,000 by the sum of the rows.
- Accession
- 0001044929-14-000005
- Filer
- CIK 1044929
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 384 entries on the cover page, a total value of $10,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $545,867,000 with VALUE read as thousands by filing date, 13F file number 028-06528. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $10,976,000, 98% less than the sum of the rows, $545,867,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 315,681 | $47,090,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 883,850 | $24,697,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 171,832 | $18,279,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 88,184 | $16,118,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 120,646 | $14,683,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 186,619 | $13,939,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 399,060 | $13,895,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 159,018 | $13,361,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 166,869 | $12,699,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 117,859 | $12,600,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 186,700 | $12,550,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 654,588 | $12,548,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 99,001 | $12,215,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 403,532 | $11,807,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 144,506 | $11,294,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 374,150 | $11,262,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 444,645 | $11,192,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 141,930 | $10,321,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 115,829 | $10,127,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 151,340 | $9,979,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 17,271 | $9,960,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 504,495 | $9,930,000 | thousands by filing date | |
| 38259p508 | COM | 16,904 | $9,846,000 | thousands by filing date | ||
| Johnson & Johnson | 478160104 | COM | 91,362 | $9,738,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 79,825 | $8,914,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 192,475 | $7,368,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,450 | $7,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 300,937 | $6,542,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60,008 | $6,318,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 141,745 | $6,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 226,780 | $5,996,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 187,960 | $5,768,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 157,615 | $5,720,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 157,875 | $5,655,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 245,015 | $5,469,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 202,780 | $5,402,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 136,775 | $5,325,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 134,185 | $5,236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 141,705 | $4,998,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,300 | $4,872,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 34,804 | $4,643,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 197,865 | $4,503,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 167,855 | $4,490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 163,218 | $4,306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 81,339 | $4,274,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 202,455 | $4,268,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 49,483 | $4,111,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 106,350 | $2,838,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 50,165 | $2,792,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 129,125 | $2,730,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 40,967 | $2,645,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 54,113 | $2,264,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 34,804 | $2,136,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 24,530 | $1,859,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,472 | $1,846,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,309 | $1,588,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,644 | $1,461,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,500 | $1,447,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,558 | $1,432,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,770 | $1,366,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 17,025 | $1,307,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 143,100 | $1,291,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 41,212 | $1,253,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,814 | $1,228,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,415 | $1,156,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,300 | $1,143,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,476 | $1,122,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,617 | $1,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,175 | $1,026,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 15,526 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 17,750 | $990,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,836 | $973,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,893 | $945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23,378 | $913,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 14,155 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 26,586 | $862,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 100,000 | $851,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,045 | $846,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 13,500 | $836,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 250 | $824,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,000 | $814,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,392 | $775,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,046 | $770,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,578 | $751,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,207 | $719,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 12,134 | $719,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,400 | $674,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,587 | $645,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,084 | $627,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,119 | $602,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,535 | $585,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 14,000 | $577,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,600 | $558,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,699 | $540,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,509 | $517,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,500 | $514,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,400 | $500,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,400 | $490,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,071 | $478,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,658 | $470,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,010 | $445,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,950 | $436,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,153 | $411,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,487 | $391,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,214 | $324,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,000 | $319,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,054 | $310,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,222 | $302,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,618 | $271,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,560 | $263,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,694 | $260,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,108 | $250,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,780 | $242,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,154 | $234,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,600 | $234,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,500 | $231,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,888 | $227,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 10,000 | $227,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,400 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,865 | $221,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,707 | $218,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,332 | $215,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,514 | $215,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,950 | $214,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,102 | $211,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 20,000 | $211,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,056 | $210,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,306 | $209,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 90 | $197,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,325 | $191,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,450 | $186,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,000 | $185,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,950 | $182,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,550 | $182,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,654 | $181,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,676 | $181,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,965 | $175,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,300 | $173,000 | thousands by filing date | |
| ATLAS ENERGY | 049298102 | COMMON | 3,900 | $172,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,000 | $169,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,467 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,233 | $165,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,650 | $157,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 3,459 | $157,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,148 | $154,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $153,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,800 | $152,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,379 | $149,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,100 | $145,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,900 | $143,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,515 | $135,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,183 | $133,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,100 | $130,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,700 | $129,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,780 | $129,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,800 | $124,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,100 | $124,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,859 | $121,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,500 | $120,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,150 | $117,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,800 | $114,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,375 | $113,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,550 | $112,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,233 | $111,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,080 | $109,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,500 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,242 | $105,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 523 | $102,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,270 | $100,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,425 | $100,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,783 | $99,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,550 | $99,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,189 | $91,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,271 | $89,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,100 | $89,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,600 | $85,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 600 | $79,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,800 | $77,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,100 | $75,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 985 | $74,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 764 | $74,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,030 | $74,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,000 | $74,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 955 | $72,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 2,670 | $72,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,300 | $71,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,500 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 3,800 | $71,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 941 | $68,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 200 | $67,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $66,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,000 | $66,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,455 | $66,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $64,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 498 | $63,000 | thousands by filing date | |
| IJH | 464287507 | COM | 439 | $60,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,032 | $58,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 674 | $57,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,269 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 850 | $55,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 600 | $51,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 612 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,150 | $50,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 750 | $49,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 2,350 | $49,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 380 | $48,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 459 | $48,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,575 | $48,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,875 | $48,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,365 | $47,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $46,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $46,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 570 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 388 | $44,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 530 | $42,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 615 | $42,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 775 | $41,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 500 | $41,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $39,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 1,560 | $39,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 700 | $38,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 400 | $37,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 710 | $36,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 800 | $35,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 990 | $33,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 467 | $32,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 930 | $32,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 263 | $32,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 230 | $31,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 471 | $31,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,271 | $31,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 450 | $30,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 477 | $30,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 700 | $29,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 591 | $29,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 450 | $28,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 325 | $27,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 269 | $27,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 720 | $27,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 500 | $27,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 419 | $26,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $26,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 599 | $26,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,925 | $26,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 250 | $25,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 155 | $25,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,000 | $25,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 400 | $24,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 975 | $24,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,000 | $24,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 920 | $23,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 500 | $23,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 250 | $22,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,146 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 553 | $22,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 722 | $21,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 372 | $21,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 167 | $20,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 850 | $20,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 400 | $20,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 210 | $19,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 530 | $19,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 473 | $19,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 490 | $19,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 274 | $18,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 700 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 340 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 1,000 | $18,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 85 | $17,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,325 | $16,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 69 | $15,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $15,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 479 | $15,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,057 | $15,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 377 | $15,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 333 | $14,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 203 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 150 | $14,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 12 | $14,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 163 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 209 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 115 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 115 | $13,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $13,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 119 | $13,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $13,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 332 | $13,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 167 | $13,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 225 | $12,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 77 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 114 | $12,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 100 | $12,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 125 | $11,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $11,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 114 | $11,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 250 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 178 | $11,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 700 | $11,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 500 | $11,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 150 | $10,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 40 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 103 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 259 | $10,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 178 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 202 | $10,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 872 | $10,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $10,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,000 | $10,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 100 | $10,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 41 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 183 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 153 | $9,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 250 | $9,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 303 | $9,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 150 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 224 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 39 | $8,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 89 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 150 | $8,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 267 | $8,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 174 | $8,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 157 | $8,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 107 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 225 | $7,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 96 | $7,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 108 | $7,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 300 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 250 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 117 | $7,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 156 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,015 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 134 | $6,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 140 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500 | $6,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 266 | $6,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 2,000 | $6,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 100 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 160 | $5,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 136 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 87 | $5,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 100 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 133 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 120 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 75 | $4,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $4,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 60 | $4,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 69 | $4,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 100 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 35 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 150 | $3,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 94 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30 | $2,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 75 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 97 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 100 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 70 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10 | $1,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 30 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 77 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 60 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 77 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001044929-14-000005 | this filing | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001044929-14-000006 | base | 2014-12-02 | acceptance time not in the bulk data set |