13F-HR filed by LITTLEJOHN & CO LLC
LITTLEJOHN & CO LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 150 holding rows worth $377,995,000.
- Accession
- 0001042537-21-000004
- Filer
- CIK 1042537
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 150 entries on the cover page, a total value of $377,995,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $378,007,000 with VALUE read as thousands by filing date, 13F file number 028-21199. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GMS INC | 36251C103 | COM | 1,053,276 | $43,974,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 585,111 | $25,862,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 208,459 | $24,023,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 497,981 | $16,000,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 686,166 | $14,780,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 852,316 | $13,850,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 404,582 | $12,655,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 817,356 | $11,541,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 807,134 | $10,969,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 121,106 | $10,551,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,400,000 | $10,200,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,757,424 | $10,193,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 804,409 | $9,420,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 191,698 | $9,326,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 445,268 | $8,171,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 842,222 | $7,673,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 302,438 | $6,575,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 3,048,000 | $6,335,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 130,271 | $6,069,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,125,000 | $5,898,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 206,225 | $5,813,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 550,000 | $5,445,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 598,344 | $5,403,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,450,000 | $5,236,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 348,317 | $5,120,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 415,377 | $4,673,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,221,519 | $4,617,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,550,000 | $4,218,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,350,000 | $3,298,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 850,000 | $2,971,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,700,000 | $2,811,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,550,000 | $2,801,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 600,000 | $2,768,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,000,000 | $2,680,000 | thousands by filing date | call |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 235,000 | $2,331,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,500,000 | $2,233,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,338,500 | $2,194,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 423,735 | $1,958,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,150,000 | $1,875,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 181,490 | $1,808,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 950,000 | $1,703,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 600,000 | $1,560,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,550,000 | $1,483,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,850,000 | $1,445,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,000,000 | $1,425,000 | thousands by filing date | call |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 137,300 | $1,362,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 137,204 | $1,357,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 950,000 | $1,311,000 | thousands by filing date | call |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 120,009 | $1,201,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,450,000 | $1,089,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 100,000 | $805,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 750,000 | $781,000 | thousands by filing date | call |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 75,000 | $750,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 75,000 | $746,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 75,000 | $746,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 75,000 | $740,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 57,203 | $660,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 63,358 | $540,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 51,000 | $514,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 50,000 | $513,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 50,000 | $513,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W206 | UNIT 01/31/2028 | 50,000 | $510,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 50,000 | $505,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 50,000 | $505,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 50,000 | $503,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 50,000 | $502,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 50,000 | $500,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 50,000 | $500,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 50,000 | $500,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 90,178 | $498,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 50,000 | $498,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 50,000 | $497,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 50,000 | $497,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 50,000 | $496,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 50,000 | $495,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $495,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 50,000 | $495,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 50,000 | $495,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 49,546 | $493,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 50,000 | $493,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 614,602 | $419,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 39,700 | $407,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 39,200 | $401,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 40,000 | $400,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 35,831 | $357,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 30,000 | $309,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 27,099 | $269,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 26,000 | $260,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 25,000 | $260,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 25,000 | $260,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 26,000 | $259,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 26,000 | $258,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 25,000 | $256,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 25,000 | $255,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 25,000 | $254,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $254,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 25,000 | $253,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 25,000 | $252,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 25,000 | $251,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 25,000 | $251,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 25,000 | $251,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 400,000 | $250,000 | thousands by filing date | call |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 25,000 | $250,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 25,000 | $250,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 25,000 | $249,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 25,000 | $248,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 25,000 | $248,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 25,000 | $248,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,916 | $211,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 20,000 | $211,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 19,600 | $205,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 20,000 | $205,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 20,000 | $202,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 20,000 | $198,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S116 | UNIT 99/99/9999 | 20,000 | $197,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 10,000 | $100,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 10,000 | $100,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 9,415 | $94,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 61,000 | $92,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 8,600 | $85,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 5,000 | $61,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 5,000 | $50,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 5,000 | $50,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 4,700 | $50,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 4,470 | $49,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 16,666 | $23,000 | thousands by filing date | call |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 11,943 | $18,000 | thousands by filing date | call |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 16,666 | $17,000 | thousands by filing date | call |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 6,666 | $14,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 7,500 | $13,000 | thousands by filing date | call |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,000 | $11,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 1,000 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 1,000 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 1,000 | $10,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 5,000 | $7,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 250,000 | $4,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001042537-21-000004 | this filing | 2021-05-13 | acceptance time not in the bulk data set |