13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-06, with 2,377 holding rows worth $33,525,222,000.
- Accession
- 0001041062-20-000028
- Filer
- CIK 350894
- Filed
- 2020-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 5,444 entries on the cover page, a total value of $33,525,222,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,525,222,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer361 Capital, LLC 028-17130
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAJO, LP 028-05508
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBlackcrane Capital, LLC 028-18913
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCauseway 028-11728
- reports for this filerCoho Partners 028-11563
- reports for this filerCopeland Capital Management, LLC 028-14668
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerFondsmaeglerselskabet Maj Invest A/S 028-18845
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJ O HAMBRO CAPITAL MANAGEMENT LTD 028-14777
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKettle Hill Capital Management, LLC 028-17689
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMar Vista Investment Partners, LLC 028-13243
- reports for this filerMarathon Asset Management, LP 028-03743
- reports for this filerMartingale Asset Management L P 028-04632
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNN Investment Partners Holdings N.V. 028-17435
- reports for this filerNWQ Investment Management Company, LLC 028-01474
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerPoplar Forest Capital LLC 028-13350
- reports for this filerPRINCIPAL GLOBAL INVESTORS 028-01549
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQtron Investments LLC 028-19339
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSchafer Cullen Capital Management Inc. 028-04691
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerCeredex Value Advisors LLC
- included managerEAM Investors LLC
- included managerFred Alger Management Inc.
- included managerGreat Lakes Advisors LLC
- included managerEARNEST Partners LLC
- included managerHuntington Steele LLC
- included managerJupiter Asset Management Ltd
- included managerSEI Investments Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSionna Investment Managers Inc.
- included managerTodd Asset Management LLC
- included managerSEI Investments Canada Company 028-16449
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAFTECH INTL LTD | 384313508 | COM | 37,104 | $431,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,452 | $427,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,747 | $423,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 440,000 | $423,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 365,000 | $421,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 16,814 | $417,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 32,379 | $416,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 41,715 | $416,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,053 | $414,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 26,355 | $414,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,335 | $412,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 22,948 | $411,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 54,674 | $408,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 950,808 | $407,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 28,639 | $407,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 26,777 | $405,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 18,379 | $405,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,625 | $403,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 37,848 | $403,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,874 | $401,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 14,098 | $399,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 350,000 | $398,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 10,560 | $397,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,500 | $396,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 33,417 | $396,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,471 | $393,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 15,907 | $393,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,463 | $391,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 17,035 | $391,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 20,700 | $390,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 81,900 | $389,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,731 | $389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 3,000 | $388,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 180,000 | $387,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 360,000 | $387,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,321 | $386,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,609 | $385,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 23,300 | $384,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,991 | $383,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 11,508 | $383,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 265,000 | $383,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 300,000 | $383,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 21,888 | $382,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 14,400 | $382,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,324 | $381,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,502 | $378,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,422 | $378,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 33,918 | $377,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,418 | $375,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,651 | $374,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 50,142 | $373,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 28,585 | $373,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,800 | $371,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 8,589 | $370,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 179,800 | $369,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,475 | $368,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,101 | $368,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,690 | $368,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 325,000 | $368,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 410,000 | $368,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,418 | $367,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,200 | $367,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 58,300 | $366,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 8,575 | $365,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 14,645 | $364,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 21,857 | $363,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,019 | $363,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,797 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,000 | $362,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 126,400 | $362,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,144 | $361,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 20,102 | $360,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,096 | $360,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 674 | $359,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 170,000 | $359,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,357 | $358,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,005 | $357,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 55,564 | $357,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 21,822 | $357,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,751 | $356,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 275,000 | $354,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,639 | $353,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,175 | $352,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 265,000 | $352,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,200 | $351,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 14,900 | $350,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 33,200 | $350,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,000 | $348,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 20,900 | $347,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,102 | $346,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,417 | $346,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 13,800 | $346,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,745 | $346,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 18,200 | $345,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,829 | $344,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,409 | $344,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,434 | $344,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,819 | $344,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 16,801 | $344,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,995 | $343,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 17,566 | $342,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 39,454 | $342,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,937 | $340,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,972 | $339,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 138,875 | $339,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,700 | $337,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,927 | $335,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,100 | $335,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 38,411 | $335,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,220 | $333,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 88,880 | $333,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,952 | $332,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 11,200 | $332,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,879 | $331,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 25,600 | $331,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 300,000 | $331,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 30,161 | $331,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 285,000 | $326,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 8,679 | $325,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 22,254 | $324,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 14,042 | $323,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,063 | $320,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,859 | $318,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,337 | $317,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 73,762 | $315,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 17,835 | $313,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 25,838 | $313,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,357 | $311,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,403 | $310,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,647 | $309,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 27,682 | $309,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,023 | $307,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,242 | $306,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 225,000 | $306,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 28,401 | $304,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 13,198 | $303,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,388 | $303,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,505 | $302,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 19,615 | $301,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 21,281 | $299,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,402 | $299,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 21,068 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,490 | $298,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,785 | $295,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 245,000 | $294,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,175 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,952 | $293,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,048 | $293,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,931 | $292,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,925 | $291,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 39,846 | $290,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,500 | $288,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,450 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,882 | $286,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,289 | $285,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 15,700 | $285,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 14,216 | $284,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,614 | $283,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,446 | $283,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,266 | $283,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 210,000 | $283,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 201,000 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 13,151 | $281,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,480 | $281,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,003 | $281,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 15,034 | $278,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,955 | $278,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,700 | $278,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,453 | $276,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,745 | $275,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,163 | $275,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 14,381 | $273,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 19,718 | $272,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 7,909 | $272,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 64,680 | $272,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,487 | $272,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,336 | $270,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,056 | $270,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 5,447 | $269,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,904 | $267,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,808 | $267,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 190,000 | $264,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,206 | $263,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 145,000 | $263,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 11,029 | $262,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 13,284 | $262,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,228 | $261,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,527 | $261,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,981 | $260,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,608 | $259,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,308 | $259,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 269,000 | $258,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,511 | $257,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 29,995 | $257,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 31,788 | $257,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 40,309 | $256,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 125,680 | $256,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,975 | $255,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,588 | $254,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 10,040 | $254,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,552 | $253,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 9,019 | $250,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,988 | $250,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,243 | $250,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,177 | $249,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,835 | $248,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 46,000 | $248,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,403 | $247,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,050 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,318 | $247,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,224 | $246,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,220 | $246,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,817 | $245,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,210 | $245,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,365 | $245,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 160,000 | $245,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 27,809 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,300 | $244,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 115,720 | $243,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,764 | $241,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 19,246 | $241,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,103 | $240,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,275 | $240,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,583 | $240,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,440 | $240,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,500 | $239,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,600 | $239,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,700 | $238,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 190,197 | $238,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,441 | $234,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,388 | $233,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,896 | $232,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,950 | $232,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,393 | $232,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,100 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,064 | $231,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,300 | $231,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 6,861 | $231,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,001 | $230,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,385 | $230,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,499 | $229,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,500 | $229,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 28,537 | $229,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 205,000 | $229,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,000 | $228,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,858 | $228,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 17,233 | $228,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,100 | $226,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,200 | $225,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,138 | $224,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,830 | $222,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 200,000 | $222,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 19,297 | $222,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 54,250 | $222,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,891 | $219,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,226 | $216,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,086 | $216,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,676 | $215,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 19,114 | $215,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,089 | $214,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 15,363 | $214,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 16,525 | $213,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 9,945 | $213,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 160,000 | $213,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,919 | $211,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,577 | $211,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,056 | $210,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,434 | $209,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,282 | $209,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 22,112 | $209,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 734 | $208,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 12,090 | $208,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,440 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,000 | $206,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 20,330 | $206,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,379 | $206,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 155,000 | $206,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 9,389 | $204,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,900 | $203,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 2,801 | $203,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 96,000 | $201,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 16,012 | $200,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 34,704 | $198,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,848 | $194,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,424 | $192,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,361 | $187,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,153 | $185,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,155 | $184,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 20,000 | $182,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 140,000 | $181,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,855 | $177,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,115 | $176,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10,399 | $176,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,386 | $174,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,122 | $172,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 165,000 | $171,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 170,000 | $171,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,530 | $170,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,794 | $169,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,173 | $163,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,316 | $162,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 17,970 | $162,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,239 | $160,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 80,000 | $154,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 14,741 | $153,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 145,000 | $151,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 49,960 | $150,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 45,518 | $150,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 19,100 | $149,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,721 | $148,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 120,000 | $145,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 13,500 | $141,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,058 | $140,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 140,000 | $137,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 17,693 | $135,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,370 | $134,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 89,000 | $133,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 61,509 | $132,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,609 | $130,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 143,000 | $130,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 11,090 | $128,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 130,000 | $128,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 19,931 | $127,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 62,875 | $123,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 120,000 | $123,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 21,000 | $117,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,082 | $116,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,042 | $114,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 110,000 | $111,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 92,000 | $110,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 70,000 | $107,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 146,000 | $104,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 31,528 | $98,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 34,643 | $96,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,000 | $95,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 95,000 | $94,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 30,158 | $89,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 57,000 | $89,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 32,043 | $88,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 77,819 | $87,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 17,500 | $85,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 19,961 | $83,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,339 | $83,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,147 | $81,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 70,000 | $77,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 43,313 | $72,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 131,114 | $71,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 24,945 | $71,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 39,727 | $70,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,952 | $68,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 10,772 | $67,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23,146 | $66,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,550 | $65,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,222 | $60,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 75,000 | $58,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 16,336 | $56,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 55,000 | $55,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,839 | $52,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,884 | $52,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,151 | $50,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 40,000 | $49,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,384 | $48,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,768 | $48,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 35,000 | $48,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 21,895 | $46,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 15,574 | $43,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,544 | $38,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,544 | $33,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 15,466 | $33,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 24,071 | $30,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 17,100 | $29,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,197 | $29,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,505 | $21,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,828 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,254 | $18,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,715 | $13,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,158 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001041062-20-000028 | this filing | 2020-02-06 | acceptance time not in the bulk data set |