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Disclosery

13F-HR filed by MAI Capital Management

MAI Capital Management filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-07, with 1,142 holding rows worth $10,502,695,320.

Accession
0001040197-24-000007
Filer
CIK 1040197
Filed
2024-11-07
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2024

A holdings report, 1,188 entries on the cover page, a total value of $10,502,695,320 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,502,695,320 with VALUE read as dollars as filed, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR464288737GLB CNSM STP ETF3,178$208,966dollars as filed
ZILLOW GROUP INC CL C CAP STK98954M200Stock3,253$207,704dollars as filed
ZEBRA TECHNOLOGIES CORPORATION CL A989207105Stock560$207,379dollars as filed
SOUTHWESTAIRLSCO844741108STOK6,982$206,864dollars as filed
SAGIMET BIOSCIENCES INC A786700104COMMON STOCK73,658$204,033dollars as filed
SPROTT PHYSICAL GOLD TR85207H104UNIT10,000$203,800dollars as filed
AFFILIATED MANAGERS GROUP COM008252108Stock1,142$203,048dollars as filed
GENESIS ENERGY L.P.371927104UNIT LTD PARTN14,757$197,301dollars as filed
TRUMP MEDIA & TECHNOLOGY25400Q105COM12,229$196,520dollars as filed
MATTEL INC577081102COM10,292$196,063dollars as filed
MAIN STREET FINANCIAL56035x108COM14,000$193,620dollars as filed
Grayscale Bitcoin Minitrust ETF389930108ETP32,313$181,922dollars as filed
DROPBOX INC CL A26210C104Stock7,128$181,265dollars as filed
HIGHPEAK ENERGY INC43114Q105COMMON STOCK12,875$178,705dollars as filed
GLADSTONE COMMERCIAL CORP376536108COM10,877$176,641dollars as filed
Securitas ABw7912c118CS13,641$173,099dollars as filed
CRESCENT ENERGY COMPANY CL A COM44952J104Stock15,792$172,923dollars as filed
CLEAR CHANNEL OUTDOOR HLDGS18453H106COM108,000$172,800dollars as filed
Microsoft Corp594918104COM400$172,120dollars as filedcall
DROPBOX INC CL A26210C104Stock6,500$165,295dollars as filedput
UNDER ARMOUR INC904311107CL A17,690$157,618dollars as filed
INTUITIVE MACHINES INC46125A118WARR62,500$156,869dollars as filed
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR14,215$154,091dollars as filed
Karoon Energy Ltdq5210p101CS133,600$144,565dollars as filed
LUMEN TECHNOLOGIES INC550241103COM20,271$143,924dollars as filed
GRIID INFRASTRUCTURE INC398501106COMMON171,677$132,020dollars as filed
PHILLIPS 66 COM718546104Stock1,000$131,450dollars as filedput
SERA PROGNOSTICS INC81749D107CMN16,737$130,549dollars as filed
FIFTH THIRD BANCORP COM316773100Stock3,000$128,520dollars as filedput
UNDER ARMOUR INC904311206CL C15,361$128,418dollars as filed
PB Strat Prtrs Fdr VI LP3689429z3CS123,403$123,403dollars as filed
AMCOR PLCG0250X107ORD10,700$121,235dollars as filed
NOKIA CORP654902204SPONSORED ADR26,846$117,316dollars as filed
MAMAS CREATIONS INC COM56146T103Stock15,780$115,194dollars as filed
GRAY MEDIA INC389375106COMMON STOCK20,800$111,488dollars as filed
CNL HEALTHCARE PROPERTIES INC12612C108COMMON STOCK-CL17,744$111,431dollars as filed
PAYONEER GLOBAL INC COM70451X104Stock14,139$106,467dollars as filed
THIRD CENTURY BANCORP884120106Common Stock14,484$106,023dollars as filed
Tesla Motors, Inc88160R101COM400$104,652dollars as filedcall
FEDERAL NATL MTG ASSN313586109COM85,400$100,772dollars as filed
ABRDN GLOBAL PREMIER PPTYS F00302L108COM SH BEN INT21,700$100,254dollars as filed
READY CAPITAL CORP75574U101COM11,994$91,516dollars as filed
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock21,269$90,393dollars as filed
SABA CAPITAL INCOME & OPRNT78518H202SHS NEW11,657$88,480dollars as filed
BNY MELLON MUN INCOME INC05589T104COM11,967$87,479dollars as filed
KBS Real Estate Investment Trust III Inc48668L105ETF15,447$86,504dollars as filed
NIO INC SPON ADS62914V106ADR12,767$85,284dollars as filed
JOBY AVIATION INCg65163100COMMON STOCK14,570$73,287dollars as filed
The Connor Group Debt Fund Xix3580906olCS70,501$70,501dollars as filed
MEDICAL PROPERTIES TRUST INC COM58463J304REIT10,911$63,831dollars as filed
PROSPECT CAPITAL CORPORATION74348T102COM11,790$63,077dollars as filed
DIGITAL TURBINE INC25400W102COM NEW19,747$60,623dollars as filed
AMBEV SA SPONSORED ADR02319V103ADR20,440$49,874dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock50,000$49,500dollars as filed
HYLIION HOLDINGS CORP449109107COMMON STOCK19,104$47,378dollars as filed
REGO PMT ARCHITECTURES I759141104COMMON STOCK45,000$47,250dollars as filed
SOUNDHOUND AI INC CLASS A COM836100107Stock10,063$46,894dollars as filed
EOS ENERGY ENTERPRISES INC COM CL A29415C101Stock15,000$44,550dollars as filed
NORDIC AMERICAN TANKERS LIMIG65773106COM11,496$42,190dollars as filed
JP Morgan 60m SX5E,EFA Market48133c7h9SE30,000$39,621dollars as filed
NIAGEN BIOSCIENCE INC171077407COM NEW10,667$38,935dollars as filed
PINSTRIPES HOLDINGS INC CL A COM06690B107Stock50,000$38,345dollars as filed
Curaleaf Holdings Inc.23126M102COM12,569$38,332dollars as filed
FS SPECIALTY LENDING FUND30264D109COMMON STK10,841$37,619dollars as filed
THERATECHNOLOGIES INC COM88338H100COM29,242$36,260dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A13,795$33,384dollars as filed
Kinross Gold Corp496902198Right131,591$32,898dollars as filed
STANDARD LITHIUM CORP COM853606101Stock18,470$29,737dollars as filed
TELLURIAN INC NEW87968A104COM27,520$26,639dollars as filed
CRONOS GROUP INC22717L101COM11,685$25,590dollars as filed
Intel Corp458140100COM1,000$23,460dollars as filedcall
HIGHLANDS REIT INC43110a104LP37,831$12,106dollars as filed
Cint Group AB NPVw2r8az114CS11,620$11,280dollars as filed
MAXEON SOLAR TECHNOLOGIES LTY58473102SHS110,000$10,637dollars as filed
Nanalysis Scientific Corp Ordi63000Y103CS30,000$8,883dollars as filed
Guangshen Railway Co Ltd Classy2930p108CS29,000$8,320dollars as filed
Core Scientific Inc21874a122CS57,477$7,759dollars as filed
CYTODYN INC23283M101Common Stock47,482$7,514dollars as filed
NW Biotherapeutics66737P600USD20,000$6,400dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT49,000$5,390dollars as filed
Bion Enviro Tech09061Q307COM25,000$5,250dollars as filed
ParkerVision Inc701354300USD10,000$4,500dollars as filed
Flow Beverage Corp34344j102CS35,000$4,368dollars as filed
HEALTHLYNKED CORP COM42228p102COM70,000$3,007dollars as filed
WEALTH MINERALS LTD F946885209FGC42,000$2,633dollars as filed
BLUE BIOFUELS INC COM09530q102COM20,002$2,578dollars as filed
ASIA BROADBAND INC04518L100COMMON STOCK51,304$2,121dollars as filed
Lehman Bros 7.875xxxEscrow Pen524escc99CS10,000$1,500dollars as filed
Sugarbud Craft Growers Corp865001309CS20,073$1,188dollars as filed
LITHIA MTRS INC COM92561V117COM25,000$1,125dollars as filed
Indiva Limited45580J101COM45,244$950dollars as filed
Nexteligent Holdings65290b107CS73,063$877dollars as filed
XERIANT INC COM98422N103CS42,000$756dollars as filed
Novo Resources Corp67010B102CS10,000$702dollars as filed
Cytta Corporation12673w407CS12,000$276dollars as filed
ARTIFICIAL INTELLIGENCE04316D201COM55,459$177dollars as filed
BioCube Inc09056u107CS66,666$160dollars as filed
REVIVE THERAPEUTICS LIMITED COM NPV761516103Listed Stock25,000$158dollars as filed
MEDICAL MARIJUANA INC58463A105COMMON STOCK128,557$141dollars as filed
Eco Oro Minerals Corp27887t107CS10,000$60dollars as filed
Trophy Resources Inc897067104CS555,000$56dollars as filed
Sunworks Inc86803xx20CS73,379$15dollars as filed
Wolverine Energy and Infrastru977891100CS10,604$13dollars as filed
IMAGEWARE SYSTEMS INC COM45245S108COM7,588,913$8dollars as filed
JAMMIN JAVA CORP470751108COM14,651$1dollars as filed
CREATIVE EDGE NUTRITION INC22528W205COMMON STOCK51,300$0dollars as filedValue filed as zero, left out of ratios.
RAYONIER FRAC CUSIP FOR ORIGINALHFE907109COMMON STOCK50,000$0dollars as filedValue filed as zero, left out of ratios.
FIRST HORIZON NAT'L FRACTIONALDCA517101COMMON STOCK11,684$0dollars as filedValue filed as zero, left out of ratios.
NEW YORK REGIONAL RAIL CORP649768108SHS80,000$0dollars as filedValue filed as zero, left out of ratios.
Helios and Matheson Analytics Inc42327L309Common Stock32,000$0dollars as filedValue filed as zero, left out of ratios.
GWG HLDGS INC 5.5XXXPEND POSSIBLE FUTURE DISTRIBUTIONS361ESC056ESCROW POSITION51,207$0dollars as filedValue filed as zero, left out of ratios.
BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/2109173Y107COMMON STOCK15,000$0dollars as filedValue filed as zero, left out of ratios.
GETSWIFT TECHNOLOGIES LTD37428G100CS285,714$0dollars as filedValue filed as zero, left out of ratios.
Puresafe Water Systems Inc74624H103COM2,500,000$0dollars as filedValue filed as zero, left out of ratios.
VAPOR GROUP INC922101100COMMON STOCK58,800$0dollars as filedValue filed as zero, left out of ratios.
BIOZOOM INC09072T100COM10,000$0dollars as filedValue filed as zero, left out of ratios.
ALBIREO PHARMA INC013CVR022COMMON STOCK150,183$0dollars as filedValue filed as zero, left out of ratios.
MEDINAH MINERALS INC58489M109COMMON STOCK555,000$0dollars as filedValue filed as zero, left out of ratios.
GEOPETRO RESOURCES CO37248H304COM4,220,849$0dollars as filedValue filed as zero, left out of ratios.
MARKLAND TECHNOLOGIESINC COMNE570658203COM15,000$0dollars as filedValue filed as zero, left out of ratios.
GRAND CENTRAL SILVER MINES INC384906202CLOSELY HELD ST17,000$0dollars as filedValue filed as zero, left out of ratios.
San Gold79780p104COM50,000$0dollars as filedValue filed as zero, left out of ratios.
SIONIX CORP829400100COM75,000$0dollars as filedValue filed as zero, left out of ratios.
MAX SOUND CORPORATION57776X109Common70,000$0dollars as filedValue filed as zero, left out of ratios.
LIGHTINGSCIENCEGROUP53224G707COMMONSTK21,244$0dollars as filedValue filed as zero, left out of ratios.
FLOWER ONE HLDGS INC F34348Q102FGC15,000$0dollars as filedValue filed as zero, left out of ratios.
Advantego Corp00775N102COM60,000$0dollars as filedValue filed as zero, left out of ratios.
DOW INC98158H106DOW50,000$0dollars as filedValue filed as zero, left out of ratios.
GWG SERIES D WDT ESCROW CUSIP361esc072COM20,000$0dollars as filedValue filed as zero, left out of ratios.
Adamas Pharmaceuticals005CVR014COM549,557$0dollars as filedValue filed as zero, left out of ratios.
Adamas Pharmaceuticals005CVR022COM549,557$0dollars as filedValue filed as zero, left out of ratios.
CarbonMeta Technologies Inc14134l103CS100,000$0dollars as filedValue filed as zero, left out of ratios.
US Digital Communications90332a107CS10,000$0dollars as filedValue filed as zero, left out of ratios.
Wavefront Tech Solutions Inc94354b100CS202,500$0dollars as filedValue filed as zero, left out of ratios.
WaveTrue Inc743164105CS15,000$0dollars as filedValue filed as zero, left out of ratios.
Mission Ready Solutions Inc60511f102CS10,000$0dollars as filedValue filed as zero, left out of ratios.
Nanologix Inc630076107CS33,500$0dollars as filedValue filed as zero, left out of ratios.
Pop n Go Inc732816103CS1,847,297$0dollars as filedValue filed as zero, left out of ratios.
Rineon Group Inc766795108CS28,784$0dollars as filedValue filed as zero, left out of ratios.
Swiss Medica Inc - Revoked by87089c104CS25,500$0dollars as filedValue filed as zero, left out of ratios.
Collateral Loan Security - Well0c990030CS172,026$0dollars as filedValue filed as zero, left out of ratios.
International Silver Inc460328107CS62,500$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001040197-24-000007this filing2024-11-07acceptance time not in the bulk data set