13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-12, with 1,297 holding rows worth $10,208,255,225.
- Accession
- 0001040197-24-000006
- Filer
- CIK 1040197
- Filed
- 2024-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 1,337 entries on the cover page, a total value of $10,208,255,225 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,208,255,225 with VALUE read as dollars as filed, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANCO NEV CORP COM | 351858105 | Stock | 2,465 | $292,152 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,175 | $289,524 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,428 | $289,064 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 6,184 | $288,808 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,396 | $287,498 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 6,844 | $286,578 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 10,069 | $286,169 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,115 | $283,932 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,376 | $283,829 | dollars as filed | |
| ARK 21SHARES BITCOIN ETF | 040919102 | SHS BEN INT | 4,694 | $281,546 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 6,075 | $279,642 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,684 | $279,090 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 18,616 | $278,495 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,475 | $276,806 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,933 | $276,765 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 8,026 | $275,843 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,879 | $273,504 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,117 | $273,355 | dollars as filed | |
| ALLIANZ SE | 018820100 | Common stock | 9,805 | $272,697 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 33,003 | $272,601 | dollars as filed | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 2,336 | $271,630 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,450 | $271,607 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,854 | $270,313 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,000 | $270,180 | dollars as filed | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,716 | $269,729 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 3,660 | $269,669 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 9,321 | $269,555 | dollars as filed | |
| GMS INC | 36251C103 | COM | 3,339 | $269,157 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,500 | $267,475 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,405 | $267,319 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,798 | $263,686 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,439 | $263,065 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,782 | $262,827 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 188 | $262,551 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 50,210 | $262,096 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,677 | $261,616 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,621 | $261,271 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $260,700 | dollars as filed | call |
| CHINA SHENHUA UNSPONS ADR | 16942A302 | COM | 14,074 | $259,215 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 13,057 | $259,183 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,385 | $257,903 | dollars as filed | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 2,437 | $257,458 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 77,867 | $256,961 | dollars as filed | |
| CORPAY INC COM SHS | 219948106 | Stock | 963 | $256,553 | dollars as filed | |
| TECSYS INC COM | 878950104 | COM | 10,020 | $256,361 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,375 | $255,707 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,510 | $255,609 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,102 | $255,401 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 1,760 | $255,187 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,620 | $255,163 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,517 | $254,849 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $254,630 | dollars as filed | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,757 | $254,103 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,024 | $253,956 | dollars as filed | |
| Dollarama Inc | 25675T107 | Equity | 2,772 | $253,181 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 283,992 | $252,753 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 831 | $252,740 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,574 | $252,175 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,514 | $251,354 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,456 | $250,455 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,369 | $250,300 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,000 | $246,630 | dollars as filed | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 3,037 | $246,501 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,481 | $245,953 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 10,768 | $245,187 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,527 | $244,323 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 2,247 | $243,328 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,134 | $242,980 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,903 | $242,047 | dollars as filed | |
| Starwood Real Estate Income Tr | 033979230 | RE | 10,515 | $241,185 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,695 | $240,950 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,900 | $240,816 | dollars as filed | |
| RUBRIK INC. | 781154109 | CL A | 7,812 | $239,516 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,419 | $239,119 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,250 | $238,770 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 3,799 | $238,710 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 4,625 | $238,141 | dollars as filed | |
| ROYAL OAK REALTYTRUST INC | 11899n308 | LP | 3,662 | $238,028 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 24,950 | $238,023 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 2,827 | $237,909 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 794 | $237,276 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,687 | $237,196 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 34,645 | $236,625 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,054 | $235,615 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,170 | $235,549 | dollars as filed | |
| L OREAL CO ADR | 502117203 | ADUS | 2,663 | $234,064 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 6,344 | $234,050 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,348 | $234,039 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 5,875 | $232,467 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,266 | $231,132 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,793 | $229,593 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 843 | $229,540 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,231 | $229,349 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 790 | $229,195 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 47,968 | $228,807 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,328 | $228,570 | dollars as filed | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 6,213 | $228,433 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 8,550 | $227,174 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,197 | $227,167 | dollars as filed | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 8,819 | $226,296 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,070 | $226,027 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,546 | $224,883 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,504 | $224,096 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 162 | $223,413 | dollars as filed | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 243 | $223,317 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 854 | $223,175 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 3,493 | $223,168 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,215 | $222,792 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,725 | $222,042 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,942 | $222,037 | dollars as filed | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 11,767 | $221,337 | dollars as filed | |
| LONZA GROUP AG ZUE ORDF | H50524133 | STOK | 405 | $221,024 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 5,847 | $220,977 | dollars as filed | |
| SPDW | 78463X889 | COM | 6,297 | $220,885 | dollars as filed | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 38,195 | $220,538 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 23,502 | $220,446 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 203 | $220,259 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,437 | $219,260 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 12,542 | $218,732 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,844 | $217,845 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,411 | $216,249 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 2,345 | $215,482 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 1,545 | $215,419 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,948 | $214,303 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,415 | $213,806 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,742 | $212,555 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 515 | $212,103 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 5,109 | $211,155 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,647 | $210,155 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 7,456 | $209,961 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 12,005 | $209,607 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 6,202 | $209,117 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 3,255 | $208,669 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 705 | $208,577 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,454 | $207,403 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 3,115 | $206,369 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,910 | $205,631 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 11,594 | $204,866 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,319 | $203,794 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X603 | SOUNDWATCH HEDGD | 7,433 | $203,686 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,900 | $203,137 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1,208 | $202,631 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,989 | $201,982 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,057 | $201,910 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,394 | $201,210 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,386 | $201,052 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 26,908 | $200,196 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,352 | $195,804 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 15,774 | $186,917 | dollars as filed | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 11,859 | $185,000 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501106 | COMMON | 171,677 | $181,978 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,875 | $181,023 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,000 | $180,600 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 400 | $178,780 | dollars as filed | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,141 | $176,773 | dollars as filed | |
| MAIN STREET FINANCIAL | 56035x108 | COM | 14,000 | $175,700 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,575 | $170,210 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 10,292 | $167,348 | dollars as filed | |
| AU OPTRONICS CORP ADR | 002255404 | COM | 30,324 | $164,053 | dollars as filed | |
| Karoon Energy Ltd | q5210p101 | CS | 133,600 | $163,045 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,210 | $159,966 | dollars as filed | |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 12,640 | $155,826 | dollars as filed | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 10,984 | $155,369 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 108,000 | $152,280 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,663 | $147,149 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,500 | $146,055 | dollars as filed | put |
| PHILLIPS 66 COM | 718546104 | Stock | 1,000 | $141,170 | dollars as filed | put |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 50,000 | $137,500 | dollars as filed | |
| Securitas AB | secubst00 | CS | 13,641 | $135,503 | dollars as filed | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 11,999 | $127,789 | dollars as filed | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 86,680 | $123,952 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,632 | $123,541 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,690 | $117,992 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 16,305 | $117,885 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,918 | $115,874 | dollars as filed | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 17,744 | $111,431 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,024 | $111,233 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,800 | $108,160 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,429 | $107,461 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 15,780 | $106,357 | dollars as filed | |
| THIRD CENTURY BANCORP | 884120106 | Common Stock | 14,484 | $100,519 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,271 | $99,720 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 16,737 | $99,083 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 11,994 | $98,113 | dollars as filed | |
| SWIRE PACIFIC LTD SP ADR A | 870794302 | COM | 10,003 | $88,927 | dollars as filed | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 15,447 | $86,504 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 11,967 | $86,043 | dollars as filed | |
| CAIXABANK SA UNSP ADR EA REPR | 12803K109 | USD | 49,229 | $85,658 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 11,609 | $81,727 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $79,152 | dollars as filed | call |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,139 | $78,330 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,400 | $75,312 | dollars as filed | |
| The Connor Group Debt Fund Xix | 3580906ol | CS | 70,501 | $70,501 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,570 | $69,207 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,441 | $66,559 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,790 | $65,199 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,700 | $63,794 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,953 | $53,637 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,767 | $53,111 | dollars as filed | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 13,258 | $50,867 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 19,742 | $50,342 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,648 | $50,205 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,496 | $45,754 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 62,500 | $42,500 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,242 | $40,939 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 50,000 | $40,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,050 | $39,698 | dollars as filed | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 10,841 | $37,619 | dollars as filed | |
| JP Morgan 60m SX5E,EFA Market | 48133c7h9 | SE | 30,000 | $37,068 | dollars as filed | |
| REGO PMT ARCHITECTURES I | 759141104 | COMMON STOCK | 45,000 | $36,900 | dollars as filed | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 11,201 | $34,947 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,051 | $32,899 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,747 | $32,780 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,662 | $32,107 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,104 | $30,948 | dollars as filed | |
| NUTEX HEALTH INC | 67079U207 | COM NEW | 49,292 | $29,324 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 11,685 | $27,226 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 13,895 | $26,262 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 16,620 | $20,775 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 27,732 | $19,207 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 49,000 | $14,945 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 27,417 | $14,907 | dollars as filed | |
| Core Scientific Inc | 21874a122 | CS | 57,477 | $14,369 | dollars as filed | |
| HIGHLANDS REIT INC | 43110a104 | LP | 37,831 | $12,106 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,859 | $11,945 | dollars as filed | |
| Cint Group AB NPV | w2r8az114 | CS | 11,620 | $10,802 | dollars as filed | |
| Nanalysis Scientific Corp Ordi | 63000Y103 | CS | 30,000 | $9,208 | dollars as filed | |
| NW Biotherapeutics | 66737P600 | USD | 20,000 | $8,536 | dollars as filed | |
| Guangshen Railway Co Ltd Class | y2930p108 | CS | 29,000 | $7,874 | dollars as filed | |
| CYTODYN INC | 23283M101 | Common Stock | 42,482 | $5,905 | dollars as filed | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 70,000 | $5,285 | dollars as filed | |
| Flow Beverage Corp | 34344j102 | CS | 35,000 | $5,194 | dollars as filed | |
| WEALTH MINERALS LTD F | 946885209 | FGC | 42,000 | $4,087 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 20,002 | $1,598 | dollars as filed | |
| Lehman Bros 7.875xxxEscrow Pen | 524escc99 | CS | 10,000 | $1,500 | dollars as filed | |
| ParkerVision Inc | 701354300 | USD | 10,000 | $1,201 | dollars as filed | |
| Sugarbud Craft Growers Corp | 865001309 | CS | 20,073 | $1,188 | dollars as filed | |
| Nexteligent Holdings | 65290b107 | CS | 73,063 | $1,169 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $1,000 | dollars as filed | |
| XERIANT INC COM | 98422N103 | CS | 42,000 | $830 | dollars as filed | |
| Indiva Limited | 45580J101 | COM | 45,244 | $774 | dollars as filed | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 7,588,913 | $759 | dollars as filed | |
| Novo Resources Corp | 67010B102 | CS | 10,000 | $731 | dollars as filed | |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 51,304 | $708 | dollars as filed | |
| Sunworks Inc | 86803xx20 | CS | 73,379 | $648 | dollars as filed | |
| Cytta Corporation | 12673w407 | CS | 12,000 | $346 | dollars as filed | |
| Eco Oro Minerals Corp | 27887t107 | CS | 10,000 | $315 | dollars as filed | |
| ARTIFICIAL INTELLIGENCE | 04316D201 | COM | 55,459 | $266 | dollars as filed | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 128,557 | $219 | dollars as filed | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 25,000 | $188 | dollars as filed | |
| BioCube Inc | 09056u107 | CS | 66,666 | $167 | dollars as filed | |
| Trophy Resources Inc | 897067104 | CS | 555,000 | $111 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 10,000 | $90 | dollars as filed | |
| Spooz Inc. | 84915Q100 | COM | 10,000 | $63 | dollars as filed | |
| Wolverine Energy and Infrastru | 977891100 | CS | 10,604 | $13 | dollars as filed | |
| CarbonMeta Technologies Inc | 14134l103 | CS | 100,000 | $10 | dollars as filed | |
| International Silver Inc | 460328107 | CS | 62,500 | $6 | dollars as filed | |
| JAMMIN JAVA CORP | 470751108 | COM | 14,651 | $1 | dollars as filed | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 39,627 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Kinross Gold Corp | 496902198 | Right | 131,591 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 51,300 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 11,684 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS - CONTINGENT VALUE RTS | 761CVR042 | WTS | 11,541 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 80,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| COLLATERAL DELV TO | L0C990063 | SHS | 77,907 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 32,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG HLDGS INC 5.5XXXPEND POSSIBLE FUTURE DISTRIBUTIONS | 361ESC056 | ESCROW POSITION | 51,207 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/21 | 09173Y107 | COMMON STOCK | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GETSWIFT TECHNOLOGIES LTD | 37428G100 | CS | 285,714 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 2,500,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VAPOR GROUP INC | 922101100 | COMMON STOCK | 58,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOZOOM INC | 09072T100 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 013CVR022 | COMMON STOCK | 150,183 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 555,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MAX SOUND CORPORATION | 57776X109 | Common | 70,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FLOWER ONE HLDGS INC F | 34348Q102 | FGC | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Advantego Corp | 00775N102 | COM | 60,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG SERIES D WDT ESCROW CUSIP | 361esc072 | COM | 20,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR014 | COM | 549,557 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR022 | COM | 549,557 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| US Digital Communications | 90332a107 | CS | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Mission Ready Solutions Inc | 60511f102 | CS | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Nanologix Inc | 630076107 | CS | 33,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Swiss Medica Inc - Revoked by | 87089c104 | CS | 25,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Collateral Loan Security - Wel | l0c990030 | CS | 971,372 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 10,094 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-24-000006 | this filing | 2024-08-12 | acceptance time not in the bulk data set |