13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-08, with 1,266 holding rows worth $9,652,145,018.
- Accession
- 0001040197-24-000004
- Filer
- CIK 1040197
- Filed
- 2024-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 1,303 entries on the cover page, a total value of $9,652,145,018 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,652,145,018 with VALUE read as dollars as filed, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TECSYS INC COM | 878950104 | COM | 10,020 | $285,503 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,394 | $284,555 | dollars as filed | |
| ALLIANZ SE | 018820100 | Common stock | 9,391 | $281,749 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,647 | $280,569 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,047 | $274,860 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 791 | $272,375 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,000 | $272,100 | dollars as filed | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 204 | $271,889 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,698 | $271,248 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,550 | $270,729 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,033 | $270,335 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,648 | $270,323 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,777 | $269,600 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,475 | $268,907 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,296 | $268,751 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 905 | $267,987 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,317 | $267,212 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,538 | $267,198 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,665 | $266,884 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,616 | $266,369 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,163 | $265,490 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,580 | $265,454 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,988 | $264,837 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,139 | $264,551 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,965 | $263,645 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,396 | $262,221 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,583 | $261,416 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,854 | $261,199 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 10,250 | $260,634 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 9,321 | $260,607 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,620 | $260,568 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 630 | $258,823 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,029 | $258,460 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,531 | $255,495 | dollars as filed | |
| BUNGE GLOBAL SA COM SHS | H11356104 | Stock | 2,488 | $255,032 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,947 | $253,694 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,005 | $252,754 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 600 | $251,577 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 24,802 | $251,240 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,900 | $249,371 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,612 | $247,386 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $247,350 | dollars as filed | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,826 | $245,931 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 5,405 | $245,441 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 24,753 | $245,055 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,250 | $244,493 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 7,812 | $244,277 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,437 | $244,236 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,285 | $243,873 | dollars as filed | |
| LONZA GROUP AG ZUE ORDF | H50524133 | STOK | 405 | $242,901 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 53,605 | $242,831 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 2,084 | $242,570 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,415 | $242,324 | dollars as filed | |
| Starwood Real Estate Income Tr | 033979230 | RE | 10,397 | $241,951 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1,355 | $241,536 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 5,872 | $241,218 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 28,393 | $241,056 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,210 | $240,938 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,405 | $240,817 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 756 | $240,201 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,910 | $239,074 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 1,549 | $238,825 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,924 | $237,637 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,095 | $237,510 | dollars as filed | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 11,225 | $236,400 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,802 | $235,523 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,768 | $235,121 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 3,966 | $234,787 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,506 | $234,686 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,235 | $234,206 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 1,727 | $233,370 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,500 | $233,125 | dollars as filed | |
| ROYAL OAK REALTYTRUST INC | 11899n308 | LP | 3,605 | $232,554 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,068 | $231,674 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,072 | $231,239 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,417 | $231,065 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 7,056 | $229,038 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,197 | $228,340 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,606 | $228,167 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 4,597 | $227,919 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 6,344 | $227,623 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,501 | $227,603 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $227,400 | dollars as filed | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,464 | $226,788 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 3,928 | $226,113 | dollars as filed | |
| SPDW | 78463X889 | COM | 6,297 | $225,670 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 12,542 | $224,753 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 887 | $224,691 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 2,867 | $224,134 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,218 | $220,972 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,953 | $220,064 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,532 | $219,848 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,329 | $218,913 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 19,620 | $218,174 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,647 | $216,958 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,179 | $216,955 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 2,345 | $216,209 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 6,282 | $215,976 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,381 | $215,429 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 6,202 | $215,195 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 5,109 | $214,067 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 1,753 | $213,919 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 3,717 | $213,264 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,836 | $213,248 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 2,310 | $211,273 | dollars as filed | |
| Dollarama Inc | 25675T107 | Equity | 2,772 | $211,258 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,100 | $211,233 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,800 | $208,098 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,795 | $207,403 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,900 | $207,385 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 841 | $205,894 | dollars as filed | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 1,925 | $205,581 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,249 | $205,527 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,438 | $204,243 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,428 | $203,982 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 10,292 | $203,885 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 5,919 | $203,864 | dollars as filed | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 219 | $203,828 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 7,034 | $203,428 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,875 | $203,039 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,058 | $202,018 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,896 | $201,645 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 580 | $201,159 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,291 | $200,837 | dollars as filed | |
| AU OPTRONICS CORP ADR | 002255404 | COM | 35,481 | $200,681 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,311 | $200,321 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 3,220 | $200,220 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 10,429 | $196,071 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 11,524 | $193,139 | dollars as filed | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 11,297 | $191,021 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 16,592 | $186,997 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 15,622 | $185,896 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,700 | $185,110 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,052 | $178,401 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 400 | $168,288 | dollars as filed | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1,000 | $163,340 | dollars as filed | put |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 50,000 | $162,500 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 23,750 | $161,499 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 60,888 | $157,700 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,210 | $155,145 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 16,737 | $152,307 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 10,000 | $148,700 | dollars as filed | put |
| OSCAR HEALTH INC | 687793109 | CL A | 10,000 | $148,700 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,500 | $146,295 | dollars as filed | call |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 13,972 | $144,163 | dollars as filed | |
| Securitas AB | secubst00 | CS | 13,641 | $140,731 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,701 | $138,685 | dollars as filed | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 85,706 | $134,558 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,800 | $131,456 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 16,080 | $130,891 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,690 | $130,552 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 25,215 | $127,084 | dollars as filed | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 12,037 | $125,064 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 13,397 | $122,317 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,802 | $121,747 | dollars as filed | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 17,744 | $111,431 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,594 | $111,341 | dollars as filed | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 20,459 | $110,274 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 62,500 | $109,375 | dollars as filed | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 30,643 | $105,106 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,210 | $103,449 | dollars as filed | |
| THIRD CENTURY BANCORP | 884120106 | Common Stock | 14,484 | $97,043 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,201 | $92,753 | dollars as filed | |
| SWIRE PACIFIC LTD SP ADR A | 870794302 | COM | 10,719 | $88,164 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,570 | $87,570 | dollars as filed | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 15,447 | $86,504 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 11,686 | $85,189 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 12,470 | $85,170 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 739,373 | $70,906 | dollars as filed | |
| The Connor Group Debt Fund Xix | 3580906ol | CS | 70,501 | $70,501 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,068 | $69,507 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 15,408 | $69,336 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,139 | $68,716 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 12,360 | $66,250 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,700 | $66,132 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,790 | $65,081 | dollars as filed | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 11,961 | $63,992 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 50,000 | $60,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,729 | $56,770 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,847 | $55,682 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,747 | $51,737 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 10,000 | $50,000 | dollars as filed | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,242 | $48,542 | dollars as filed | |
| REGO PMT ARCHITECTURES I | 759141104 | COMMON STOCK | 45,000 | $47,475 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,727 | $46,443 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 10,721 | $46,208 | dollars as filed | |
| Core Scientific Inc | 21874a122 | CS | 57,477 | $45,982 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,496 | $45,064 | dollars as filed | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 12,673 | $40,807 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 13,895 | $39,879 | dollars as filed | |
| JP Morgan 60m SX5E,EFA Market | 48133c7h9 | SE | 30,000 | $38,124 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $37,121 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 17,104 | $30,103 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 49,000 | $26,214 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,500 | $25,990 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 15,960 | $18,833 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $17,579 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,932 | $17,054 | dollars as filed | |
| Cint Group AB NPV | w2r8az114 | CS | 11,620 | $16,475 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,720 | $16,350 | dollars as filed | |
| HIGHLANDS REIT INC | 43110a104 | LP | 36,163 | $11,572 | dollars as filed | |
| NW Biotherapeutics | 66737P600 | USD | 20,000 | $10,380 | dollars as filed | |
| Nanalysis Scientific Corp Ordi | 63000Y103 | CS | 30,000 | $9,089 | dollars as filed | |
| CYTODYN INC | 23283M101 | Common Stock | 42,482 | $6,935 | dollars as filed | |
| Guangshen Railway Co Ltd Class | y2930p108 | CS | 29,000 | $6,558 | dollars as filed | |
| WEALTH MINERALS LTD F | 946885209 | FGC | 42,000 | $6,245 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 135,094 | $6,147 | dollars as filed | |
| Flow Beverage Corp | 34344j102 | CS | 35,000 | $4,774 | dollars as filed | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 70,000 | $3,983 | dollars as filed | |
| Sunworks Inc | 86803xx20 | CS | 73,379 | $2,942 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $2,188 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 20,002 | $2,102 | dollars as filed | |
| ParkerVision Inc | 701354300 | USD | 10,000 | $1,637 | dollars as filed | |
| Lehman Bros 7.875xxxEscrow Pen | 524escc99 | CS | 10,000 | $1,500 | dollars as filed | |
| Sugarbud Craft Growers Corp | 865001309 | CS | 20,073 | $1,188 | dollars as filed | |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 51,304 | $1,077 | dollars as filed | |
| Novo Resources Corp | 67010B102 | CS | 10,000 | $946 | dollars as filed | |
| Nexteligent Holdings | 65290b107 | CS | 73,063 | $935 | dollars as filed | |
| XERIANT INC COM | 98422N103 | CS | 42,000 | $781 | dollars as filed | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 25,000 | $528 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 11,000 | $440 | dollars as filed | |
| Cytta Corporation | 12673w407 | CS | 12,000 | $336 | dollars as filed | |
| BioCube Inc | 09056u107 | CS | 66,666 | $333 | dollars as filed | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 124,557 | $324 | dollars as filed | |
| Eco Oro Minerals Corp | 27887t107 | CS | 10,000 | $160 | dollars as filed | |
| ARTIFICIAL INTELLIGENCE | 04316D201 | COM | 55,459 | $144 | dollars as filed | |
| Wolverine Energy and Infrastru | 977891100 | CS | 10,604 | $13 | dollars as filed | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 7,588,913 | $8 | dollars as filed | |
| International Silver Inc | 460328107 | CS | 62,500 | $6 | dollars as filed | |
| JAMMIN JAVA CORP | 470751108 | COM | 14,651 | $1 | dollars as filed | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 39,627 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Kinross Gold Corp | 496902198 | Right | 131,591 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 51,300 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 11,684 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS - CONTINGENT VALUE RTS | 761CVR042 | WTS | 12,383 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 80,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 32,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG HLDGS INC 5.5XXXPEND POSSIBLE FUTURE DISTRIBUTIONS | 361ESC056 | ESCROW POSITION | 51,207 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/21 | 09173Y107 | COMMON STOCK | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GETSWIFT TECHNOLOGIES LTD | 37428G100 | CS | 285,714 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VAPOR GROUP INC | 922101100 | COMMON STOCK | 58,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOZOOM INC | 09072T100 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 013CVR022 | COMMON STOCK | 150,660 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| San Gold | 79780p104 | COM | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FLOWER ONE HLDGS INC F | 34348Q102 | FGC | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Advantego Corp | 00775N102 | COM | 60,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG SERIES D WDT ESCROW CUSIP | 361esc072 | COM | 20,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR014 | COM | 549,557 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR022 | COM | 549,557 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| US Digital Communications | 90332a107 | CS | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Mission Ready Solutions Inc | 60511f102 | CS | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Nanologix Inc | 630076107 | CS | 33,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Swiss Medica Inc - Revoked by | 87089c104 | CS | 25,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Collateral Loan Security - Wel | l0c990030 | CS | 152,699 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 10,227 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-24-000004 | this filing | 2024-05-08 | acceptance time not in the bulk data set |