13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 1,151 holding rows worth $7,607,668,028.
- Accession
- 0001040197-24-000003
- Filer
- CIK 1040197
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,176 entries on the cover page, a total value of $7,607,668,028 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,607,668,028 with VALUE read as dollars as filed, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 8,839 | $211,870 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 594 | $211,835 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 3,966 | $211,824 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,819 | $211,363 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,800 | $211,200 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,411 | $210,260 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,008 | $209,297 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 6,095 | $208,886 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 822 | $208,505 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,103 | $207,976 | dollars as filed | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 8,887 | $207,156 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,877 | $206,818 | dollars as filed | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 222 | $205,822 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 566 | $204,501 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 15,467 | $204,318 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,273 | $204,161 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,057 | $203,818 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,825 | $203,429 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 5,059 | $202,962 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 5,554 | $202,721 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 355,460 | $202,612 | dollars as filed | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 1,989 | $201,525 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,203 | $200,741 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 1,697 | $200,484 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,362 | $200,342 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 24,053 | $197,956 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 11,069 | $193,708 | dollars as filed | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 11,237 | $193,512 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,052 | $186,560 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,800 | $186,368 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,875 | $183,340 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,740 | $182,305 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,700 | $170,451 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,200 | $169,116 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 300 | $148,566 | dollars as filed | call |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 15,447 | $139,024 | dollars as filed | |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 14,476 | $138,116 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,747 | $135,464 | dollars as filed | |
| Securitas AB | secubst00 | CS | 13,641 | $133,866 | dollars as filed | |
| HAIER SMART HOME CO LTD ADR | 40523H106 | COM | 11,698 | $132,129 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,615 | $130,385 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,924 | $125,397 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,562 | $124,179 | dollars as filed | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 17,744 | $122,787 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,491 | $120,413 | dollars as filed | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 30,643 | $111,541 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,760 | $105,534 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $105,294 | dollars as filed | call |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 10,938 | $105,005 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,701 | $104,442 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 16,737 | $100,087 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,978 | $99,103 | dollars as filed | |
| SPY | 78462F103 | SHS | 200 | $95,062 | dollars as filed | call |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 16,826 | $94,730 | dollars as filed | |
| SWIRE PACIFIC LTD SP ADR A | 870794302 | COM | 10,991 | $92,434 | dollars as filed | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 85,706 | $91,705 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,506 | $90,862 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 11,737 | $90,492 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 12,470 | $81,055 | dollars as filed | |
| THIRD CENTURY BANCORP | 884120106 | Common Stock | 11,484 | $80,962 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 50,000 | $79,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,824 | $77,844 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $74,544 | dollars as filed | call |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,139 | $73,664 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,240 | $73,318 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,000 | $69,850 | dollars as filed | |
| REGO PMT ARCHITECTURES I | 759141104 | COMMON STOCK | 45,000 | $66,555 | dollars as filed | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 17,376 | $66,394 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 16,700 | $64,796 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,428 | $51,426 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,213 | $50,996 | dollars as filed | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | dollars as filed | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 11,961 | $49,981 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,916 | $49,332 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 10,000 | $49,100 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,496 | $48,283 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 49,000 | $48,020 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 13,995 | $48,003 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,242 | $47,372 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 135,094 | $46,567 | dollars as filed | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 12,748 | $44,108 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,550 | $40,425 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 34,001 | $29,744 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 16,255 | $28,446 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,260 | $24,765 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,676 | $23,197 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 73,379 | $17,229 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $15,254 | dollars as filed | |
| Swedish Match Compulsory Redeemed Sh TIA | W9376L162 | Com | 15,000 | $15,000 | dollars as filed | |
| NW Biotherapeutics | 66737P600 | USD | 20,000 | $14,020 | dollars as filed | |
| Cint Group AB NPV | w2r8az114 | CS | 11,620 | $13,387 | dollars as filed | |
| HIGHLANDS REIT INC | 43110a104 | LP | 36,163 | $11,572 | dollars as filed | |
| Guangshen Railway Co Ltd Class | y2930p108 | CS | 45,500 | $8,857 | dollars as filed | |
| Nanalysis Scientific Corp Ordi | 63000Y103 | CS | 30,000 | $8,532 | dollars as filed | |
| WEALTH MINERALS LTD F | 946885209 | FGC | 42,000 | $8,400 | dollars as filed | |
| CYTODYN INC | 23283M101 | Common Stock | 42,482 | $8,284 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 10,605 | $8,035 | dollars as filed | |
| Flow Beverage Corp | 34344j102 | CS | 35,000 | $6,405 | dollars as filed | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 70,000 | $5,409 | dollars as filed | |
| Lehman Bros 7.875xxxEscrow Pen | 524escc99 | CS | 35,000 | $5,250 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 20,002 | $1,635 | dollars as filed | |
| ParkerVision Inc | 701354300 | USD | 10,000 | $1,620 | dollars as filed | |
| Medaro Mining Corp | 58404n109 | CS | 23,540 | $1,250 | dollars as filed | |
| Sugarbud Craft Growers Corp | 865001309 | CS | 20,073 | $1,188 | dollars as filed | |
| Novo Resources Corp | 67010B102 | CS | 10,000 | $1,155 | dollars as filed | |
| Nexteligent Holdings | 65290b107 | CS | 73,063 | $1,023 | dollars as filed | |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 51,304 | $1,011 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $750 | dollars as filed | |
| XERIANT INC COM | 98422N103 | CS | 42,000 | $741 | dollars as filed | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 25,000 | $550 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 11,000 | $495 | dollars as filed | |
| ARTIFICIAL INTELLIGENCE | 04316D201 | COM | 55,459 | $266 | dollars as filed | |
| Cytta Corporation | 12673w407 | CS | 12,000 | $250 | dollars as filed | |
| Eco Oro Minerals Corp | 27887t107 | CS | 10,000 | $225 | dollars as filed | |
| BioCube Inc | 09056u107 | CS | 66,666 | $200 | dollars as filed | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 52,557 | $194 | dollars as filed | |
| Wolverine Energy and Infrastru | 977891100 | CS | 10,604 | $13 | dollars as filed | |
| International Silver Inc | 460328107 | CS | 62,500 | $13 | dollars as filed | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 7,587,609 | $8 | dollars as filed | |
| IMD Companies Inc | 44969g101 | CS | 10,000 | $4 | dollars as filed | |
| JAMMIN JAVA CORP | 470751108 | COM | 14,651 | $1 | dollars as filed | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 51,300 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS - CONTINGENT VALUE RTS | 761CVR042 | WTS | 12,383 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 80,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 32,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG HLDGS INC 5.5XXXPEND POSSIBLE FUTURE DISTRIBUTIONS | 361ESC056 | ESCROW POSITION | 51,207 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/21 | 09173Y107 | COMMON STOCK | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GETSWIFT TECHNOLOGIES LTD | 37428G100 | CS | 308,214 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VAPOR GROUP INC | 922101100 | COMMON STOCK | 58,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOZOOM INC | 09072T100 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 013CVR022 | COMMON STOCK | 151,447 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Thermoenergy Corp Com | 883906406 | COM | 66,100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FLOWER ONE HLDGS INC F | 34348Q102 | FGC | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Advantego Corp | 00775N102 | COM | 60,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR014 | COM | 549,840 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR022 | COM | 549,840 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| US Digital Communications | 90332a107 | CS | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Swiss Medica Inc - Revoked by | 87089c104 | CS | 25,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Collateral Loan Security - Wel | l0c990030 | CS | 34,855 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 10,027 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Aim Immunotech Wts | 00901b113 | WT | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-24-000003 | this filing | 2024-02-09 | acceptance time not in the bulk data set |