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Disclosery

13F-HR filed by MAI Capital Management

MAI Capital Management filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-02, with 1,103 holding rows worth $6,796,338,769.

Accession
0001040197-23-000003
Filer
CIK 1040197
Filed
2023-08-02
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A holdings report, 1,123 entries on the cover page, a total value of $6,796,338,769 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,796,338,769 with VALUE read as dollars as filed, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
UnitedHealth Group Inc91324P102COM200$96,128dollars as filedcall
Empire State Realty Trust, Inc.292104106Class A Common Stock, $0.01 par value per share12,276$91,944dollars as filed
FISKER INC33813J106CL A COM STK15,955$89,986dollars as filed
Broadcom Inc.11135F101COM100$86,743dollars as filedcall
THIRD CENTURY BANCORP884120106Common Stock11,484$86,704dollars as filed
BNY MELLON MUN INCOME INC05589T104COM12,973$81,600dollars as filed
PROSPECT CAPITAL CORPORATION74348T102COM13,105$81,251dollars as filed
SUMMIT HOTEL PPTYS866082100COM11,158$72,639dollars as filed
LYNAS RARE EARTHS LTD SP ADR551073307COM15,600$71,058dollars as filed
HENNES AND MAURITZ AB UNSP ADR425883105COM20,210$69,300dollars as filed
PAYONEER GLOBAL INC COM70451X104Stock14,139$68,009dollars as filed
ABRDN GLOBAL PREMIER PPTYS F00302L108COM SH BEN INT16,700$65,464dollars as filed
REGO PMT ARCHITECTURES I759141104COMMON STOCK45,000$60,750dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock50,000$60,000dollars as filed
SUNWORKS INC86803X204COMMON STOCK52,102$58,875dollars as filed
SERA PROGNOSTICS INC81749D107CMN16,989$55,979dollars as filed
DANIMER SCIENTIFIC INC236272100COM CL A23,299$55,452dollars as filed
CARREFOUR SA144430204USD14,041$53,173dollars as filed
Progressive Interchange LLC742995871RE50,000$50,000dollars as filed
AMBEV SA SPONSORED ADR02319V103ADR15,338$48,775dollars as filed
ENTRAVISION COMMUNICATIONS A29382R107COMMON STOCK10,509$46,135dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT49,000$43,125dollars as filed
NORDIC AMERICAN TANKERS LIMIG65773106COM11,496$42,190dollars as filed
Webstar Technology Group, Inc.94770C104COM300,000$37,770dollars as filed
FEDERAL NATL MTG ASSN313586109COM85,706$37,711dollars as filed
LUMEN TECHNOLOGIES INC550241103COM14,036$31,721dollars as filed
VROOM INC92918V109COM18,535$26,690dollars as filed
AMERICAN LITHIUM CORP COM027259209COM10,300$20,703dollars as filed
CRESCO LABS INC22587m106COM11,231$16,805dollars as filed
NIAGEN BIOSCIENCE INC171077407COM NEW10,667$16,747dollars as filed
Guangshen Railway Co Ltd Classy2930p108CS50,500$15,982dollars as filed
Swedish Match Compulsory Redeemed Sh TIAW9376L162Com15,000$15,000dollars as filed
AEVA TECHNOLOGIES INC00835Q103COM10,705$13,381dollars as filed
WEALTH MINERALS LTD F946885209FGC42,000$12,600dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A10,137$11,860dollars as filed
NW Biotherapeutics66737P600USD20,000$11,360dollars as filed
Wavefront Tech Solutions Inc94354b100CS202,500$11,138dollars as filed
Flow Beverage Corp34344j102CS35,000$11,078dollars as filed
Planet 13 Holdings Inc72706K101COM19,125$10,984dollars as filed
Nanalysis Scientific Corp Ordi63000Y103CS30,000$10,882dollars as filed
AMERICAN BATTERY TECHNOLOGY COM NEW02451V101Stock13,000$10,010dollars as filed
Cint Group AB NPVw2r8az114CS11,620$9,397dollars as filed
CANOPY GROWTH CORP138035100COM20,410$7,917dollars as filed
HIGHLANDS REIT INC43110a104LP26,774$7,497dollars as filed
Lehman Bros 7.875xxxEscrow Pen524escc99CS35,000$5,950dollars as filed
HELIOGEN INC42329E105COM20,954$5,134dollars as filed
HEALTHLYNKED CORP COM42228p102COM70,000$4,868dollars as filed
JUSHI HLDGS INC F48213Y107FGC10,000$4,800dollars as filed
United Lithium Corp910797109CS20,500$3,098dollars as filed
BLUE BIOFUELS INC COM09530q102COM20,002$3,040dollars as filed
TITAN MED INC88830X819COM20,031$2,454dollars as filed
IMAGEWARE SYSTEMS INC COM45245S108COM10,382,606$2,077dollars as filed
Medaro Mining Corp58404n109CS23,540$1,868dollars as filed
Novo Resources Corp67010B102CS10,000$1,679dollars as filed
ASIA BROADBAND INC04518L100COMMON STOCK51,304$1,555dollars as filed
Engage XR Holdings ORDGg9390j100CS30,000$1,448dollars as filed
HAPBEE TECHNOLOGIES INC REGISTERED SHS SUBORDINATE VOTING ISIN#CA41136M102341136M102COM20,000$1,424dollars as filed
CloudMD Software & Services In18912c102CS12,500$1,269dollars as filed
Sugarbud Craft Growers Corp865001309CS20,073$1,188dollars as filed
XERIANT INC COM98422N103CS42,000$993dollars as filed
REVIVE THERAPEUTICS LIMITED COM NPV761516103Listed Stock25,000$958dollars as filed
ParkerVision Inc701354300USD10,000$899dollars as filed
Wolverine Energy and Infrastru977891100CS10,604$640dollars as filed
Nexteligent Holdings65290b107CS63,063$631dollars as filed
Cytta Corporation12673w407CS12,000$594dollars as filed
ARTIFICIAL INTELLIGENCE04316D201COM55,459$444dollars as filed
BioCube Inc09056u107CS66,666$413dollars as filed
TRICIDA INC89610F101COM31,385$314dollars as filed
Eco Oro Minerals Corp27887t107CS10,000$300dollars as filed
Skye Bioscience Inc83086j101CS11,900$253dollars as filed
MEDICAL MARIJUANA INC58463A105COMMON STOCK52,557$173dollars as filed
OZOP ENERGY SOLUTIONS IN692732209COMMON STOCK20,000$153dollars as filed
International Silver Inc460328107CS62,500$13dollars as filed
JAMMIN JAVA CORP470751108COM14,651$1dollars as filed
CREATIVE EDGE NUTRITION INC22528W205COMMON STOCK51,300$0dollars as filedValue filed as zero, left out of ratios.
RAYONIER FRAC CUSIP FOR ORIGINALHFE907109COMMON STOCK50,000$0dollars as filedValue filed as zero, left out of ratios.
RESOLUTE FOREST PRODUCTS - CONTINGENT VALUE RTS761CVR042WTS12,383$0dollars as filedValue filed as zero, left out of ratios.
NEW YORK REGIONAL RAIL CORP649768108SHS80,000$0dollars as filedValue filed as zero, left out of ratios.
Helios and Matheson Analytics Inc42327L309Common Stock32,000$0dollars as filedValue filed as zero, left out of ratios.
BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/2109173Y107COMMON STOCK15,000$0dollars as filedValue filed as zero, left out of ratios.
GETSWIFT TECHNOLOGIES LTD37428G100CS285,714$0dollars as filedValue filed as zero, left out of ratios.
VAPOR GROUP INC922101100COMMON STOCK58,800$0dollars as filedValue filed as zero, left out of ratios.
ALBIREO PHARMA INC013CVR022COMMON STOCK163,090$0dollars as filedValue filed as zero, left out of ratios.
Thermoenergy Corp Com883906406COM66,100$0dollars as filedValue filed as zero, left out of ratios.
MARKLAND TECHNOLOGIESINC COMNE570658203COM15,000$0dollars as filedValue filed as zero, left out of ratios.
GRAND CENTRAL SILVER MINES INC384906202CLOSELY HELD ST17,000$0dollars as filedValue filed as zero, left out of ratios.
SIONIX CORP829400100COM75,000$0dollars as filedValue filed as zero, left out of ratios.
LIGHTINGSCIENCEGROUP53224G707COMMONSTK21,244$0dollars as filedValue filed as zero, left out of ratios.
FLOWER ONE HLDGS INC F34348Q102FGC15,000$0dollars as filedValue filed as zero, left out of ratios.
Advantego Corp00775N102COM60,000$0dollars as filedValue filed as zero, left out of ratios.
DOW INC98158H106DOW50,000$0dollars as filedValue filed as zero, left out of ratios.
Adamas Pharmaceuticals005CVR014COM579,340$0dollars as filedValue filed as zero, left out of ratios.
Adamas Pharmaceuticals005CVR022COM579,340$0dollars as filedValue filed as zero, left out of ratios.
WaveTrue Inc743164105CS15,000$0dollars as filedValue filed as zero, left out of ratios.
Pop n Go Inc732816103CS1,847,297$0dollars as filedValue filed as zero, left out of ratios.
Rineon Group Inc766795108CS28,784$0dollars as filedValue filed as zero, left out of ratios.
Swiss Medica Inc - Revoked by87089c104CS25,500$0dollars as filedValue filed as zero, left out of ratios.
Collateral Loan Security - Well0c990030CS36,201$0dollars as filedValue filed as zero, left out of ratios.
AMR Corp Escrow001ESC102COM10,027$0dollars as filedValue filed as zero, left out of ratios.
Aim Immunotech Wts00901b113WT15,000$0dollars as filedValue filed as zero, left out of ratios.
Medient Studios Inc58471d109CS100,000$0dollars as filedValue filed as zero, left out of ratios.
MPTV Inc553424409CS11,129$0dollars as filedValue filed as zero, left out of ratios.
Solarbrook Water & Power Corpo83415p208CS20,000$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001040197-23-000003this filing2023-08-02acceptance time not in the bulk data set