13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 976 holding rows worth $5,323,892,000.
- Accession
- 0001040197-22-000010
- Filer
- CIK 1040197
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,004 entries on the cover page, a total value of $5,323,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,323,892,000 with VALUE read as thousands by filing date, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELON CORP COM | 30161N101 | Stock | 15,988 | $599,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,600 | $597,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,340 | $594,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,081 | $594,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,120 | $593,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 521,870 | $590,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,077 | $589,000 | thousands by filing date | |
| BLACKSTONE REAL ESTATE INCOME | 09259k401 | LP | 39,011 | $589,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,619 | $588,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,458 | $583,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,656 | $580,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,240 | $580,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,331 | $579,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,318 | $579,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,630 | $577,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 18,031 | $572,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 16,868 | $567,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,004 | $566,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,000 | $565,000 | thousands by filing date | put |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 8,951 | $563,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 9,072 | $562,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,138 | $557,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,288 | $556,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,584 | $554,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 5,087 | $552,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,965 | $551,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 59,561 | $547,000 | thousands by filing date | |
| Clariant AG | H14843165 | CS | 33,889 | $547,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42,149 | $540,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 783 | $539,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,238 | $539,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,225 | $538,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 66,030 | $537,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,251 | $534,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,967 | $533,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,948 | $531,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 13,577 | $531,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,612 | $530,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 13,620 | $530,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,321 | $523,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 45,393 | $522,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,500 | $521,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 28,158 | $516,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,405 | $514,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,367 | $511,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 9,589 | $510,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 17,160 | $510,000 | thousands by filing date | |
| BLACKSTONE PRIVATE CREDIT FUND CLASS D | 09261H206 | CEM | 20,254 | $509,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 19,500 | $508,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,429 | $507,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,997 | $506,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,570 | $497,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,693 | $496,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,637 | $495,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 19,500 | $495,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,567 | $493,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,319 | $492,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 18,608 | $490,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,876 | $490,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,378 | $488,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 16,257 | $487,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 9,894 | $486,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,255 | $485,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 10,543 | $485,000 | thousands by filing date | |
| JPM MXEF due 9-20-24 15 buff | 48133d3g3 | SE | 615,000 | $485,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 26,214 | $484,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,289 | $483,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,033 | $481,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,547 | $480,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,206 | $479,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 41,280 | $479,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 95,744 | $478,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,910 | $476,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,914 | $473,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,002 | $472,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,300 | $471,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 5,394 | $471,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,045 | $469,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 32,497 | $468,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,096 | $467,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 11,371 | $467,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 6,461 | $466,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,647 | $464,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,394 | $463,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,388 | $461,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,033 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,807 | $456,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 302 | $454,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,320 | $452,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,773 | $451,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 23,480 | $448,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 13,240 | $448,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 3,768 | $446,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,673 | $445,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,741 | $444,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,233 | $444,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,580 | $442,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 187,440 | $442,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,102 | $440,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,622 | $438,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 32,325 | $435,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 3,163 | $433,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,873 | $431,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,818 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,426 | $422,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 9,712 | $420,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,503 | $417,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,504 | $416,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,029 | $416,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,504 | $415,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,670 | $414,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 9,614 | $413,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,149 | $413,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,000 | $409,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 10,896 | $409,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,902 | $408,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,127 | $407,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 29,762 | $407,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,307,534 | $406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,906 | $403,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,456 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,784 | $397,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 8,625 | $397,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 12,399 | $396,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,885 | $395,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 29,280 | $395,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,589 | $393,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,121 | $390,000 | thousands by filing date | |
| BLACKSTONE REAL ESTATE INCOME TRUST INC - CLASS I | PER092613 | COMMON STOCK | 25,609 | $387,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 163,392 | $387,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 9,140 | $386,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,557 | $383,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,098 | $381,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,788 | $380,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,195 | $378,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 9,273 | $376,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,661 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,250 | $375,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,205 | $373,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 13,085 | $372,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,676 | $372,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,128 | $370,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,471 | $366,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 7,484 | $366,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,476 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,608 | $365,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,160 | $364,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,056 | $363,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 5,860 | $363,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,054 | $361,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,195 | $360,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,184 | $359,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,820 | $359,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,784 | $359,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 11,394 | $358,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,500 | $358,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 49,058 | $357,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,824 | $356,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,921 | $355,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,055 | $353,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,741 | $352,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,204 | $350,000 | thousands by filing date | |
| Starwood Real Estate Income Tr | 85570x207 | RE | 12,583 | $349,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,322 | $347,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,757 | $346,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 24,393 | $339,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,709 | $338,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,025 | $338,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 12,837 | $337,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,000 | $333,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,200 | $332,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,255 | $332,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 31,385 | $329,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,616 | $325,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,316 | $324,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,760 | $323,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,280 | $322,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 759 | $320,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 37,564 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,900 | $318,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 11,065 | $317,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 11,709 | $316,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,088 | $313,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,312 | $313,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,080 | $311,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,016 | $311,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 845 | $311,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 13,375 | $310,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 32,340 | $309,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,143 | $307,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,106 | $305,000 | thousands by filing date | |
| AU OPTRONICS CORP ADR | 002255404 | COM | 47,124 | $304,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,532 | $303,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,285 | $303,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 22,015 | $302,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 25,990 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,305 | $302,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 9,399 | $299,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 17,334 | $298,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,927 | $298,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 20,919 | $296,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,764 | $293,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,095 | $293,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,651 | $293,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,667 | $292,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,244 | $291,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,646 | $291,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 24,199 | $290,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,386 | $289,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,816 | $288,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,042 | $288,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,317 | $284,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,852 | $284,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,269 | $283,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,494 | $283,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 1,853,650 | $282,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,300 | $281,000 | thousands by filing date | |
| AB Volvo ADR | 928854108 | COM | 19,700 | $281,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,148 | $279,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,727 | $278,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,731 | $278,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,080 | $278,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,827 | $277,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,004 | $276,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 500 | $275,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,693 | $274,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,527 | $273,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,483 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,708 | $273,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,157 | $272,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 5,919 | $272,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,163 | $269,000 | thousands by filing date | |
| Nordea Bank ABP- Spon Adr | 65558R109 | Equity | 31,103 | $268,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,659 | $267,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,287 | $267,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,475 | $265,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 18,510 | $265,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 900 | $264,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 837 | $262,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,861 | $261,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,056 | $261,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,135 | $260,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,722 | $260,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 966 | $260,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,650 | $260,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 2,209 | $260,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,564 | $259,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 984 | $258,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,138 | $258,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,117 | $257,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,474 | $255,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 525 | $255,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,336 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,132 | $254,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $253,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 27,281 | $251,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 3,209 | $250,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,400 | $249,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 9,905 | $249,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 900 | $248,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,833 | $248,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,242 | $248,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,655 | $248,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 14,900 | $248,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 8,616 | $248,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,678 | $246,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,725 | $245,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,445 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,285 | $243,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,482 | $243,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,000 | $242,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,300 | $240,000 | thousands by filing date | call |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,500 | $239,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,902 | $239,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,569 | $238,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,626 | $236,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 8,419 | $236,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,848 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,080 | $236,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,102 | $235,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 13,697 | $234,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $233,000 | thousands by filing date | call |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 28,430 | $233,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,989 | $232,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,977 | $230,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,700 | $229,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,330 | $229,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,800 | $227,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,871 | $227,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,362 | $227,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,661 | $225,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,585 | $225,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,368 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,620 | $222,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,310 | $221,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,468 | $221,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,088 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,664 | $221,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,916 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,060 | $219,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,931 | $216,000 | thousands by filing date | |
| BLACKSTONE REAL ESTATE INCOME | 09259k203 | LP | 14,302 | $216,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,363 | $214,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,595 | $213,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,003 | $213,000 | thousands by filing date | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,954 | $212,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,133 | $212,000 | thousands by filing date | |
| ROYAL OAK REALTYTRUST INC | 11899n308 | LP | 3,285 | $212,000 | thousands by filing date | |
| TECSYS INC COM | 878950104 | COM | 10,020 | $212,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 63,210 | $212,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,056 | $211,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,602 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,774 | $211,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,194 | $210,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,539 | $209,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,498 | $209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,148 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,499 | $209,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,599 | $209,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 851 | $209,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,286 | $208,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,916 | $208,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 20,602 | $208,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,190 | $208,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,559 | $207,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,650 | $206,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,135 | $206,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,703 | $206,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 3,240 | $206,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 12,489 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 10,125 | $205,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,364 | $203,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,248 | $202,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,399 | $201,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 37,011 | $201,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,172 | $200,000 | thousands by filing date | |
| LONZA GROUP AG ZUE ORDF | H50524133 | STOK | 405 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 23,646 | $200,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 74,587 | $198,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 100,000 | $197,000 | thousands by filing date | |
| Ares Industrial Real Estate In | 091863209 | RE | 12,624 | $194,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 11,492 | $193,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 28,538 | $190,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 27,318 | $190,000 | thousands by filing date | |
| Hammond Power Solutions Inc. | 408549103 | CS | 16,100 | $189,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,101 | $188,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,439 | $188,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,683 | $186,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,813 | $185,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 14,410 | $184,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 400 | $178,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 26,959 | $177,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 23,190 | $174,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,000 | $173,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 16,114 | $173,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,158 | $170,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,378 | $165,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,300 | $162,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,000 | $162,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,459 | $162,000 | thousands by filing date | |
| Rock-Tenn A | 77stk9996 | CS | 24,000 | $152,000 | thousands by filing date | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 81,700 | $151,000 | thousands by filing date | |
| Swedish Match AB | w9376l154 | CS | 15,000 | $149,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,242 | $148,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,531 | $142,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,116 | $142,000 | thousands by filing date | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 15,447 | $139,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,587 | $137,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 31,542 | $125,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,104 | $123,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 12,676 | $119,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,288 | $117,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 12,712 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,930 | $114,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 10,059 | $112,000 | thousands by filing date | |
| Watermark Lodging Trust Class | 94184w209 | RE | 17,586 | $109,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,287 | $106,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,472 | $104,000 | thousands by filing date | |
| LYNAS RARE EARTHS LTD SP ADR | 551073307 | COM | 20,228 | $98,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 10,000 | $98,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,862 | $96,000 | thousands by filing date | |
| Securitas AB | w7912c118 | CS | 13,641 | $95,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,621 | $94,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,834 | $93,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 80,671 | $93,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 30,500 | $90,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,139 | $86,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,920 | $85,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 50,000 | $85,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 49,503 | $79,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,100 | $75,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 10,013 | $74,000 | thousands by filing date | |
| JPM 18m SPX | 48133fyk5 | SE | 75,000 | $72,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,375 | $66,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,058 | $60,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 59,812 | $59,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,400 | $58,000 | thousands by filing date | |
| Barclays SPX Market Linked Gro | 06747pws4 | SE | 50,000 | $57,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,371 | $56,000 | thousands by filing date | |
| REGO PMT ARCHITECTURES I | 759141104 | COMMON STOCK | 45,000 | $55,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 10,295,161 | $51,000 | thousands by filing date | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 12,213 | $49,000 | thousands by filing date | |
| CRESCO LABS INC | 22587m106 | COM | 17,708 | $48,000 | thousands by filing date | |
| 1SPC PHARM ADR | 12591J207 | COM | 10,493 | $41,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 20,954 | $39,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 11,658 | $31,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,496 | $31,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,537 | $30,000 | thousands by filing date | |
| Americann Inc. | 030588107 | CS | 105,926 | $30,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $26,000 | thousands by filing date | call |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 20,000 | $25,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,000 | $24,000 | thousands by filing date | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 49,000 | $24,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 26,000 | $21,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 18,060 | $21,000 | thousands by filing date | |
| Planet 13 Holdings Inc | 72706K101 | COM | 19,125 | $21,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 10,605 | $20,000 | thousands by filing date | |
| Nanalysis Scientific Corp Ordi | 63000Y103 | CS | 30,000 | $19,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 40,031 | $18,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $13,000 | thousands by filing date | |
| JPM RTY Note | 48132pxf6 | SE | 13,000 | $13,000 | thousands by filing date | |
| JPM SPX Note | 48132pxj8 | SE | 13,000 | $13,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $11,000 | thousands by filing date | put |
| JPM EEM Note | 48132pxh2 | SE | 13,000 | $11,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 26,712 | $8,000 | thousands by filing date | |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $7,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 13,000 | $7,000 | thousands by filing date | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 70,000 | $5,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 25,000 | $4,000 | thousands by filing date | |
| Medaro Mining Corp | 58404n109 | CS | 23,540 | $4,000 | thousands by filing date | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 20,000 | $3,000 | thousands by filing date | |
| Novo Resources Corp | 67010B102 | CS | 10,000 | $3,000 | thousands by filing date | |
| United Lithium Corp | 910797109 | CS | 15,500 | $3,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 12,000 | $2,000 | thousands by filing date | |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 51,300 | $2,000 | thousands by filing date | |
| RELIEF THERAPEUTICS HOLDING SA | h6759s100 | COM | 75,000 | $2,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 67,557 | $1,000 | thousands by filing date | |
| HAPBEE TECHNOLOGIES INC REGISTERED SHS SUBORDINATE VOTING ISIN#CA41136M1023 | 41136M102 | COM | 20,000 | $1,000 | thousands by filing date | |
| BioCube Inc | 09056u107 | CS | 66,666 | $1,000 | thousands by filing date | |
| Nexteligent Holdings | 65290b107 | CS | 63,063 | $1,000 | thousands by filing date | |
| Sugarbud Craft Growers Corp | 865001309 | CS | 20,073 | $1,000 | thousands by filing date | |
| Cytta Corporation | 12673w407 | CS | 12,000 | $1,000 | thousands by filing date | |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 14,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 56,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETSWIFT TECHNOLOGIES LTD | 37428G100 | CS | 142,857 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR GROUP INC | 922101100 | COMMON STOCK | 58,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Thermoenergy Corp Com | 883906406 | COM | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWER ONE HLDGS INC F | 34348Q102 | FGC | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTIFICIAL INTELLIGENCE | 04316D201 | COM | 55,459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advantego Corp | 00775N102 | COM | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR014 | COM | 637,741 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR022 | COM | 637,741 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wolverine Energy and Infrastru | 977891100 | CS | 10,604 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swiss Medica Inc - Revoked by | 87089c104 | CS | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Collateral Loan Security - Wel | l0c990030 | CS | 149,995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Silver Inc | 460328107 | CS | 62,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 10,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aim Immunotech Wts | 00901b113 | WT | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Urban Television Network Corp | 917068207 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medient Studios Inc | 58471d109 | CS | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MPTV Inc | 553424409 | CS | 11,129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solarbrook Water & Power Corpo | 83415p208 | CS | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC COM | 71649T104 | Stock | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alternative Energy Partners In | 02152e101 | CS | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-22-000010 | this filing | 2022-11-15 | acceptance time not in the bulk data set |