13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 958 holding rows worth $6,206,943,000.
- Accession
- 0001040197-22-000001
- Filer
- CIK 1040197
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 989 entries on the cover page, a total value of $6,206,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,206,938,000 with VALUE read as thousands by filing date, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,321 | $644,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,523 | $642,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,815 | $641,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 13,599 | $640,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,498 | $636,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,631 | $631,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,529 | $630,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,236 | $628,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 12,564 | $626,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,500 | $622,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 1,589 | $621,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,418 | $621,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,725 | $620,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,604 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,807 | $615,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,907 | $608,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,171 | $607,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,521 | $606,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 10,670 | $605,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,516 | $598,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,692 | $594,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 27,219 | $593,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 28,158 | $591,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 19,846 | $591,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,605 | $588,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,316 | $588,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,127 | $583,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,168 | $583,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,200 | $578,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,589 | $573,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,896 | $572,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,416 | $570,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 30,728 | $570,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,505 | $569,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,174 | $569,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 8,342 | $564,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,327 | $564,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 322 | $563,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 16,650 | $554,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,524 | $551,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,215 | $551,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,441 | $549,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,076 | $548,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 13,935 | $548,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,539 | $547,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,000 | $547,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 7,947 | $545,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,047 | $545,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 5,234 | $543,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,500 | $543,000 | thousands by filing date | put |
| EVOLUTION AB ADR | 30051E104 | COM | 3,801 | $543,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,210 | $541,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,979 | $538,000 | thousands by filing date | |
| WUXI BIOLOGICS CAYMAN ADR | 98260N108 | COM | 22,962 | $538,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 17,693 | $537,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,513 | $537,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,403 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,948 | $536,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,613 | $533,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,172 | $530,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,277 | $530,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,019 | $524,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 9,246 | $520,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,407 | $518,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,285 | $516,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 13,793 | $514,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,821 | $513,000 | thousands by filing date | |
| LI NING CO LTD UNSPON ADR | 52989T102 | COM | 1,890 | $513,000 | thousands by filing date | |
| SHENZHOU INTERNATI UNSP ADR | 82322R109 | COM | 26,663 | $512,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 822 | $504,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,785 | $503,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,787 | $502,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 12,706 | $501,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,203 | $501,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,570 | $500,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 8,139 | $496,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 84 | $496,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,491 | $496,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,605 | $496,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 163,392 | $495,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,016 | $494,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 5,155 | $492,000 | thousands by filing date | |
| TECSYS INC COM | 878950104 | COM | 11,820 | $492,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,188 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,250 | $491,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 32,340 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,170 | $487,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 5,667 | $483,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,274 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,791 | $479,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 17,246 | $476,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,696 | $470,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,104 | $468,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,043 | $465,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,287 | $464,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,249 | $460,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,386 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,413 | $459,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,073 | $454,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,900 | $450,000 | thousands by filing date | put |
| MEITUAN DIANPING-UNSP ADR | 58533E103 | COM | 7,771 | $449,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,390 | $447,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,431 | $447,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,384 | $445,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,180 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,088 | $442,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,167 | $441,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,875 | $440,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 4,700 | $439,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,335 | $437,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,000 | $436,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 5,176 | $435,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,890 | $431,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,172 | $430,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,708 | $430,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,958 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,469 | $425,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 13,087 | $425,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,800 | $422,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,900 | $421,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,689 | $420,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,898 | $419,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,415 | $414,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,115 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,715 | $414,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,211 | $413,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,009 | $413,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,650 | $411,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 577 | $407,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,073 | $405,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,713 | $404,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,656 | $401,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,569 | $401,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,340 | $400,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,706 | $399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,776 | $396,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,663 | $394,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,341 | $391,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,765 | $388,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,450 | $388,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,399 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,806 | $383,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,495 | $382,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,259 | $380,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,007 | $379,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 17,334 | $378,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,950 | $376,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 986 | $375,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 80,671 | $374,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,188 | $373,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,147 | $372,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,331 | $368,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 18,200 | $367,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 12,482 | $367,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 14,631 | $365,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,312 | $360,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,621 | $355,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 5,955 | $355,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,963 | $354,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 24,761 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,135 | $349,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,719 | $345,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,776 | $344,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,071 | $342,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,094 | $341,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,711 | $340,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,917 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,355 | $339,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,107 | $338,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,537 | $337,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,789 | $337,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 17,781 | $337,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,096 | $336,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 12,509 | $336,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,003 | $335,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 32,910 | $334,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,346 | $332,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 30,873 | $331,000 | thousands by filing date | |
| LONZA GROUP AG ZUE ORDF | H50524133 | STOK | 405 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,285 | $330,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 3,799 | $330,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,540 | $328,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,663 | $328,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,318 | $327,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 948 | $324,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,898 | $323,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,475 | $323,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,063 | $318,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,237 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,819 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 980 | $318,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,523 | $316,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,454 | $316,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,433 | $316,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 5,381 | $314,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 24,660 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,120 | $310,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 952 | $309,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,030 | $308,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,025 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,355 | $306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 4,290 | $306,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,726 | $304,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,259 | $302,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,657 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,805 | $302,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,075 | $302,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,025 | $301,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,530 | $301,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,110 | $301,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,771 | $301,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 31,385 | $300,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 8,954 | $299,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,699 | $294,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $289,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,661 | $288,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,634 | $287,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,821 | $285,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,160 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,000 | $284,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,013 | $284,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 939 | $283,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 641 | $282,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,200 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,643 | $281,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,464 | $280,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,888 | $280,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,552 | $279,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,977 | $279,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 739 | $277,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,440 | $275,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,664 | $274,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $274,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,147 | $271,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 695 | $270,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,794 | $270,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 5,786 | $270,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $269,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 410 | $269,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,122 | $269,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,065 | $268,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,104 | $268,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 5,880 | $267,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 665 | $267,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,450 | $266,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,998 | $266,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,759 | $264,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,847 | $260,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,954 | $259,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 7,559 | $259,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,458 | $258,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,206 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,107 | $255,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 6,481 | $254,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $251,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $251,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 2,375 | $250,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,378 | $249,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 11,137 | $248,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,000 | $247,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 460 | $247,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,732 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,967 | $247,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 8,142 | $246,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 8,955 | $246,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,167 | $243,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,742 | $243,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,179 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,201 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,108 | $239,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 738 | $239,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,800 | $238,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,731 | $238,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,039 | $238,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,619 | $235,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,697 | $235,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,864 | $234,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,730 | $234,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,053 | $232,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 17,139 | $232,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,178 | $231,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,423 | $231,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,213 | $231,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 364 | $230,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 8,631 | $229,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,907 | $228,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,329 | $228,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,362 | $228,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,343 | $227,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 879 | $226,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,387 | $226,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,497 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,338 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,105 | $224,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,655 | $224,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,864 | $223,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,150 | $223,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,802 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,052 | $223,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,350 | $222,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,250 | $221,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,991 | $221,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,573 | $220,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,171 | $220,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,068 | $220,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 659 | $219,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 7,108 | $218,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 507 | $218,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,131 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,110 | $217,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 3,602 | $216,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,137 | $213,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,342 | $212,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,213 | $211,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 454 | $211,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,000 | $209,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 667 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,700 | $209,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,689 | $208,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,953 | $207,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 924 | $207,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,253 | $206,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 4,460 | $205,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,866 | $204,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,205 | $204,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,536 | $204,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 3,384 | $204,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 800 | $203,000 | thousands by filing date | call |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 10,295,161 | $203,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,300 | $201,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,594 | $201,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,092 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,947 | $201,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,200 | $198,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 11,798 | $193,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,853 | $179,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 11,606 | $174,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $168,000 | thousands by filing date | call |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 15,447 | $167,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 13,342 | $166,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 5,000 | $157,000 | thousands by filing date | put |
| CLEAR SECURE INC | 18467V109 | COM CL A | 5,000 | $157,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 1,300 | $153,000 | thousands by filing date | put |
| Hammond Power Solutions Inc. | 408549103 | CS | 16,100 | $153,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,801 | $150,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,530 | $144,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 156,986 | $142,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 600 | $141,000 | thousands by filing date | call |
| PACIFIC OAK STRATEGIC OPPORTUNITY REIT INC | 694701103 | REAL ESTATE INVESTME | 13,120 | $140,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,938 | $139,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,607 | $129,000 | thousands by filing date | |
| Swedish Match AB | w9376l154 | CS | 15,000 | $120,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,400 | $118,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,956 | $105,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,139 | $104,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,300 | $104,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 13,882 | $102,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,554 | $99,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 62,312 | $98,000 | thousands by filing date | |
| Corporate Prop Associates 18 | 22004e109 | RE | 10,602 | $96,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 10,645 | $93,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,375 | $92,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 10,569 | $85,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 15,787 | $83,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,100 | $82,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 300 | $80,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 500 | $78,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 19,181 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,059 | $61,000 | thousands by filing date | |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $61,000 | thousands by filing date | |
| Barclays SPX Market Linked Gro | 06747pws4 | SE | 50,000 | $58,000 | thousands by filing date | |
| Planet 13 Holdings Inc | 72706K101 | COM | 19,125 | $57,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,117 | $56,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,000 | $54,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 26,000 | $54,000 | thousands by filing date | |
| Americann Inc. | 030588107 | CS | 105,926 | $54,000 | thousands by filing date | |
| 1SPC PHARM ADR | 12591J207 | COM | 12,326 | $53,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 14,398 | $51,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,000 | $50,000 | thousands by filing date | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $44,000 | thousands by filing date | call |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 49,000 | $44,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,228 | $43,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $40,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $40,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $38,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $38,000 | thousands by filing date | call |
| HSBC SPX Market Linked Growth | 40435ur55 | SE | 33,000 | $38,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 600 | $37,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 930 | $34,000 | thousands by filing date | |
| Nanalysis Scientific Corp Ordi | 63000Y103 | CS | 30,000 | $34,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,500 | $30,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $29,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 100 | $29,000 | thousands by filing date | call |
| REGO PMT ARCHITECTURES I | 759141104 | COMMON STOCK | 45,000 | $28,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,764 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,821 | $25,000 | thousands by filing date | |
| ENZOLYTICS INC | 294112107 | COM | 360,100 | $25,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,400 | $24,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 500 | $23,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 100 | $22,000 | thousands by filing date | call |
| GETSWIFT TECHNOLOGIES LTD | 37428G100 | CS | 142,857 | $19,000 | thousands by filing date | |
| Medaro Mining Corp | 58404n109 | CS | 23,540 | $19,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 13,201 | $18,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 200 | $17,000 | thousands by filing date | call |
| JPM RTY Note | 48132mzf1 | SE | 13,000 | $15,000 | thousands by filing date | |
| JPM SPX Note | 48132mzm6 | SE | 13,000 | $15,000 | thousands by filing date | |
| JPM EEM Note | 48132hzv7 | SE | 13,000 | $15,000 | thousands by filing date | |
| JPM EFA Note | 48132hzu9 | SE | 13,000 | $15,000 | thousands by filing date | |
| JPM NDX Note | 48132hzt2 | SE | 13,000 | $15,000 | thousands by filing date | |
| JPM RTY Note | 48132pxf6 | SE | 13,000 | $14,000 | thousands by filing date | |
| JPM SPX Note | 48132pxj8 | SE | 13,000 | $14,000 | thousands by filing date | |
| JPM EEM Note | 48132mzl8 | SE | 13,000 | $14,000 | thousands by filing date | |
| JPM EEM Note | 48132k4k8 | SE | 12,000 | $14,000 | thousands by filing date | |
| JPM EFA Note | 48132k3w3 | SE | 12,000 | $14,000 | thousands by filing date | |
| JPM NDX Note | 48132k3x1 | SE | 12,000 | $14,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 200 | $13,000 | thousands by filing date | call |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 81,974 | $13,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 20,031 | $13,000 | thousands by filing date | |
| JPM EEM Note | 48132pxh2 | SE | 13,000 | $13,000 | thousands by filing date | |
| Novo Resources Corp | 67010B102 | CS | 10,000 | $11,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 300 | $9,000 | thousands by filing date | call |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 50,000 | $8,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 26,712 | $7,000 | thousands by filing date | |
| Cytta Corporation | 12673w407 | CS | 12,000 | $6,000 | thousands by filing date | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 20,000 | $5,000 | thousands by filing date | |
| Nexteligent Holdings | 65290b107 | CS | 63,063 | $4,000 | thousands by filing date | |
| BioCube Inc | 09056u107 | CS | 66,666 | $2,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 67,557 | $1,000 | thousands by filing date | |
| ARTIFICIAL INTELLIGENCE | 04316D201 | COM | 59,696 | $1,000 | thousands by filing date | |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 14,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 56,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR GROUP INC | 922101100 | COMMON STOCK | 58,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Thermoenergy Corp Com | 883906406 | COM | 66,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advantego Corp | 00775N102 | COM | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR014 | COM | 661,325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adamas Pharmaceuticals | 005CVR022 | COM | 661,325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wolverine Energy and Infrastru | 977891100 | CS | 13,163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swiss Medica Inc - Revoked by | 87089c104 | CS | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Silver Inc | 460328107 | CS | 62,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aim Immunotech Wts | 00901b113 | WT | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Urban Television Network Corp | 917068207 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medient Studios Inc | 58471d109 | CS | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MPTV Inc | 553424409 | CS | 11,129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC COM | 71649T104 | Stock | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alternative Energy Partners In | 02152e101 | CS | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alyn Corp | 022611107 | CS | 160,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Biomoda Inc- Bankrupt Eff 4/14 | 090627100 | CS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-22-000001 | this filing | 2022-02-11 | acceptance time not in the bulk data set |