13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-27, with 564 holding rows worth $3,185,423,000.
- Accession
- 0001040197-20-000005
- Filer
- CIK 1040197
- Filed
- 2020-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 587 entries on the cover page, a total value of $3,185,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,185,417,000 with VALUE read as thousands by filing date, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LONZA GROUP AG ZUE ORDF | H50524133 | STOK | 405 | $214,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,769 | $213,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,198 | $213,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,687 | $213,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,547 | $212,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,508 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,821 | $208,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,453 | $207,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,403 | $205,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 27,824 | $204,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,919 | $203,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 685 | $201,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 542 | $201,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,040 | $192,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 16,045 | $178,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,500 | $170,000 | thousands by filing date | |
| PACIFIC OAK STRATEGIC OPPORTUNITY REIT INC | 694701103 | REAL ESTATE INVESTME | 15,061 | $160,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,300 | $145,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 16,400 | $145,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 18,178 | $138,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 11,009 | $135,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,154 | $124,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,700 | $121,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 10,260 | $120,000 | thousands by filing date | |
| JPM SPX 12-21-20 15 buff | 48130u6m2 | SE | 96,000 | $106,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 47,923 | $96,000 | thousands by filing date | |
| TD SPX 10-27-20 12.5 buff | 89114qhz4 | SE | 83,000 | $94,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 257,652 | $93,000 | thousands by filing date | |
| CS SPX 8-10-20 10 buff | 22552fay8 | SE | 73,000 | $79,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 500 | $77,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,073 | $58,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 26,000 | $51,000 | thousands by filing date | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $49,000 | thousands by filing date | |
| GRUPO FINANCIERO BANORTE | p49501201 | COM | 13,985 | $48,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 55,831 | $47,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 15,438 | $41,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 12,175 | $38,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 203,500 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,200 | $30,000 | thousands by filing date | |
| WFC SPX 11-25-20 12.5 buff | 95001h4y4 | SE | 27,000 | $29,000 | thousands by filing date | |
| P10 INC COM CL A | 69372U207 | Common Stock | 10,000 | $25,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 22,053 | $18,000 | thousands by filing date | |
| Australis Capital Inc | 05259r107 | CS | 70,000 | $11,000 | thousands by filing date | |
| Wavefront Tech Solutions Inc | 94354b100 | CS | 202,500 | $6,000 | thousands by filing date | |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $5,000 | thousands by filing date | |
| North Bud Farms Inc | 658043104 | CS | 55,000 | $2,000 | thousands by filing date | |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 24,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medient Studios Inc | 58471d109 | CS | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MPTV Inc | 553424409 | CS | 11,129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alyn Corp | 022611107 | CS | 160,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Biomoda Inc- Bankrupt Eff 4/14 | 090627100 | CS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Immune Therapeutics Inc | 45252a107 | CS | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 12/31/49 | 999z85197 | WT | 56,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 7/29/10 | 300990116 | WT | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 8/1/11 | 999z85189 | WT | 28,143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 8/1/11 | 999z85205 | WT | 28,143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-20-000005 | this filing | 2020-07-27 | acceptance time not in the bulk data set |