13F-HR filed by MAI Capital Management
MAI Capital Management filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-03, with 610 holding rows worth $3,085,662,000.
- Accession
- 0001040197-20-000003
- Filer
- CIK 1040197
- Filed
- 2020-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 624 entries on the cover page, a total value of $3,085,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,085,667,000 with VALUE read as thousands by filing date, 13F file number 028-06392. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,974 | $250,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,726 | $250,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,543 | $249,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,034 | $244,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,348 | $242,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,496 | $240,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,750 | $239,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,022 | $238,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,891 | $235,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 8,753 | $233,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,564 | $233,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,985 | $230,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 821 | $230,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,969 | $228,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 951 | $228,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,509 | $226,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,489 | $225,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,002 | $225,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,712 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,837 | $225,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,480 | $222,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,361 | $222,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,324 | $221,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,358 | $220,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,034 | $219,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $218,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,000 | $218,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,682 | $218,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 828 | $217,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,292 | $217,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,660 | $217,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,273 | $216,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,453 | $215,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,085 | $214,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,017 | $214,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,877 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,281 | $211,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,061 | $210,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,653 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,000 | $210,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,500 | $209,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,506 | $207,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,016 | $206,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 697 | $204,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 923 | $202,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,000 | $202,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,018 | $201,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,749 | $201,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,232 | $201,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,622 | $200,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 156,986 | $193,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 26,500 | $189,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,648 | $183,000 | thousands by filing date | |
| KBS STRATEGIC OPPORTUNITY COM | 48242N106 | REIT | 15,386 | $164,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 500 | $162,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 19,582 | $161,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 47,923 | $158,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,200 | $153,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 59,000 | $148,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $147,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 15,154 | $130,000 | thousands by filing date | |
| HSBC SPX 5-6-20 10 buff | 40435ugs7 | SE | 100,000 | $112,000 | thousands by filing date | |
| JPM SPX 12-21-20 15 buff | 48130u6m2 | SE | 96,000 | $109,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 12,628 | $107,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,400 | $97,000 | thousands by filing date | |
| TD SPX 10-27-20 12.5 buff | 89114qhz4 | SE | 83,000 | $96,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,151 | $89,000 | thousands by filing date | |
| CS SPX 8-10-20 10 buff | 22552fay8 | SE | 73,000 | $80,000 | thousands by filing date | |
| GRUPO FINANCIERO BANORTE | p49501201 | COM | 13,985 | $78,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,454 | $77,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,699 | $73,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 15,438 | $59,000 | thousands by filing date | |
| Progressive Interchange LLC | 742995871 | RE | 50,000 | $50,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 143,022 | $48,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,667 | $46,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $42,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 13,976 | $42,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 300 | $41,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 200 | $36,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 26,000 | $36,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $36,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $35,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,812 | $34,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 10,117 | $32,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 203,500 | $31,000 | thousands by filing date | |
| WFC SPX 11-25-20 12.5 buff | 95001h4y4 | SE | 27,000 | $29,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,285 | $26,000 | thousands by filing date | |
| Australis Capital Inc | 05259r107 | CS | 70,000 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,998 | $19,000 | thousands by filing date | |
| North Bud Farms Inc | 658043104 | CS | 55,000 | $8,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 24,696 | $3,000 | thousands by filing date | |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKLAND TECHNOLOGIESINC COMNE | 570658203 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CENTRAL SILVER MINES INC | 384906202 | CLOSELY HELD ST | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.375 XXXESCROW | 370ESCBT1 | COM | 52,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 21,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pop n Go Inc | 732816103 | CS | 1,847,297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rineon Group Inc | 766795108 | CS | 28,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medient Studios Inc | 58471d109 | CS | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MPTV Inc | 553424409 | CS | 11,129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alyn Corp | 022611107 | CS | 160,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Biomoda Inc- Bankrupt Eff 4/14 | 090627100 | CS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Immune Therapeutics Inc | 45252a107 | CS | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 12/31/49 | 999z85197 | WT | 56,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 7/29/10 | 300990116 | WT | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 8/1/11 | 999z85189 | WT | 28,143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Evergreen Energy Wts. 8/1/11 | 999z85205 | WT | 28,143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040197-20-000003 | this filing | 2020-02-03 | acceptance time not in the bulk data set |