13F-HR filed by ABNER HERRMAN & BROCK LLC
ABNER HERRMAN & BROCK LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-06, with 102 holding rows worth $710,561,000.
- Accession
- 0001038661-21-000004
- Filer
- CIK 1038661
- Filed
- 2021-10-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 127 entries on the cover page, a total value of $710,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $710,322,000 with VALUE read as thousands by filing date, 13F file number 028-06312. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 151,080 | $42,592,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 114,475 | $29,788,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 209,779 | $29,684,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 162,462 | $26,593,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 257,768 | $24,282,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,053 | $24,128,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 68,566 | $23,839,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 156,841 | $21,860,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 182,347 | $21,541,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 209,931 | $20,428,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 61,555 | $20,206,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 70,445 | $20,131,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 84,639 | $17,967,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 173,712 | $17,875,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 77,917 | $17,825,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 109,663 | $16,494,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 79,976 | $15,989,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 39,940 | $15,606,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 152,597 | $15,481,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 84,627 | $15,411,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,766 | $15,410,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 255,322 | $15,018,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,690 | $14,677,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 206,047 | $14,460,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 58,257 | $14,046,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 176,634 | $13,869,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 79,588 | $13,333,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 247,231 | $12,816,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 320,610 | $12,667,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 210,101 | $11,348,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 197,878 | $11,067,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 85,271 | $10,998,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 38,216 | $9,788,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 32,110 | $9,614,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 46,595 | $8,956,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 34,806 | $8,348,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 28,363 | $7,480,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 47,734 | $5,404,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,630 | $5,355,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,488 | $5,256,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 149,247 | $5,098,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,940 | $4,811,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,078 | $4,196,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 105,313 | $3,121,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,174 | $2,670,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,766 | $2,385,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,000 | $2,084,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,450 | $2,020,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 738 | $1,973,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 20,572 | $1,768,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,516 | $1,513,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,412 | $1,301,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,775 | $1,156,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,667 | $1,103,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,282 | $1,063,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,531 | $1,056,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,235 | $1,044,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,750 | $733,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,112 | $713,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,650 | $682,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 205,000 | $676,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,150 | $571,000 | thousands by filing date | |
| GATEWAY A | 367829207 | NTF EQUITY FUNDS | 14,503 | $566,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,717 | $563,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,062 | $537,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,367 | $517,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,654 | $504,000 | thousands by filing date | |
| VANGUARD MID CAP ADM | 922908645 | MFD | 1,626 | $477,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,314 | $465,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 966 | $415,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T306 | CL A NEW | 15,000 | $392,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,565 | $371,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,547 | $368,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,862 | $337,000 | thousands by filing date | |
| BLACKROCK LOW DURATION BOND INSTL | 09260B465 | COM | 33,568 | $326,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,174 | $320,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 743 | $320,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 691 | $311,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,042 | $309,000 | thousands by filing date | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 26,030 | $285,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,298 | $254,000 | thousands by filing date | |
| DCP MIDSTREAM LP-CALLABLE | 23311P209 | Pref | 10,000 | $248,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 920 | $244,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,152 | $237,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,000 | $224,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,763 | $221,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,453 | $221,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,911 | $220,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,500 | $217,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,179 | $215,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,858 | $210,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,029 | $209,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,665 | $201,000 | thousands by filing date | |
| Goldman Sachs TR Abs Rtntrakr I | 38145N220 | Com | 17,007 | $178,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 12,315 | $148,000 | thousands by filing date | |
| Tortoise MLP & Pipeline Fund Institutional Class Fund | 56166y404 | MUT | 12,502 | $143,000 | thousands by filing date | |
| EATON VANCE INC. FD BOSTON-IN | 277907200 | FD | 15,667 | $88,000 | thousands by filing date | |
| PIMCO COMMONREALRETUR | 72201M842 | MUTUAL | 12,396 | $79,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,500 | $14,000 | thousands by filing date | |
| International Paper Company | 88335R101 | Common Stock | 10,000 | $1,000 | thousands by filing date | |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 318,859 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYVATEX OIL CORP | 670794106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001038661-21-000004 | this filing | 2021-10-06 | acceptance time not in the bulk data set |