13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 273 holding rows worth $247,548,000 by the sum of the rows.
- Accession
- 0001037763-15-000003
- Filer
- CIK 1037763
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 247,548 entries on the cover page, a total value of $6,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,548,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $6,001,000, 98% less than the sum of the rows, $247,548,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gilead Sciences,Inc. | 375558103 | COM | 95,251 | $9,353,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 82,075 | $9,053,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 75,618 | $8,779,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 39,446 | $7,559,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 69,865 | $5,819,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 235,850 | $4,200,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,233 | $4,099,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 106,603 | $3,213,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 28,219 | $3,087,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,822 | $2,996,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20,682 | $2,990,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 32,935 | $2,968,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 40,317 | $2,933,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 86,220 | $2,809,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 49,630 | $2,700,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 94,591 | $2,483,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 39,738 | $2,423,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 68,880 | $2,387,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 34,332 | $2,342,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,322 | $2,253,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 25,158 | $2,224,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,120 | $2,143,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51,487 | $2,111,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 56,217 | $2,031,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 63,680 | $2,017,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 26,872 | $1,989,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 35,977 | $1,933,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 22,979 | $1,910,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 33,804 | $1,847,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,076 | $1,745,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,323 | $1,740,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 39,926 | $1,737,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 17,657 | $1,642,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 41,332 | $1,617,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 69,437 | $1,600,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,980 | $1,597,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,760 | $1,558,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 26,507 | $1,507,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,901 | $1,463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 23,195 | $1,461,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,395 | $1,459,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 28,830 | $1,433,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 57,303 | $1,427,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,862 | $1,366,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,241 | $1,360,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,877 | $1,329,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 19,352 | $1,326,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 97,213 | $1,319,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,870 | $1,299,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 132,438 | $1,299,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 87,880 | $1,272,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,578 | $1,267,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,238 | $1,256,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,404 | $1,227,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,637 | $1,223,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,315 | $1,220,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,957 | $1,220,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,023 | $1,216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 18,063 | $1,216,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 63,000 | $1,189,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 33,253 | $1,186,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 11,150 | $1,153,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 14,525 | $1,143,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 70,745 | $1,106,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 20,303 | $1,069,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,672 | $1,058,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,635 | $1,046,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,495 | $1,037,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 17,179 | $1,037,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 32,130 | $1,028,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,637 | $1,014,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 19,382 | $1,011,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 20,920 | $1,004,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,076 | $980,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 24,980 | $955,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,590 | $954,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 35,930 | $937,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,884 | $932,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 40,384 | $915,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,680 | $913,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11,081 | $911,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 39,246 | $910,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,386 | $896,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,270 | $880,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,907 | $858,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 96,695 | $857,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 18,157 | $856,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 23,362 | $846,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,405 | $837,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,705 | $830,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,963 | $821,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,773 | $818,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 18,595 | $814,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,839 | $797,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 10,980 | $794,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 42,985 | $785,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 15,368 | $783,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 77,265 | $781,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 53,224 | $776,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,715 | $770,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,188 | $752,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,712 | $739,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 16,030 | $733,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,075 | $726,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,100 | $719,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 69,262 | $719,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,962 | $705,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,000 | $697,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,730 | $681,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,613 | $681,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 43,350 | $678,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 13,985 | $674,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,427 | $666,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,774 | $656,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,849 | $655,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,485 | $645,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,708 | $634,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 13,950 | $634,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,690 | $627,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,820 | $615,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,460 | $609,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,137 | $607,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,635 | $605,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,893 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 20,825 | $596,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 24,535 | $593,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,892 | $589,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 16,200 | $584,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,420 | $580,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,917 | $579,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 19,759 | $579,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,350 | $567,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,622 | $564,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,400 | $556,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,897 | $542,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,850 | $541,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 18,104 | $524,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,998 | $519,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 12,100 | $511,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,680 | $509,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 30,815 | $508,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,050 | $504,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,127 | $499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,872 | $493,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,770 | $487,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,818 | $482,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 128,000 | $479,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,953 | $478,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,900 | $478,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 13,158 | $473,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,029 | $471,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,897 | $470,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,000 | $455,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,864 | $446,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,136 | $445,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 35,393 | $442,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,500 | $437,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 22,810 | $431,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,700 | $430,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,423 | $427,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 68,948 | $425,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,904 | $424,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,100 | $418,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 75,475 | $414,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,880 | $410,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,331 | $408,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,307 | $405,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,051 | $405,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,240 | $405,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,950 | $404,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,390 | $398,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 9,308 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,725 | $383,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 37,800 | $380,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,935 | $378,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 15,500 | $375,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 6,291 | $365,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,005 | $363,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,330 | $363,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,957 | $358,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,448 | $352,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 52,000 | $352,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,114 | $351,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 6,174 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,152 | $345,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,720 | $342,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 6,950 | $341,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,925 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,300 | $334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,850 | $333,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,400 | $331,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,000 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,045 | $324,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,587 | $324,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,153 | $321,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,505 | $320,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,585 | $316,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,410 | $315,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 13,245 | $313,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,050 | $306,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,440 | $306,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,978 | $294,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,777 | $294,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,990 | $294,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,350 | $293,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,940 | $288,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,025 | $287,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,598 | $284,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,525 | $284,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,160 | $283,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,270 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,428 | $276,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 525 | $269,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,568 | $265,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,181 | $265,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9,596 | $263,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,225 | $259,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,060 | $255,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,940 | $252,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,367 | $251,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 12,660 | $251,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,775 | $248,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,681 | $244,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,750 | $244,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,770 | $244,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 27,452 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,203 | $241,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,800 | $241,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,900 | $236,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,481 | $235,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,955 | $235,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,550 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,305 | $232,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,800 | $231,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,252 | $230,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 10,130 | $230,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,790 | $228,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,353 | $226,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,650 | $225,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,300 | $223,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,342 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,590 | $223,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,847 | $219,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,831 | $217,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,400 | $213,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,446 | $213,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 850 | $213,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 31,500 | $211,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 170 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,796 | $209,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,815 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,111 | $205,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,800 | $203,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,200 | $202,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 3,890 | $200,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,200 | $200,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 18,902 | $195,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 30,000 | $194,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,700 | $171,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 13,950 | $164,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 27,000 | $143,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,322 | $133,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,665 | $122,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,000 | $101,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,000 | $100,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,989 | $85,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,000 | $81,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,010 | $60,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,485 | $57,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 125,000 | $35,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,800 | $32,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 10,844 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037763-15-000003 | this filing | 2015-11-16 | acceptance time not in the bulk data set |