13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-18, with 999 holding rows worth $315,947,000.
- Accession
- 0001037763-15-000002
- Filer
- CIK 1037763
- Filed
- 2015-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,112 entries on the cover page, a total value of $315,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,945,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED EDISON INC | 209115104 | COM | 900 | $55,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 500 | $55,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $55,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 530 | $54,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,680 | $54,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,253 | $53,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,250 | $53,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,070 | $53,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,500 | $53,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,500 | $53,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 3,600 | $53,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,054 | $52,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 924 | $52,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,009 | $52,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,900 | $52,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,426 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,850 | $51,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,000 | $51,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 507 | $50,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 725 | $50,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 400 | $50,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 550 | $50,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 281 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 318 | $49,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 678 | $49,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 778 | $48,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,000 | $48,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,450 | $48,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 909 | $47,000 | thousands by filing date | |
| Autoliv Inc | 52800109 | Equities | 400 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 729 | $46,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $46,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 763 | $46,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 565 | $45,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,000 | $45,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,187 | $45,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 981 | $45,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 800 | $45,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,000 | $45,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,426 | $45,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 625 | $45,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 900 | $44,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,057 | $44,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,660 | $44,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 900 | $44,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,725 | $44,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 800 | $44,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 800 | $44,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 500 | $44,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 885 | $43,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 2,000 | $43,000 | thousands by filing date | |
| MAGNUM HUN RE 10.25% | 55973B201 | PREFERR | 2,000 | $43,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 867 | $42,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 614 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,500 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 340 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,300 | $42,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,700 | $42,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,000 | $42,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 390 | $41,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,261 | $41,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,964 | $41,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,092 | $41,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,500 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 725 | $41,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 3,600 | $40,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 845 | $40,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 360 | $39,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,650 | $39,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 466 | $39,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 350 | $39,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,200 | $38,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 300 | $38,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $38,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,500 | $38,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 574 | $37,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,000 | $37,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 100 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 5,300 | $37,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 700 | $36,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 634 | $36,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 600 | $36,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 750 | $36,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,258 | $36,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 600 | $35,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 700 | $35,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,468 | $35,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,098 | $35,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,000 | $35,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,800 | $35,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,416 | $35,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 279 | $34,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 459 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 700 | $34,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 2,000 | $34,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 5,600 | $34,000 | thousands by filing date | |
| Blackrock Global Fltg Rt | 91941104 | COM | 2,560 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 345 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 318 | $33,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 145 | $33,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 806 | $33,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,688 | $33,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 2,000 | $33,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,500 | $33,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,000 | $33,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 350 | $32,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $32,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,000 | $32,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,299 | $32,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 1,087 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 274 | $31,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,450 | $31,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,400 | $31,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $31,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 1,125 | $31,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 400 | $30,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,500 | $30,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 332 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 990 | $30,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 903 | $30,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 700 | $30,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,835 | $30,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 506 | $29,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 655 | $29,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400 | $29,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 400 | $29,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 600 | $29,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,127 | $29,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 300 | $28,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 808 | $28,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 932 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,275 | $28,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 375 | $28,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 200 | $28,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 327 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 250 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 500 | $27,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,000 | $27,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,000 | $27,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 432 | $26,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 588 | $26,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,000 | $26,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 600 | $26,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,500 | $26,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,000 | $26,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 1,140 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $26,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,825 | $26,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 639 | $25,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 225 | $25,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 850 | $25,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,000 | $25,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 300 | $25,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,850 | $25,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 275 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 70 | $24,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 600 | $24,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,500 | $24,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $24,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,000 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,146 | $24,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 100 | $24,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,000 | $24,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,675 | $24,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 500 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288620 | SHS | 200 | $23,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 300 | $23,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 370 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 159 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 103 | $23,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 500 | $23,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,150 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 481 | $23,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 80 | $22,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 450 | $22,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,500 | $22,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $22,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,500 | $22,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 350 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Netflix, Inc | 64110L106 | COM | 50 | $21,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 340 | $21,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 874 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 343 | $21,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 200 | $21,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 310 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 600 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 800 | $21,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,974 | $21,000 | thousands by filing date | |
| Australia & New Zealand Banking ADS | 52528304 | ADR | 750 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 300 | $20,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 200 | $20,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 622 | $20,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,700 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 250 | $20,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,753 | $20,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,300 | $20,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,500 | $20,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 160 | $19,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $19,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 320 | $19,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 350 | $19,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 150 | $19,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $19,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 175 | $19,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 580 | $19,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,000 | $19,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 800 | $19,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,325 | $19,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 790 | $19,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 211 | $19,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $18,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 600 | $18,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 400 | $18,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 218 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 171 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 300 | $18,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 600 | $18,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 675 | $18,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,300 | $18,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 850 | $18,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 250 | $18,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $18,000 | thousands by filing date | |
| BANK OF HAWAII | 62540109 | COM | 300 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares MBS ETF | 464288588 | SHS | 155 | $17,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 95 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 102 | $17,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $17,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 980 | $17,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $17,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 225 | $17,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,121 | $17,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,357 | $17,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 200 | $17,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,750 | $17,000 | thousands by filing date | |
| Atmel Corp. | 49513104 | COM | 2,010 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BP Prudhoe Royalty Trust | 55630107 | COM | 300 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 182 | $16,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 125 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $16,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $16,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 313 | $16,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,005 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 300 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 5,000 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 400 | $16,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 118 | $15,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 202 | $15,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 425 | $15,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 180 | $15,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $15,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 235 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,025 | $15,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $15,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 700 | $15,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 500 | $14,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $14,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 194 | $14,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,295 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 146 | $14,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 568 | $14,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 500 | $14,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,000 | $14,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,000 | $14,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 880 | $14,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 600 | $14,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 265 | $13,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 200 | $13,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,200 | $13,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $13,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 273 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 256 | $13,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 267 | $13,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 500 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 600 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 600 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 600 | $13,000 | thousands by filing date | |
| BlackRock Kelso Capital Corp | 92533108 | CS | 1,395 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $12,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $12,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 800 | $12,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,500 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 242 | $12,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $12,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $12,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 700 | $12,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 600 | $12,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 104 | $11,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 125 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 250 | $11,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 400 | $11,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 574 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 400 | $11,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 100 | $10,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 71 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 186 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 155 | $10,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,000 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 188 | $10,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 300 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 420 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 143 | $10,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 425 | $10,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 437 | $10,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,073 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 163 | $9,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 225 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $9,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 200 | $9,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 600 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 68 | $8,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 203 | $8,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 170 | $8,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 399 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 192 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 60 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 148 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 827 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,500 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 125 | $8,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 212 | $8,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 375 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 215 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 150 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 65 | $7,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 47 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 92 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 60 | $7,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 150 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 400 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 301 | $7,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 90 | $7,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 552 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 198 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 79 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $7,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $7,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 500 | $7,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 500 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $7,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,000 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 300 | $7,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 700 | $7,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 500 | $7,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 863 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 150 | $6,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 125 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 380 | $6,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 70 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 105 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 600 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 350 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 130 | $6,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 292 | $6,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 146 | $6,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,308 | $6,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 50 | $6,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 200 | $6,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 492 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 110 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,000 | $6,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,500 | $6,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,300 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 101 | $5,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 50 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 55 | $5,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 151 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 350 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 250 | $5,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 395 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $5,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 55 | $5,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 50 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 300 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 225 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 110 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 234 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 597 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,500 | $5,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 300 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,000 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 200 | $5,000 | thousands by filing date | |
| CAMBRIDGE INDUSTRIAL TRUST UNITS REIT | Y1082Q104 | REITs | 10,000 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 108 | $4,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 62 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 76 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 60 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 100 | $4,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,126 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 200 | $4,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $4,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 265 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 74 | $4,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 140 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 35 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 59 | $3,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 700 | $3,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $3,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,345 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 97 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $3,000 | thousands by filing date | |
| TREASURE ISLAND ROYALTY TRUST | 894626209 | COMMON | 100,000 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 100 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $2,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 53 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 22 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 147 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 150 | $2,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 40 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 280 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 153 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 166 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 41 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 200 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 89 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 44 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 13 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 97 | $2,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 101 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,000 | $2,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 72 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 250 | $2,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 17 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 250 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 8 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 50 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 163 | $1,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 81 | $1,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 42 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 33 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 40 | $1,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 100 | $1,000 | thousands by filing date | |
| GROWLIFE INC COM | 39985X104 | Stock | 20,000 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTERWALL INC | 690070107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENOM INC COM NEW | 817337405 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIONABLE INC COM STK | 684006109 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Domark Intl | 257055103 | Com | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDAHO NAT RES CORPORATION | 451353106 | Ordinary Shares | 2,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHRACITE CAP INCORPORATED REIT | 37023108 | REITs | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| INVESTIGATIVE SVCS AGYS INCORPORATED | 46130J104 | Common | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037763-15-000002 | this filing | 2015-05-18 | acceptance time not in the bulk data set |