13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 1,026 holding rows worth $311,383,000.
- Accession
- 0001037763-15-000001
- Filer
- CIK 1037763
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,132 entries on the cover page, a total value of $311,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,383,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gilead Sciences,Inc. | 375558103 | COM | 101,277 | $9,547,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 74,875 | $8,941,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 80,747 | $8,752,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,815 | $8,037,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 71,041 | $6,365,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 245,005 | $4,606,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 200,867 | $4,547,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 74,528 | $4,400,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 109,101 | $3,959,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 29,138 | $3,471,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 43,342 | $3,441,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 73,987 | $3,326,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 43,831 | $3,257,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,834 | $3,235,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 44,446 | $3,176,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 42,201 | $3,074,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,947 | $2,984,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 34,475 | $2,970,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 209,221 | $2,953,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 70,810 | $2,946,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 55,967 | $2,839,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 30,127 | $2,666,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 35,562 | $2,664,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 29,469 | $2,618,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 28,152 | $2,576,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 71,005 | $2,564,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 79,220 | $2,518,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,670 | $2,121,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 128,847 | $1,997,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,893 | $1,993,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 72,850 | $1,903,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,749 | $1,866,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 53,385 | $1,806,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,510 | $1,777,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 18,103 | $1,731,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 51,318 | $1,716,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 70,737 | $1,700,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 24,990 | $1,685,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,900 | $1,667,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 31,926 | $1,660,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,674 | $1,659,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 42,665 | $1,629,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 75,300 | $1,616,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,749 | $1,578,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,323 | $1,548,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,348 | $1,521,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 19,660 | $1,454,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,662 | $1,431,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 13,487 | $1,419,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 168,000 | $1,416,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,338 | $1,411,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,410 | $1,403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,773 | $1,402,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 16,651 | $1,374,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 35,588 | $1,374,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 54,213 | $1,370,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,999 | $1,318,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 11,400 | $1,310,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 132,438 | $1,278,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,151 | $1,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 16,883 | $1,252,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,808 | $1,230,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,133 | $1,230,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,054 | $1,205,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,187 | $1,194,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 20,302 | $1,190,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,622 | $1,186,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 77,255 | $1,150,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,195 | $1,146,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 38,383 | $1,142,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 11,605 | $1,137,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,014 | $1,112,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 40,898 | $1,108,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 31,380 | $1,083,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 31,630 | $1,083,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,578 | $1,077,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,223 | $1,069,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,308 | $1,067,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 39,582 | $1,058,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 18,000 | $1,056,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,746 | $1,046,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,053 | $1,021,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 81,583 | $1,016,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,770 | $1,014,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 24,963 | $1,013,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,144 | $986,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 17,760 | $976,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 12,530 | $949,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,388 | $942,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 63,130 | $927,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 20,510 | $898,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 56,050 | $880,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 16,328 | $879,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 94,643 | $879,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 12,081 | $878,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,264 | $875,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 7,873 | $869,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAKER HUGHES INC | 057224107 | COM | 15,385 | $863,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,925 | $855,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,162 | $847,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,989 | $846,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 32,834 | $841,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 68,775 | $828,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,730 | $821,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,408 | $796,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,375 | $792,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 15,625 | $790,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 94,657 | $776,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,863 | $769,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,407 | $752,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15,217 | $746,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,873 | $745,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 31,810 | $729,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 17,355 | $727,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 81,972 | $722,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,887 | $719,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,210 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,900 | $717,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,700 | $712,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,720 | $703,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,385 | $703,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,586 | $690,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,489 | $688,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,610 | $659,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 32,465 | $659,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,382 | $647,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,138 | $647,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,184 | $642,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,304 | $640,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 21,332 | $640,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 6,951 | $633,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 42,550 | $622,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 15,961 | $619,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 12,280 | $616,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 31,939 | $602,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,000 | $601,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,227 | $590,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,572 | $590,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 23,220 | $585,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,295 | $584,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 48,831 | $579,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,000 | $578,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 28,380 | $578,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 56,300 | $570,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,465 | $569,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,200 | $560,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 12,100 | $558,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,663 | $549,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,230 | $537,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 71,825 | $533,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,515 | $528,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,570 | $502,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 124,396 | $502,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 13,403 | $494,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,420 | $491,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 33,338 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,721 | $483,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,972 | $478,000 | thousands by filing date | |
| MISSOURI ST ENVIRONMENTAL IMPT & ENERGY RES AUTH WTR POLLUTN CTL & DRINKING WTR | 60636PFC9 | Municipal Bonds | 415,000 | $477,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,690 | $476,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,621 | $468,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,897 | $465,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,444 | $460,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,823 | $459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,455 | $449,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,700 | $436,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,500 | $434,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,127 | $433,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,581 | $432,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 6,174 | $425,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 15,500 | $417,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,575 | $414,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,635 | $409,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,225 | $409,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,600 | $402,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,403 | $395,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,401 | $393,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 87,600 | $391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,031 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,377 | $388,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,630 | $382,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,390 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,054 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,685 | $374,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,590 | $366,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,505 | $361,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,619 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,225 | $354,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,300 | $345,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,095 | $343,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $339,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,365 | $338,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,400 | $328,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 18,050 | $327,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,528 | $324,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,780 | $321,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,474 | $319,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,310 | $314,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 13,245 | $314,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,335 | $312,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,770 | $309,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,310 | $307,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,420 | $303,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,716 | $302,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,360 | $300,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,170 | $298,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,800 | $296,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,045 | $285,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,500 | $284,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,000 | $284,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,950 | $284,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,446 | $281,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,723 | $281,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,245 | $276,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9,806 | $276,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,853 | $275,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,465 | $275,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,825 | $273,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,625 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,375 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,040 | $264,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,330 | $263,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,170 | $261,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,750 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,065 | $261,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 725 | $259,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,250 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,260 | $257,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,697 | $257,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,140 | $256,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,200 | $255,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 6,000 | $255,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,375 | $253,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,795 | $251,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,350 | $251,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,664 | $250,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,481 | $248,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,188 | $248,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,530 | $247,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,300 | $246,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,038 | $243,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 32,275 | $243,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 18,902 | $243,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,650 | $239,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,177 | $239,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,923 | $230,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,981 | $229,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 870 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,069 | $228,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 11,550 | $227,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,200 | $225,000 | thousands by filing date | |
| TYLER TX JR COLLEGE DIST, MAINTENANCE TAX NTS | 902299AK2 | Municipal Bonds | 200,000 | $221,000 | thousands by filing date | |
| SALEM ORE, GO BDS | 794454S66 | Municipal Bonds | 200,000 | $216,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,800 | $215,000 | thousands by filing date | |
| JACKSON CNTY MO SPL OBLIG, REF BDS, TRUMAN MED CTR | 467578FX3 | Municipal Bonds | 200,000 | $213,000 | thousands by filing date | |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV AND | 254845GW4 | Municipal Bonds | 200,000 | $212,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,414 | $211,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,200 | $208,000 | thousands by filing date | |
| MASSACHUSETTS ST SCH BLDG AUTH DEDICATED SALES TAX REV, DEDICATED SALES TAX | 576000AV5 | Municipal Bonds | 200,000 | $206,000 | thousands by filing date | |
| 38259p508 | COM | 380 | $202,000 | thousands by filing date | ||
| KATY TX INDPT SCH DIST, GENL OBLIG REF BDS | 486063BZ2 | Municipal Bonds | 200,000 | $201,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,900 | $200,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,440 | $198,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,550 | $196,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,260 | $196,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,618 | $195,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 170 | $194,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,497 | $193,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,025 | $193,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,011 | $193,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,061 | $193,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,557 | $191,000 | thousands by filing date | |
| FAIRFAX CNTY VA, PUB IMPT BDS | 3038208K3 | General Obligations - non-taxable | 160,000 | $191,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,355 | $188,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,147 | $186,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,600 | $185,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,925 | $185,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,650 | $184,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,100 | $184,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,256 | $179,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,903 | $178,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,220 | $176,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,407 | $176,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,470 | $176,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,850 | $176,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 2,624 | $175,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 330 | $174,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,657 | $173,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 900 | $173,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,600 | $173,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,600 | $169,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,000 | $169,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,000 | $168,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,558 | $168,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,404 | $168,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,297 | $165,000 | thousands by filing date | |
| NEW YORK ST LOC GOVT ASSISTANCE CORP, REF BDS | 649876JN0 | Municipal Bonds | 150,000 | $161,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,400 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,240 | $160,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,232 | $159,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,450 | $158,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 14,035 | $158,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,597 | $156,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,175 | $155,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,000 | $154,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 16,787 | $153,000 | thousands by filing date | |
| CONNECTICUT ST HEALTH & EDL FACILITIES AUTH REV, REV BDS, ASCENSION HEALTH | 20774YEK9 | Municipal Bonds | 150,000 | $153,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,360 | $150,000 | thousands by filing date | |
| WPPI ENERGY WI PWR SUPPLY SYS REV, REV BDS | 92937NAC8 | Municipal Bonds | 140,000 | $150,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,025 | $149,000 | thousands by filing date | |
| MARYLAND ST, GO BDS | 574193EJ3 | Municipal Bonds | 140,000 | $148,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,349 | $143,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,400 | $141,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 21,060 | $141,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,203 | $140,000 | thousands by filing date | |
| ALBUQUERQUE NM MUN SCH DIST NO 012, GO REF BDS | 013595RL9 | Municipal Bonds | 120,000 | $140,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,526 | $138,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,852 | $138,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,775 | $137,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,056 | $136,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,080 | $136,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,050 | $136,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 595 | $136,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 900 | $135,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,172 | $134,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,240 | $133,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,850 | $133,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 422 | $131,000 | thousands by filing date | |
| MARYLAND ST DEPT TRANSN CONS TRANSN, CONS TRANSN BDS | 574204SR5 | Municipal Bonds | 125,000 | $131,000 | thousands by filing date | |
| TEXAS ST DEPT HSG & CMNTY AFFAIRS RESIDENTIAL MTG REV, MTG REV BDS | 882750LG5 | Municipal Bonds | 130,000 | $130,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,130 | $128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 4,945 | $128,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,544 | $126,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,969 | $125,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,349 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,745 | $123,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 11,404 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JARDEN CORP | 471109108 | COM | 2,558 | $122,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,950 | $119,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,966 | $119,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,330 | $118,000 | thousands by filing date | |
| OHIO ST TPKE COMMN TPKE REV, REF REV BDS | 67760HCD1 | Municipal Bonds | 100,000 | $116,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 5,410 | $114,000 | thousands by filing date | |
| TARRANT CNTY TX CULTURAL ED FACILITIES FIN CORP HOSP REV, HOSP REV BDS, | 87638QFV6 | Municipal Bonds | 110,000 | $114,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,000 | $113,000 | thousands by filing date | |
| PHILADELPHIA PA SCH DIST, PHILADELPHIA PENNSYLVANIA SCH DIST GO BDS | 717883HB1 | Municipal Bonds | 100,000 | $113,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 975 | $112,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,433 | $112,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,825 | $111,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,900 | $110,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,180 | $110,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 3,300 | $110,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,550 | $108,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,800 | $107,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,000 | $107,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,900 | $106,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,300 | $106,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 800 | $105,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 630 | $105,000 | thousands by filing date | |
| GATX FINANCIAL CORPORATION | 36804PAK2 | Corporate Bonds | 100,000 | $105,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,025 | $104,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 1,263 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSTATE CORP | 20002101 | OPTION | 1,482 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,273 | $103,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 6,500 | $103,000 | thousands by filing date | |
| DENVER CO CONVENTION CTR HOTEL AUTH REV, SR REV REF BDS | 249189CE9 | Municipal Bonds | 100,000 | $103,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,850 | $101,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,650 | $101,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,500 | $101,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,000 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,510 | $101,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 4,000 | $101,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,500 | $100,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 4,256 | $100,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 3,658 | $100,000 | thousands by filing date | |
| BLACKROCK CORE BD TR SHS BEN INT | 9249E101 | Equity | 7,613 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,250 | $99,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,580 | $99,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 6,971 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,225 | $98,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,530 | $97,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,600 | $96,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 697 | $96,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,250 | $96,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,418 | $95,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,650 | $95,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,058 | $94,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,600 | $94,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,973 | $94,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 5,200 | $94,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,165 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 761 | $93,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,400 | $93,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,439 | $93,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,083 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 925 | $90,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 125,000 | $89,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,500 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,150 | $88,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,557 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 530 | $87,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,000 | $85,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 700 | $83,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 549 | $82,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 600 | $82,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,356 | $81,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,053 | $81,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,000 | $81,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,445 | $80,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 800 | $80,000 | thousands by filing date | |
| HONOLULU HI CITY & CNTY, GO BDS | 438670XW6 | Municipal Bonds | 70,000 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,510 | $79,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,850 | $79,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,400 | $79,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,540 | $79,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,012 | $78,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,142 | $78,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,346 | $77,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 700 | $76,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,105 | $76,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,000 | $76,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,433 | $76,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,073 | $75,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 5,860 | $75,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,031 | $74,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 558 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,580 | $74,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 925 | $74,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,301 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 939 | $73,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,593 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 3,118 | $73,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,500 | $72,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,600 | $72,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,500 | $71,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,284 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 400 | $71,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 637 | $71,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,000 | $71,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 950 | $70,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 4,224 | $70,000 | thousands by filing date | |
| HSBC USA INC SERIES G ADJ RATE | 40428H888 | PREFERRED STOCK | 3,000 | $70,000 | thousands by filing date | |
| Golman Sachs Group Inc (38141geu4) | 38141GEU4 | BOND | 65,000 | $70,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,000 | $69,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 950 | $69,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,682 | $68,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,600 | $67,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 450 | $67,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,900 | $67,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $66,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,300 | $66,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,479 | $66,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,400 | $65,000 | thousands by filing date | |
| MAINSTAY MARKETFIELD FD CL I | 56064B852 | Equity Mutual Fu | 4,019 | $65,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 600 | $64,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,692 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WP CAREY INC COM | 92936U109 | REIT | 900 | $63,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 500 | $63,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,800 | $63,000 | thousands by filing date | |
| DUKE POWER COMPANY, LLC | 264399DK9 | Corporate Bonds | 50,000 | $63,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,217 | $62,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 200 | $62,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,895 | $62,000 | thousands by filing date | |
| BARBERS HILL TX INDPT SCH DIST, ULTD TAX BDS | 067167UA2 | Municipal Bonds | 60,000 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 789 | $61,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,404 | $61,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 800 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANALOG DEVICES INC | 32654105 | COMMON | 1,102 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CELGENE CORP | 151020104 | COM | 540 | $60,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,309 | $60,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 600 | $59,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 900 | $59,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 375 | $59,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 401 | $59,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,705 | $59,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 522 | $59,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 780 | $59,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 1,300 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,100 | $58,000 | thousands by filing date | |
| HAWAII ST, GO BDS | 419787EY8 | Municipal Bonds | 50,000 | $58,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,900 | $57,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 350 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 680 | $57,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,600 | $57,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 900 | $57,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 06051GET2 | CORPORATE BONDS | 57,000 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,635 | $56,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,150 | $56,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,400 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,850 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 919 | $55,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 683 | $55,000 | thousands by filing date | |
| ROHM AND HAAS COMPANY | 775371AV9 | Corporate Bonds | 50,000 | $55,000 | thousands by filing date | |
| EMBRAER OVERSEAS LMITED | 29081YAC0 | Corporate Bonds | 50,000 | $55,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $54,000 | thousands by filing date | |
| HAWAII ST DEPT HAWAIIAN HOME LDS REV, REV BDS | 41980PBG6 | Municipal Bonds | 50,000 | $54,000 | thousands by filing date | |
| AMERICAN EXPRESS COMPANY | 025816AW9 | Corporate Bonds | 50,000 | $54,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP SENIOR NOTE M/W | 165167BS5 | SENIOR NOTE M/W | 50,000 | $53,000 | thousands by filing date | |
| MERIDEN CONN, GO BDS, BUILD AMERICA BONDS DIRECT PAY | 589535N25 | Municipal Bonds | 50,000 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,482 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037763-15-000001 | this filing | 2015-02-12 | acceptance time not in the bulk data set |