13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 736 holding rows worth $243,774,000.
- Accession
- 0001037763-13-000003
- Filer
- CIK 1037763
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 737 entries on the cover page, a total value of $243,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,774,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 300 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 271 | $20,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,161 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 800 | $20,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 380 | $19,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 250 | $19,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 225 | $19,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,500 | $19,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 500 | $19,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 367 | $19,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 600 | $19,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 400 | $19,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 491 | $18,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $18,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,000 | $18,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,300 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 300 | $18,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 500 | $18,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 575 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 352 | $17,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 450 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,200 | $17,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 700 | $17,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 160 | $16,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 200 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 380 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 150 | $16,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 250 | $16,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $16,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 700 | $16,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 900 | $16,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,500 | $16,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,000 | $15,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 289 | $15,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $15,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 540 | $15,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 335 | $15,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 600 | $15,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,000 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 174 | $14,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 500 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 102 | $14,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,400 | $14,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,500 | $14,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 127 | $13,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 118 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $13,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 300 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $13,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 226 | $13,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 250 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,025 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 125 | $13,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,000 | $13,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 250 | $13,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 265 | $12,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 300 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,200 | $12,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $12,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $12,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 517 | $12,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 844 | $12,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $12,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 200 | $12,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,000 | $12,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 153 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 100 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 115 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,500 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 190 | $11,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 200 | $11,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $11,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 313 | $11,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 132 | $11,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,500 | $11,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 256 | $10,000 | thousands by filing date | |
| VTI | 922908769 | COM | 111 | $10,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $10,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $10,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 500 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 200 | $10,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 276 | $9,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 502 | $9,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $9,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $9,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 150 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 144 | $9,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 700 | $9,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 79 | $9,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 249 | $9,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 575 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 186 | $8,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 180 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 60 | $8,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 650 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 151 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 827 | $8,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 400 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 125 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 350 | $8,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 350 | $8,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 475 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 163 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,500 | $7,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 188 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 300 | $7,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 740 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,625 | $7,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,500 | $7,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 425 | $7,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 162 | $7,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,000 | $7,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 106 | $6,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,500 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 130 | $6,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 132 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 312 | $6,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 250 | $6,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 150 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 368 | $6,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,500 | $6,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 375 | $6,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 500 | $6,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,500 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 84 | $5,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 100 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 116 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 112 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 70 | $5,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 395 | $5,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 127 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 484 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 200 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,526 | $5,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 290 | $5,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 50 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 100 | $5,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,000 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 144 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,200 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 250 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 130 | $4,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 200 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100 | $4,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,500 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,050 | $4,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 1,000 | $4,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 1,053 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 85 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 25 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 150 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40 | $3,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 153 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 99 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 166 | $3,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 50 | $3,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 380 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 200 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 100 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 100 | $3,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 50 | $3,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 40 | $3,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 1,500 | $3,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,040 | $3,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 100 | $3,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 127 | $3,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 140 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 20 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 60 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 20 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 18 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 40 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 2,500 | $2,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 100 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 280 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 89 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $2,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 100 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 5,000 | $2,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 900 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 93 | $2,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 100 | $2,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 71 | $2,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 200 | $2,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 100 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 100 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 250 | $2,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 17 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 100 | $1,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 37 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15 | $1,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 100 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 60 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,000 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 40 | $1,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 100 | $1,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 600 | $1,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 68 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 16 | $1,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 200 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 100 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 300 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 700 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM RADIO INC | 82967N108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGILITY HLDGS INC | 29285W104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENOM INC COM NEW | 817337405 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037763-13-000003 | this filing | 2013-11-14 | acceptance time not in the bulk data set |