13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 3,394 holding rows worth $118,144,686,000.
- Accession
- 0001037389-19-000272
- Filer
- CIK 1037389
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,394 entries on the cover page, a total value of $118,144,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,144,703,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 37,100 | $338,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 60,894 | $337,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 807,607 | $335,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 32,500 | $334,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 32,300 | $334,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 29,200 | $334,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 23,652 | $333,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 13,000 | $332,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 127,579 | $330,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 17,702 | $330,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 56,100 | $327,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,900 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,300 | $325,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 187,627 | $325,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 916,371 | $325,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 8,100 | $324,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,100 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,800 | $317,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,060 | $317,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 21,659 | $316,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 13,700 | $316,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 622,920 | $316,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 137,484 | $316,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 126,404 | $315,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,800 | $313,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 307,016 | $310,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 91,569 | $309,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 88,200 | $308,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 18,200 | $307,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 22,200 | $306,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 50,938 | $306,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 56,219 | $306,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,600 | $305,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 6,400 | $303,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 133,314 | $303,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 52,400 | $302,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 12,620 | $301,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 18,806 | $301,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 38,400 | $300,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,093 | $297,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 11,200 | $296,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,499 | $295,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,400 | $295,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 216,502 | $295,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 406,693 | $293,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,404 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,300 | $291,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 18,245 | $290,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 27,053 | $289,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,249 | $288,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 401,123 | $288,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 27,500 | $288,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9,100 | $285,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 165,121 | $284,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 40,400 | $283,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 8,200 | $281,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 75,654 | $280,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 165,062 | $279,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 134,900 | $277,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 24,800 | $275,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 17,500 | $273,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 82,100 | $270,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 57,177 | $269,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 10,600 | $269,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,859 | $268,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 46,474 | $268,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,100 | $267,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 3,200 | $267,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,666 | $265,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 80,700 | $265,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,400 | $263,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 89,106 | $262,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 65,700 | $261,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 119,200 | $261,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 19,600 | $260,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 168,312 | $257,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 68,093 | $257,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,200 | $256,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 269,691 | $256,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 386,258 | $256,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,300 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,900 | $254,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,800 | $253,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 38,040 | $253,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,467 | $252,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 8,100 | $249,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 176,619 | $249,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 700 | $247,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 38,438 | $247,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,400 | $243,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,100 | $243,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 23,600 | $242,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 481,354 | $241,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 75,150 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,400 | $238,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 382,236 | $237,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 6,300 | $236,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 469,618 | $236,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 156,372 | $235,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,600 | $234,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 56,200 | $234,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 318,400 | $232,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 135,630 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,000 | $231,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,700 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,800 | $231,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 81,200 | $230,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 80,761 | $229,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 15,209 | $229,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 501,516 | $228,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 340,248 | $228,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 16,900 | $227,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,900 | $226,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 51,900 | $226,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 427,617 | $226,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 87,246 | $225,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 109,104 | $224,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 82,495 | $224,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 19,028 | $221,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 38,930 | $220,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 42,010 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,500 | $218,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 208,813 | $218,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,600 | $217,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 16,900 | $217,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 112,697 | $214,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 347,574 | $212,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 250,415 | $210,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,319 | $206,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 13,700 | $206,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 69,298 | $206,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 5,900 | $205,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 25,600 | $205,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 28,300 | $205,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 27,000 | $205,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,000 | $204,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,386 | $204,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 39,920 | $204,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,100 | $203,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,956 | $203,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,547 | $203,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 22,628 | $203,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 11,987 | $203,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 12,100 | $202,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 112,106 | $201,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,100 | $200,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 29,900 | $200,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 8,204 | $200,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 13,788 | $200,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 767,422 | $200,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 135,062 | $199,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 15,500 | $198,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 24,869 | $198,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 101,151 | $197,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 82,817 | $196,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 36,204 | $196,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 14,638 | $195,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,900 | $194,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 57,529 | $193,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 38,504 | $192,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 58,600 | $192,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 326,307 | $191,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 30,600 | $190,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 97,400 | $189,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 586,659 | $188,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 61,119 | $186,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,573 | $185,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 123,644 | $185,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 200,117 | $185,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 374,720 | $183,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 91,679 | $181,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 37,705 | $179,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,156 | $179,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 731,457 | $179,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 95,884 | $177,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 11,653 | $177,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 155,800 | $176,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 491,610 | $176,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,806 | $175,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 60,199 | $174,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 12,400 | $174,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 208,420 | $173,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 23,775 | $172,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 43,427 | $170,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 85,526 | $170,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14,802 | $168,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 67,656 | $168,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 21,200 | $166,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 212,601 | $166,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R500 | COM | 98,686 | $165,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 28,400 | $164,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 71,700 | $164,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 69,640 | $164,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 48,908 | $163,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 264,379 | $163,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 24,986 | $161,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,200 | $160,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 86,000 | $159,000 | thousands by filing date | |
| HUITAO TECHNOLOGY CO LTD | G4645B101 | SHS | 70,636 | $159,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 39,900 | $157,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 58,100 | $157,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 84,472 | $156,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,300 | $155,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 128,808 | $155,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 65,320 | $153,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 100,418 | $153,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 41,806 | $152,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 40,513 | $150,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 18,094 | $150,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 21,219 | $149,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 203,711 | $149,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 53,300 | $148,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 10,662 | $147,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 16,092 | $145,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 68,644 | $143,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 416,838 | $142,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 50,238 | $141,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,800 | $141,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 185,154 | $141,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 35,000 | $138,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 97,640 | $137,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 54,176 | $137,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 37,900 | $135,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 278,908 | $135,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 185,294 | $132,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 59,095 | $132,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,300 | $130,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 16,500 | $130,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 20,000 | $130,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 34,325 | $129,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 366,112 | $128,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 19,800 | $125,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 41,400 | $125,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 64,988 | $125,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,362 | $123,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 10,554 | $123,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 310,885 | $123,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 19,078 | $121,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 372,426 | $120,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 13,800 | $119,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 57,841 | $119,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 34,731 | $119,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 43,303 | $119,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 104,700 | $118,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 16,694 | $118,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,200 | $116,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 130,459 | $116,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 80,873 | $116,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 500,573 | $115,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 15,102 | $112,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 230,400 | $111,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,500 | $109,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 160,400 | $109,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 10,000 | $109,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 11,100 | $107,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 42,435 | $107,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 17,700 | $105,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 340,236 | $105,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 109,397 | $104,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 43,016 | $102,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 23,200 | $100,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 14,488 | $98,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 15,753 | $98,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 15,600 | $98,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 20,400 | $95,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 230,529 | $95,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 329,469 | $92,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 20,310 | $92,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 36,234 | $91,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 13,100 | $90,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 41,000 | $90,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 14,500 | $88,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 175,300 | $88,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 30,032 | $87,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 15,932 | $86,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 34,393 | $86,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 43,615 | $85,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 24,421 | $84,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 136,487 | $84,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 50,033 | $84,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 41,185 | $83,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 107,801 | $82,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 45,601 | $82,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 29,130 | $82,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 40,210 | $82,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 124,893 | $81,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 15,800 | $80,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 306,829 | $80,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 77,753 | $80,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,499 | $79,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,499 | $78,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,988 | $77,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 62,816 | $77,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 19,411 | $77,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,200 | $76,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 2,235,601 | $76,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 46,771 | $75,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 23,100 | $75,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 139,644 | $73,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 19,505 | $71,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 115,620 | $70,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 28,149 | $70,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 17,400 | $70,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 49,200 | $70,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 37,263 | $68,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 39,621 | $68,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 171,330 | $67,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 96,600 | $67,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,800 | $66,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 124,788 | $65,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 35,890 | $65,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 79,905 | $64,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 129,300 | $64,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 26,104 | $62,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 24,080 | $60,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 83,536 | $60,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 29,599 | $59,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,745 | $57,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 38,300 | $57,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 16,790 | $55,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 77,000 | $55,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 68,588 | $55,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 80,300 | $54,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 58,427 | $54,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 30,415 | $53,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 76,356 | $52,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 43,900 | $51,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12,100 | $51,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 57,223 | $49,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 89,972 | $49,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 67,307 | $49,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 23,596 | $47,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 71,057 | $47,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 21,261 | $46,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 41,781 | $46,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 85,887 | $45,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 12,500 | $44,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 38,352 | $44,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 62,800 | $43,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 42,000 | $43,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 91,364 | $43,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 14,257 | $42,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 16,200 | $41,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 99,300 | $40,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,200 | $39,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 45,704 | $39,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 27,000 | $37,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 102,845 | $37,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 16,600 | $36,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 60,000 | $35,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 23,600 | $35,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,390 | $35,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 143,900 | $35,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 42,433 | $34,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 20,151 | $32,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 84,300 | $31,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 29,500 | $30,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 43,500 | $29,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 13,400 | $28,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 568,931 | $28,000 | thousands by filing date | |
| GLOWPOINT INC | 379887508 | COM | 28,227 | $27,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,612 | $26,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,921 | $26,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 33,930 | $26,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 11,900 | $25,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 19,701 | $25,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 63,100 | $24,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,315 | $23,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 20,105 | $23,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 13,489 | $22,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 37,751 | $22,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 16,600 | $22,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 13,505 | $22,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 40,234 | $22,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 10,520 | $22,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 10,300 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 81,709 | $20,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 16,513 | $19,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 13,000 | $19,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 139,290 | $17,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 22,300 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,400 | $14,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 12,400 | $14,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 22,800 | $14,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 35,479 | $14,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 48,677 | $13,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 36,220 | $13,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 15,700 | $13,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,371 | $11,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 18,160 | $10,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 13,700 | $10,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 20,868 | $8,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,189 | $7,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 23,100 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-19-000272 | this filing | 2019-11-13 | acceptance time not in the bulk data set |