13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,323 holding rows worth $97,270,675,000.
- Accession
- 0001037389-18-000214
- Filer
- CIK 1037389
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,323 entries on the cover page, a total value of $97,270,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,270,691,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375205 | CL A | 19,900 | $315,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 183,924 | $315,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,500 | $314,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,100 | $314,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,000 | $314,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 423,563 | $314,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 59,400 | $313,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 84,240 | $312,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 24,200 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 9,000 | $309,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 31,300 | $308,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,801 | $306,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 11,700 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,300 | $303,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 206,300 | $303,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 272,849 | $303,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 31,700 | $301,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,200 | $298,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 82,700 | $298,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,100 | $296,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 105,000 | $296,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 21,086 | $295,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,600 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,270 | $293,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 13,117 | $292,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,000 | $291,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9,600 | $290,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 11,200 | $289,000 | thousands by filing date | |
| RENMIN TIANLI GROUP INC | G7500A100 | SHS | 143,217 | $289,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,352 | $288,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,800 | $287,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 54,100 | $286,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,541,630 | $285,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 16,300 | $285,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 18,700 | $285,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 79,504 | $284,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 213,615 | $284,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 15,100 | $283,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,100 | $282,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 36,800 | $282,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,814 | $281,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 6,855 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,900 | $280,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 51,379 | $277,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 98,516 | $276,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 330,700 | $274,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 35,412 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,300 | $272,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 22,400 | $271,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 27,600 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,600 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,800 | $269,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 42,449 | $268,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 580,760 | $268,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 261,083 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,200 | $263,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,100 | $263,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,404 | $259,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 59,497 | $259,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 93,116 | $259,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,100 | $258,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,300 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,700 | $258,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,600 | $257,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 22,500 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,600 | $256,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,300 | $255,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 15,500 | $255,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,600 | $254,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,900 | $254,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 1,211,604 | $254,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,700 | $253,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 32,800 | $253,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,900 | $251,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 70,900 | $250,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 21,738 | $250,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 89,700 | $250,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 21,800 | $249,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 91,700 | $248,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,800 | $247,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 124,203 | $247,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,800 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,100 | $246,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,400 | $245,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,600 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,100 | $244,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 48,300 | $244,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 43,100 | $244,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 235,600 | $243,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 187,100 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,200 | $242,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,600 | $242,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 130,712 | $241,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,500 | $240,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 99,300 | $238,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 38,312 | $238,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,100 | $236,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,600 | $236,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,960 | $236,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 181,875 | $235,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 302,900 | $233,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 16,205 | $232,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,000 | $231,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 11,575 | $231,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,803 | $229,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,900 | $229,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,800 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,700 | $228,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 20,000 | $226,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,002 | $225,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,300 | $225,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,900 | $224,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,700 | $223,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,400 | $223,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,679 | $220,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,900 | $220,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,877 | $220,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 252,571 | $220,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,000 | $219,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 81,200 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,500 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,500 | $218,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,049 | $218,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 205,630 | $218,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 163,650 | $218,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 274,200 | $217,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 35,100 | $216,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 213,860 | $216,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 263,600 | $216,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,000 | $215,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,570 | $215,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 97,540 | $215,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 48,329 | $215,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 214,544 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,000 | $214,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,800 | $214,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,000 | $213,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 20,400 | $212,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 36,179 | $212,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,500 | $211,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 38,600 | $211,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,300 | $210,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 9,200 | $208,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 116,944 | $208,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 672,121 | $208,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 39,400 | $207,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,200 | $206,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 50,400 | $206,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 8,900 | $205,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 376,026 | $205,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 6,000 | $203,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 136,800 | $202,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 57,036 | $200,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 16,700 | $200,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 40,845 | $199,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 80,992 | $198,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 127,731 | $198,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,600 | $196,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 50,348 | $194,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 50,100 | $194,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 30,311 | $192,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 10,330 | $191,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 100,198 | $188,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 135,200 | $187,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 42,301 | $186,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 134,800 | $185,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 136,700 | $182,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 64,096 | $181,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 124,095 | $181,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 12,000 | $181,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 58,553 | $176,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 10,900 | $175,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 28,900 | $174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 11,000 | $173,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 51,038 | $173,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 15,337 | $173,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 671,208 | $173,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 41,712 | $169,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 10,300 | $167,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 90,100 | $167,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 33,100 | $166,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 86,622 | $165,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 19,500 | $164,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 171,900 | $163,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 123,173 | $163,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 43,079 | $162,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 13,600 | $160,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 26,913 | $158,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156119 | SHS NEW | 116,628 | $157,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,300 | $156,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 53,298 | $156,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 37,100 | $155,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,200 | $155,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 198,766 | $155,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 66,998 | $154,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 62,884 | $152,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L400 | COM PAR | 1,011,583 | $152,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13,600 | $150,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 254,330 | $150,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 21,800 | $149,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 11,600 | $148,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 122,186 | $148,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,300 | $147,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 704,600 | $146,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 156,000 | $145,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 12,300 | $143,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 208,933 | $142,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 27,300 | $139,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 321,269 | $139,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10,948 | $138,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 49,738 | $137,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 80,200 | $136,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 18,300 | $135,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 106,595 | $135,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 18,300 | $133,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,837 | $132,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 221,430 | $131,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 127,200 | $130,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,000 | $126,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 55,400 | $126,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 49,500 | $124,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 134,900 | $124,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,588 | $124,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 106,918 | $124,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 29,900 | $123,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 17,400 | $123,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 96,558 | $121,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 595,501 | $118,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 45,308 | $118,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 51,713 | $117,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 33,801 | $115,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 21,202 | $113,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 31,600 | $111,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 114,146 | $111,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 34,325 | $109,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 76,100 | $108,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 88,126 | $108,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 29,900 | $105,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 16,200 | $105,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 294,115 | $103,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123405 | COM NEW | 2,287,729 | $101,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,043 | $100,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,600 | $100,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 35,900 | $100,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 58,333 | $100,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 491,106 | $100,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 25,300 | $99,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 150,600 | $94,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 56,719 | $91,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 235,351 | $87,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,700 | $87,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 38,700 | $86,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 199,548 | $81,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 167,200 | $80,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 80,953 | $79,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,195 | $79,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 10,500 | $79,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 69,391 | $78,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 41,362 | $77,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 39,257 | $75,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 61,300 | $74,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 44,401 | $72,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 85,000 | $71,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 118,398 | $69,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 36,719 | $68,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 457,080 | $68,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 23,960 | $66,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 21,300 | $63,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 282,051 | $62,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,800 | $61,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 10,600 | $61,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 93,900 | $60,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,600 | $59,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 44,900 | $58,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 82,100 | $58,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 33,078 | $58,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 54,093 | $57,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 11,984 | $54,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 44,977 | $54,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 301,678 | $52,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,300 | $51,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 25,217 | $51,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 13,600 | $50,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 34,696 | $49,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 18,500 | $47,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 72,800 | $47,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 14,720 | $47,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 16,540 | $46,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 16,300 | $44,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 44,400 | $44,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 15,500 | $43,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,400 | $41,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 246,658 | $41,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 12,300 | $41,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 18,100 | $37,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 24,200 | $37,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 14,300 | $36,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 36,603 | $35,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28,770 | $35,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 17,724 | $34,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 21,000 | $33,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,067 | $33,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,900 | $32,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 31,900 | $32,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 13,700 | $32,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 22,300 | $30,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 14,000 | $30,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 28,707 | $30,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 29,600 | $29,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 24,000 | $29,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 32,600 | $28,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 21,700 | $28,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 19,700 | $27,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 12,242 | $26,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 11,031 | $25,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 64,700 | $25,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 17,974 | $24,000 | thousands by filing date | |
| DROPCAR INC | 26210U104 | COM | 40,164 | $21,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 61,391 | $20,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 37,207 | $12,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 10,600 | $7,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 10,300 | $5,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 17,842 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-18-000214 | this filing | 2018-11-13 | acceptance time not in the bulk data set |