13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 3,218 holding rows worth $63,208,016,000.
- Accession
- 0001037389-17-000002
- Filer
- CIK 1037389
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,218 entries on the cover page, a total value of $63,208,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,208,009,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVANS BANCORP INC | 29911Q208 | COM | 6,400 | $202,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 1,100 | $201,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 137,300 | $201,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 163,400 | $201,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 75,891 | $201,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 97,604 | $200,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 243,300 | $197,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 40,300 | $197,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 163,200 | $197,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 19,731 | $196,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 197,785 | $195,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 163,200 | $194,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 14,400 | $194,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 47,100 | $193,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,400 | $193,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 135,500 | $190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 18,200 | $189,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 262,500 | $188,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 23,200 | $183,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 30,600 | $181,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 75,100 | $181,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 52,200 | $178,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 52,113 | $178,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 25,600 | $177,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 245,000 | $177,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 13,100 | $177,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 194,680 | $177,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 44,500 | $174,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 100,200 | $174,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 25,100 | $171,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 84,900 | $171,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,400 | $170,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 37,999 | $167,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 107,900 | $166,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 14,300 | $166,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 99,000 | $165,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 64,379 | $164,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 229,980 | $164,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 42,500 | $163,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 65,451 | $160,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 40,900 | $160,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 33,400 | $159,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 28,696 | $159,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 16,700 | $158,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,700 | $155,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,300 | $155,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 16,280 | $152,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 14,100 | $152,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 81,699 | $150,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,400 | $148,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 160,128 | $147,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,300 | $146,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,700 | $145,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 20,600 | $145,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 84,000 | $144,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 124,800 | $144,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 156,000 | $140,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 24,500 | $140,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 122,200 | $138,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 48,600 | $136,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 16,800 | $132,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 49,200 | $132,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 58,200 | $130,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 50,100 | $128,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 49,389 | $128,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 90,811 | $128,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 12,600 | $127,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,448,762 | $126,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 38,400 | $126,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 19,100 | $126,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 80,700 | $125,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 62,468 | $125,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 149,600 | $124,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 239,100 | $124,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 118,900 | $124,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 75,300 | $123,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 194,000 | $122,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 195,300 | $121,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 204,700 | $120,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 31,000 | $119,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 219,700 | $119,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 99,600 | $119,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 36,485 | $118,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,600 | $117,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 95,000 | $117,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 30,200 | $114,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 21,900 | $113,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 35,146 | $112,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 85,643 | $111,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,431 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 77,294 | $109,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 10,102 | $109,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 383,800 | $109,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 71,139 | $107,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 52,550 | $105,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 17,100 | $104,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 10,500 | $104,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 191,300 | $103,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 19,600 | $103,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 17,337 | $103,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 67,109 | $101,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 114,532 | $100,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 10,900 | $98,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 14,200 | $97,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 83,400 | $97,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 139,952 | $97,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 88,100 | $97,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 51,200 | $92,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 141,000 | $92,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 88,900 | $92,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 23,300 | $91,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 31,002 | $91,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 47,900 | $90,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,100 | $89,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 73,600 | $89,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 27,760 | $89,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 68,980 | $88,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 113,220 | $87,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 109,400 | $86,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 22,825 | $86,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 17,000 | $85,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 81,900 | $84,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 59,052 | $83,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 25,124 | $83,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 38,100 | $82,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 42,054 | $81,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 107,600 | $78,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 53,982 | $77,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 55,800 | $76,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 20,500 | $76,000 | thousands by filing date | |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 17,900 | $76,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 19,586 | $75,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 17,790 | $75,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 32,800 | $74,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 54,400 | $70,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 97,260 | $70,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 45,000 | $69,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,622 | $69,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 93,700 | $69,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 69,572 | $67,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 269,800 | $66,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 69,400 | $65,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 35,491 | $65,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 124,300 | $64,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 16,400 | $64,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 125,301 | $64,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 59,600 | $64,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 11,200 | $64,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 44,518 | $63,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 273,812 | $63,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 10,800 | $63,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 49,000 | $61,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 41,219 | $61,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 25,800 | $59,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 30,500 | $58,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 28,133 | $58,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 26,265 | $58,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 13,800 | $57,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 45,000 | $56,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 19,184 | $55,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 22,727 | $53,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640203 | COM NEW | 10,591 | $53,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 63,329 | $52,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 69,400 | $52,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 99,424 | $50,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,400 | $47,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 100,200 | $47,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 19,405 | $47,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 21,511 | $46,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 689,400 | $46,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 34,400 | $45,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 27,900 | $45,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 101,800 | $45,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 17,400 | $45,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 540,838 | $45,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 141,700 | $43,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,800 | $42,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 19,027 | $42,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,300 | $39,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 37,200 | $38,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 33,951 | $38,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 53,100 | $38,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,200 | $37,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 66,500 | $37,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 250,500 | $36,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 14,400 | $35,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 133,600 | $35,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,074 | $34,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 18,784 | $34,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 45,000 | $32,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 70,000 | $31,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 13,400 | $30,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 25,100 | $30,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,974 | $28,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 11,300 | $27,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 16,295 | $27,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 28,500 | $25,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 88,500 | $25,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 11,400 | $24,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 29,800 | $23,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 29,300 | $22,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 38,100 | $20,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 13,100 | $20,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 17,677 | $17,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,200 | $17,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 21,500 | $17,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,916 | $17,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 75,920 | $15,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 10,091 | $15,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 14,600 | $14,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 50,300 | $13,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 11,600 | $12,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 11,305 | $10,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 20,620 | $7,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,699 | $6,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 15,010 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 18,009 | $4,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 17,714 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-17-000002 | this filing | 2017-02-13 | acceptance time not in the bulk data set |