13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,296 holding rows worth $56,574,517,000.
- Accession
- 0001037389-16-000185
- Filer
- CIK 1037389
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,296 entries on the cover page, a total value of $56,574,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,574,516,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELIV INTERNATIONAL INC | 75952R100 | COM | 374,500 | $258,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,214 | $257,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 135,791 | $257,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 85,100 | $256,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 67,400 | $256,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 96,500 | $256,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 44,000 | $255,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,400 | $253,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 27,850 | $252,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 67,400 | $252,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,400 | $250,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 4,200 | $250,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 61,513 | $250,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,400 | $249,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 42,919 | $249,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 176,166 | $247,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 32,100 | $247,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 136,444 | $243,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 187,300 | $242,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 100,800 | $241,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 56,400 | $239,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,900 | $238,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 205,400 | $238,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 14,600 | $237,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 171,100 | $236,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 69,594 | $235,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 28,031 | $234,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 120,800 | $234,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 18,200 | $233,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 18,900 | $232,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 180,000 | $232,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 21,800 | $231,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 82,191 | $231,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 46,300 | $227,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 187,450 | $227,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 684,758 | $226,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 221,200 | $226,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 69,900 | $224,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 89,400 | $224,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 193,076 | $224,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 172,319 | $224,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 78,110 | $223,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 123,800 | $222,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,301 | $222,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 63,200 | $222,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 23,600 | $222,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 11,098 | $220,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 69,200 | $220,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 71,000 | $219,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 290,764 | $218,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 76,500 | $217,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 25,564 | $217,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 128,000 | $216,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 244,200 | $215,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 30,400 | $214,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 37,200 | $214,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 13,700 | $212,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 106,700 | $210,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 65,500 | $210,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 9,000 | $209,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,600 | $209,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 74,100 | $206,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 25,200 | $205,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 155,800 | $204,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 27,000 | $203,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 16,100 | $203,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 244,171 | $203,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 97,164 | $200,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 140,900 | $199,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 23,178 | $199,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 158,152 | $199,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 16,480 | $198,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 51,113 | $198,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 31,900 | $197,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 82,700 | $196,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 115,114 | $196,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 15,900 | $195,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 30,600 | $194,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 54,200 | $190,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 121,700 | $190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 18,300 | $188,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 108,500 | $185,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 609,900 | $184,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 76,800 | $184,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 30,400 | $182,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 11,100 | $181,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 46,808 | $180,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 18,900 | $180,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 89,300 | $179,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 156,385 | $178,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 46,700 | $177,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,100 | $176,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 15,974 | $175,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,300 | $174,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,200 | $174,000 | thousands by filing date | |
| Lpath Inc | 548910405 | Equities | 52,857 | $173,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 621,298 | $172,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 175,200 | $172,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 253,600 | $170,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 21,500 | $168,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 44,200 | $168,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 137,985 | $168,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 23,670 | $167,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 19,200 | $165,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 322,700 | $164,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,700 | $163,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,600 | $161,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,300 | $158,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 1,923,051 | $158,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 14,100 | $156,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 19,500 | $156,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 19,000 | $156,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,396,562 | $154,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 26,200 | $154,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 24,400 | $153,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 47,000 | $152,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 16,300 | $152,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 74,901 | $152,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 13,500 | $151,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 225,900 | $151,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,300 | $151,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 68,239 | $149,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 36,224 | $149,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,300 | $148,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 59,914 | $148,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 20,829 | $148,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 18,100 | $147,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 84,300 | $146,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 20,700 | $144,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 50,609 | $143,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 244,400 | $142,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,825 | $141,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,600 | $141,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 54,100 | $138,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E112 | NEW SHS | 71,275 | $138,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 193,300 | $137,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 49,600 | $135,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 29,152 | $135,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,300 | $134,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 70,672 | $133,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 81,920 | $131,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 196,575 | $130,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 48,495 | $130,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 23,333 | $129,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 173,600 | $128,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 199,600 | $126,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,600 | $125,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 222,800 | $124,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 651,738 | $123,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 55,000 | $122,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 60,000 | $121,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 30,214 | $120,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 110,300 | $118,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 23,100 | $118,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 33,880 | $118,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,671 | $117,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 47,535 | $117,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,441 | $116,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 70,400 | $116,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 91,729 | $116,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 37,371 | $116,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,500 | $114,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 64,680 | $113,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 145,400 | $112,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 28,989 | $112,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 33,500 | $112,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 242,721 | $112,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 108,200 | $111,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 685,100 | $110,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 171,800 | $108,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 88,600 | $107,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 75,800 | $106,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 139,600 | $106,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 17,900 | $104,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 180,900 | $103,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 720,899 | $103,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 27,402 | $103,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 166,880 | $103,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 45,176 | $102,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 43,994 | $100,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,900 | $99,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 62,600 | $98,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 16,400 | $97,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 32,700 | $96,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 14,300 | $95,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 79,800 | $93,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 88,100 | $93,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 38,111 | $91,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 193,095 | $89,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 188,340 | $88,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 109,700 | $88,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 14,000 | $88,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 321,220 | $87,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 184,500 | $87,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 19,217 | $87,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 41,311 | $87,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 10,100 | $85,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 128,400 | $85,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 32,500 | $85,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 15,900 | $84,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 99,974 | $84,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 41,051 | $83,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 20,400 | $83,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 15,900 | $83,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,300 | $83,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 64,203 | $83,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 44,300 | $81,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 803,200 | $80,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 65,400 | $80,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 10,300 | $79,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 43,100 | $79,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 55,500 | $78,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 108,860 | $78,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 44,500 | $77,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 93,300 | $76,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 14,103 | $75,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 23,725 | $75,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 32,233 | $74,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 12,982 | $73,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 19,200 | $72,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 10,800 | $69,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 57,400 | $69,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 61,300 | $68,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 54,841 | $67,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 14,008 | $66,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 264,800 | $66,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 23,100 | $65,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 10,525 | $64,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 190,376 | $64,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 27,179 | $63,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 76,800 | $63,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 35,400 | $63,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 28,600 | $62,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 35,652 | $62,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 17,174 | $62,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 219,900 | $62,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 27,034 | $61,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 141,600 | $60,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 98,000 | $60,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 19,686 | $60,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 19,500 | $59,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 56,600 | $59,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 25,200 | $58,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,700 | $58,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 72,906 | $57,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 79,208 | $56,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100,601 | $55,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 60,189 | $52,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 19,891 | $51,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 17,227 | $51,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 73,300 | $51,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 181,376 | $51,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,000 | $50,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 14,000 | $50,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,200 | $49,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 34,600 | $48,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 215,300 | $48,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 35,600 | $48,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 15,700 | $46,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 161,109 | $45,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 24,219 | $44,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 60,073 | $44,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 152,498 | $43,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 129,700 | $42,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 117,300 | $42,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 89,200 | $40,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 18,500 | $40,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,178 | $40,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,900 | $39,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 72,700 | $39,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 52,100 | $38,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 41,900 | $35,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 41,500 | $35,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 17,784 | $33,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,274 | $32,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 43,000 | $32,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 24,939 | $32,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 21,300 | $30,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 192,100 | $30,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 10,603 | $28,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 120,100 | $26,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 127,200 | $26,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 16,900 | $26,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 21,500 | $25,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 21,700 | $25,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 19,865 | $25,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 14,000 | $22,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 16,200 | $19,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 37,800 | $19,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,000 | $16,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 19,200 | $15,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 19,800 | $13,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 27,067 | $12,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,799 | $11,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,100 | $10,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 12,800 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-16-000185 | this filing | 2016-11-14 | acceptance time not in the bulk data set |