13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 2,754 holding rows worth $36,520,760,000.
- Accession
- 0001037389-14-000073
- Filer
- CIK 1037389
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,754 entries on the cover page, a total value of $36,520,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,520,760,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATIONERS INC | 913004107 | COM | 7,222 | $271,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,397 | $270,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 34,078 | $270,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 177,400 | $270,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 106,200 | $269,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 145,728 | $267,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,000 | $266,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 241,500 | $266,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 34,900 | $263,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 29,400 | $263,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 176,600 | $263,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 781,900 | $258,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 15,000 | $255,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 32,700 | $253,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 38,700 | $253,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 23,900 | $249,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 370,500 | $248,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,902 | $247,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 57,200 | $246,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 16,269 | $244,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 20,200 | $243,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,840 | $241,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 163,100 | $241,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,300 | $241,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 7,300 | $240,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,500 | $240,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,100 | $238,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 77,200 | $238,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 61,600 | $237,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 3,807 | $237,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,500 | $235,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 8,513 | $234,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,500 | $234,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 235,700 | $233,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 10,027 | $232,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 36,200 | $232,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 33,352 | $231,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 13,500 | $227,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 22,902 | $224,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 31,914 | $224,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 72,900 | $218,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 9,400 | $214,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 56,900 | $213,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 47,000 | $212,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 118,266 | $211,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,500 | $210,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 23,380 | $207,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 304,155 | $205,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,500 | $203,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,911 | $202,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 16,800 | $201,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,561 | $200,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 14,300 | $200,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 45,700 | $199,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 126,866 | $197,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 128,100 | $197,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,700 | $195,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 20,500 | $194,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 80,683 | $192,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 132,700 | $192,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 83,100 | $191,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 138,900 | $190,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 27,400 | $189,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 537,100 | $189,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 80,200 | $188,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 131,694 | $188,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 98,500 | $188,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 38,149 | $187,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 18,100 | $186,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,300 | $182,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 87,500 | $182,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 31,900 | $180,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 973,899 | $178,000 | thousands by filing date | |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 138,964 | $178,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 268,100 | $177,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 10,200 | $173,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 53,800 | $172,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 59,394 | $170,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 30,200 | $168,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 14,300 | $164,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 40,873 | $163,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 50,900 | $162,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29,488 | $161,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 29,100 | $160,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 40,200 | $159,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 62,000 | $158,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 18,400 | $156,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 12,700 | $156,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,200 | $155,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 20,690 | $155,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 77,494 | $155,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 49,400 | $150,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 43,900 | $150,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 200,700 | $149,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 49,400 | $148,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 49,964 | $148,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 40,700 | $147,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 135,800 | $144,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 48,040 | $144,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,400 | $142,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 31,600 | $142,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 30,500 | $142,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 54,000 | $141,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 26,500 | $141,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 86,892 | $140,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 115,800 | $140,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 84,500 | $138,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 16,600 | $137,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 14,966 | $137,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 395,400 | $135,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 214,900 | $135,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 19,400 | $134,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 39,906 | $134,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,200 | $133,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 40,821 | $133,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 29,800 | $132,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 289,400 | $131,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 32,900 | $131,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,960 | $131,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,300 | $131,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 35,000 | $130,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 33,500 | $129,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 13,300 | $129,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 39,600 | $129,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 45,410 | $129,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 13,000 | $128,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,982 | $128,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 23,800 | $128,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 11,400 | $128,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 68,600 | $127,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 319,800 | $126,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 113,500 | $126,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 111,500 | $124,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 90,360 | $122,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 29,000 | $121,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 11,900 | $121,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 60,868 | $121,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,199 | $119,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 99,200 | $119,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 36,958 | $119,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 369,400 | $118,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 47,793 | $116,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 88,900 | $115,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 241,900 | $114,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,500 | $113,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 132,100 | $111,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 38,900 | $111,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 48,600 | $111,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 23,480 | $109,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 62,701 | $109,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 22,500 | $108,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 63,300 | $106,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 229,400 | $105,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 396,600 | $104,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,900 | $102,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 32,050 | $102,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 27,500 | $102,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 16,200 | $101,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 53,500 | $99,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 12,500 | $99,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 111,300 | $99,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 84,000 | $99,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 19,300 | $98,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 177,300 | $98,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 62,800 | $98,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 14,500 | $97,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 16,400 | $97,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 234,700 | $96,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,800 | $95,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 61,874 | $95,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 72,500 | $95,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 10,700 | $94,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 73,314 | $92,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,800 | $91,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,400 | $91,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 17,800 | $88,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 45,475 | $88,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 34,979 | $88,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 29,100 | $87,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 11,500 | $85,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 25,800 | $84,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 74,976 | $84,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 70,885 | $82,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 52,100 | $82,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 42,300 | $81,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 38,300 | $80,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 491,200 | $78,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 60,633 | $76,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 25,775 | $72,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 126,162 | $72,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 40,200 | $71,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 67,399 | $71,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,500 | $70,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 53,300 | $70,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 82,360 | $69,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 164,071 | $67,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 15,500 | $66,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 18,400 | $65,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 14,290 | $65,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 11,200 | $62,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 108,800 | $62,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 43,700 | $61,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 30,700 | $61,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 14,600 | $61,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 400,500 | $60,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 12,100 | $57,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10,400 | $56,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,852 | $53,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 23,400 | $51,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 34,500 | $51,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 16,780 | $51,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 26,700 | $51,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 13,600 | $50,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 13,800 | $49,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 41,800 | $47,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,504 | $46,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 82,100 | $46,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 48,100 | $46,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 140,400 | $45,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 15,021 | $45,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 27,200 | $40,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 14,996 | $40,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 131,729 | $39,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 154,500 | $39,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 27,500 | $38,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 44,900 | $35,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 124,000 | $33,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 25,100 | $33,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 15,400 | $32,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 11,653 | $32,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 23,500 | $31,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 52,500 | $29,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 185,900 | $29,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 41,503 | $29,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 15,200 | $29,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 30,400 | $28,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 18,700 | $25,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 21,200 | $25,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 73,700 | $24,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 71,500 | $22,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 36,500 | $22,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 178,300 | $21,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 23,000 | $17,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 14,900 | $16,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 10,300 | $15,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 23,700 | $15,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 12,100 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 282,279 | $10,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 44,000 | $9,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 34,100 | $9,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 10,100 | $8,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 250,300 | $8,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 45,300 | $6,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 35,900 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-14-000073 | this filing | 2014-11-12 | acceptance time not in the bulk data set |