13F-HR filed by RENAISSANCE TECHNOLOGIES LLC
RENAISSANCE TECHNOLOGIES LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 2,781 holding rows worth $41,223,018,000.
- Accession
- 0001037389-13-000058
- Filer
- CIK 1037389
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,781 entries on the cover page, a total value of $41,223,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,223,026,000 with VALUE read as thousands by filing date, 13F file number 028-06262. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 90,900 | $265,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 212,100 | $265,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 11,782 | $264,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,305 | $261,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23,400 | $260,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,600 | $259,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 11,787 | $258,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 30,037 | $257,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 33,400 | $256,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 4,000 | $254,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 35,900 | $253,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 64,960 | $253,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,494 | $251,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 205,600 | $251,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,600 | $250,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 24,200 | $250,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 26,419 | $243,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 140,300 | $243,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 73,000 | $242,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 222,000 | $240,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 26,100 | $239,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 687,900 | $239,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,000 | $238,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,900 | $237,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,967 | $236,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,511 | $236,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 4,400 | $236,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 11,500 | $236,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 35,500 | $235,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 42,100 | $232,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 8,200 | $232,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 16,274 | $231,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 73,500 | $231,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 84,100 | $229,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 18,500 | $228,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 12,100 | $228,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 21,900 | $226,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,000 | $225,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,400 | $225,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 576,200 | $225,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 76,400 | $225,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 113,000 | $225,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 12,000 | $225,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 48,079 | $224,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 50,874 | $222,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 13,000 | $220,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 37,585 | $220,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 23,508 | $220,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 13,600 | $218,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 104,657 | $218,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,814 | $216,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 156,200 | $216,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 85,500 | $216,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 16,800 | $215,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 58,600 | $215,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 463,500 | $214,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 103,340 | $214,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 51,400 | $213,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,100 | $212,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 21,700 | $212,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,000 | $211,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 9,100 | $211,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,800 | $211,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 64,700 | $207,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 208,363 | $206,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,600 | $205,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 42,600 | $205,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 8,700 | $204,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,491 | $204,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 70,180 | $204,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 112,000 | $203,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 32,500 | $203,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 86,400 | $202,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 22,000 | $202,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,100 | $201,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 23,700 | $201,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 88,900 | $201,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 31,000 | $201,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 34,886 | $200,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 90,194 | $198,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 15,736 | $198,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 48,592 | $198,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 17,000 | $197,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 17,400 | $196,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 57,700 | $193,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 48,050 | $193,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,900 | $192,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 13,600 | $191,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 18,500 | $190,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,200 | $189,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 108,700 | $189,000 | thousands by filing date | |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 36,200 | $189,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 78,400 | $187,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 56,800 | $187,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 11,800 | $185,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 37,700 | $185,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 14,368 | $183,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 44,800 | $182,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 19,513 | $182,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 82,755 | $177,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 51,000 | $176,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 228,900 | $175,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 44,200 | $175,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 208,300 | $175,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 88,300 | $174,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 123,000 | $172,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 96,198 | $172,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 80,100 | $171,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 20,900 | $171,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,594 | $170,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 70,464 | $170,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 22,400 | $170,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 45,400 | $169,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 70,124 | $168,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 12,500 | $167,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 29,055 | $167,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 41,900 | $166,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 26,300 | $166,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 43,600 | $165,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 38,097 | $161,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 23,200 | $161,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 92,200 | $161,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 365,500 | $160,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,401 | $159,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 91,976 | $158,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 87,395 | $158,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,802 | $157,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 24,300 | $157,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 89,300 | $156,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 16,800 | $154,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 38,254 | $153,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 24,895 | $152,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 56,100 | $151,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 64,940 | $151,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,100 | $150,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 93,770 | $150,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 64,200 | $149,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 84,100 | $148,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,900 | $147,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 196,370 | $147,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 87,925 | $145,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 36,000 | $144,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 28,000 | $143,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 15,600 | $141,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 59,000 | $140,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,800 | $139,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 142,900 | $139,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 92,900 | $137,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 16,100 | $137,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 15,700 | $136,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 61,600 | $135,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 15,200 | $135,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 97,300 | $133,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 350,900 | $133,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 17,031 | $131,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 43,239 | $130,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 260,414 | $128,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 66,800 | $127,000 | thousands by filing date | |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 70,564 | $127,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 87,500 | $126,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 37,500 | $122,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 160,200 | $122,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 434,187 | $121,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 85,766 | $120,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 57,100 | $119,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 71,815 | $116,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 21,900 | $116,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 34,400 | $114,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 12,400 | $113,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 104,000 | $111,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 10,600 | $109,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 25,300 | $108,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 16,000 | $107,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 64,701 | $107,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 81,189 | $106,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 30,650 | $105,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 67,400 | $104,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 37,400 | $104,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 80,200 | $104,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 33,273 | $103,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 87,524 | $103,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 33,800 | $102,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 36,500 | $102,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 14,600 | $102,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,017 | $101,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 74,300 | $100,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,380 | $99,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 13,500 | $99,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 42,800 | $98,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 18,300 | $98,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 39,960 | $98,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 56,300 | $97,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 16,300 | $95,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 25,800 | $95,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 33,000 | $94,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 11,614 | $93,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 23,000 | $89,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,000 | $88,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 12,000 | $88,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,000 | $87,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 23,100 | $87,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 367,200 | $86,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 57,600 | $86,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 108,300 | $84,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,000 | $83,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 149,500 | $82,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 37,700 | $80,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 80,300 | $79,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 23,000 | $78,000 | thousands by filing date | |
| TIANLI AGRITECH INC | G8883T104 | SHS | 79,200 | $78,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 50,000 | $77,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 202,900 | $77,000 | thousands by filing date | |
| EON COMMUNICATIONS CORP | 268763208 | COM NEW | 73,940 | $77,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 85,200 | $76,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 79,500 | $76,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 31,500 | $76,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 31,800 | $76,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 22,000 | $75,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 34,500 | $74,000 | thousands by filing date | |
| AETRIUM INC | 00817R103 | COM | 181,500 | $72,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 215,137 | $71,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 25,000 | $71,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 18,000 | $71,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 89,600 | $70,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 57,400 | $69,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 18,696 | $69,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 46,433 | $67,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,200 | $66,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 44,200 | $66,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 50,115 | $63,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 10,800 | $62,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 80,500 | $62,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 14,300 | $62,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 124,900 | $61,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 33,700 | $59,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 14,400 | $58,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 12,700 | $58,000 | thousands by filing date | |
| CHINA MARINE | 16943R106 | COM | 145,700 | $55,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 11,000 | $52,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 24,100 | $51,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 75,800 | $50,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 36,600 | $50,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 10,100 | $49,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 171,300 | $48,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 24,000 | $47,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,801 | $45,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 10,153 | $45,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 17,900 | $43,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 59,200 | $42,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 37,200 | $42,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 55,657 | $40,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 22,500 | $38,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 90,600 | $38,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 41,600 | $37,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 15,067 | $36,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 33,700 | $36,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,200 | $34,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 14,600 | $34,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 26,200 | $34,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,500 | $32,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 15,600 | $32,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 24,400 | $32,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 17,500 | $30,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 22,575 | $29,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 287,600 | $29,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 14,300 | $28,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 161,800 | $28,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 21,100 | $28,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 17,741 | $26,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 29,860 | $25,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 78,200 | $23,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 244,280 | $23,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 10,887 | $21,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 34,900 | $21,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,467 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 37,200 | $17,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 40,700 | $15,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 20,700 | $13,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 15,300 | $10,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 13,200 | $8,000 | thousands by filing date | |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 35,700 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001037389-13-000058 | this filing | 2013-11-13 | acceptance time not in the bulk data set |